Search for: "securities and exchange commission"
Results 1 - 40 of 3,006
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action |
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| November 20, 2009 | ||||
| Securities and Exchange Commission v. Nelson et al | TX Northern | Furgeson | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission Defendant: Derek A Nelson, Capital Mountain Holding Corp.,
Systems XXI, Act I, LLC, Systems XXI, Act II, LLC, Plouteo, Inc. and others...
Receiver: Receiver
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| November 19, 2009 | ||||
| SECURITIES AND EXCHANGE COMMISSION v. AMANTE CORPORATION et al | FL Northern | HINKLE | Other | |
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Plaintiff: SECURITIES AND EXCHANGE COMMISSION Defendant: AMANTE CORPORATION, COMMONWEALTH CAPITAL
MANAGEMENT INC, EDWARD M DENIGRIS, WILLIAM D DYER, MVC GROUP LLC and others...
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| Securities and Exchange Commission v. Dunn et al | NV | Pro | Securities/Commodities/Exchanges | Federal Question |
| Securities and Exchange Commission v. Shidaal Express, Inc. et al | CA Southern | Miller | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission Defendant: Shidaal Express, Inc., Mohamud Abdi Ahmed
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| November 18, 2009 | ||||
| U.S. Securities and Exchange Commission v. Big Apple Consulting USA, Inc. et al | FL Middle | Antoon II | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: U.S. Securities and Exchange Commission, U.S. Securities and Exchange Commission, U.S. Securities and Exchange Commission, U.S.
Securities and Exchange Commission Defendant: Big Apple Consulting USA, Inc., MJMM Investments, LLC, Marc Jablon, Matthew Maguire, Mark C.
Kaley and others...
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| November 17, 2009 | ||||
| SECURITIES AND EXCHANGE COMMISSION v. TELLINI | DC | Kollar-Kotelly | Other Statutory Actions | Federal Question |
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Plaintiff: SECURITIES AND EXCHANGE COMMISSION Defendant: RAYMOND PETER TELLINI
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| Securities And Exchange Commission v. Bjorkstrom | CA Northern | Ware | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities And Exchange Commission, Securities And Exchange Commission Defendant: Diane
Bjorkstrom
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| Securities and Exchange Commission v. Silva | CA Northern | Ware | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities And Exchange Commission, Securities And Exchange Commission Defendant: Benjamin
Silva, III
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| November 16, 2009 | ||||
| SECURITIES AND EXCHANGE COMMISSION v. SOKOL | DC | Kollar-Kotelly | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: SECURITIES AND EXCHANGE COMMISSION Defendant: JOHN S. SOKOL, BANCINSURANCE CORPORATION
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| Securities and Exchange Commission v. Mantria Corporation et al | CO | Arguello | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission Defendant: Mantria
Corporation, Troy B. Wragg, Amanda E. Knorr, Speed of Wealth, LLC, Wayde M. McKelvy and others...
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| November 13, 2009 | ||||
| Securities and Exchange Commission v. O'Hara et al | NY Southern | Unassigned | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission Defendant: Jerome O'Hara, George Perez
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| November 12, 2009 | ||||
| SECURITIES AND EXCHANGE COMMISSION v. SAFENET, INC. et al | DC | Roberts | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: SECURITIES AND EXCHANGE COMMISSION Defendant: SAFENET, INC., ANTHONY CAPUTO, KENNETH MUELLER,
CLINTON RONALD GREENMAN, JOHN WILROY and others...
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| Securities and Exchange Commission v. Amante Corporation et al | ID | Lodge | Other | |
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Plaintiff: Securities and Exchange Commission Defendant: Amante Corporation, Commonwealth Capital
Management Inc, Edward M Denigris, William D Dyer, MVC Group LLC and others...
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| Securities and Exchange Commission v. Homestead Properties LP et al | CA Central | Carney | Other | |
| November 10, 2009 | ||||
| Securities and Exchange Commission v. Ezra C. Levy | NY Southern | Cote | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission Defendant: Ezra C. Levy
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| November 9, 2009 | ||||
| SECURITIES AND EXCHANGE COMMISSION v. AMANDA CORPORATION et al | NC Middle | UNASSIGNED | Other | |
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Plaintiff: SECURITIES AND EXCHANGE COMMISSION Defendant: AMANDA CORPORATION, COMMONWEALTH CAPITAL
MANAGEMENT, INC., EDWARD M. DENIGRIS, WILLIAM D. DYER, MVC GROUP LLC and
others...
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| Securities And Exchange Commission v. Amante Corporation et al | NY Eastern | Unassigned | Other | |
| Securities and Exchange Commission v. Amante Corporation et al | NC Western | Voorhees | Other | |
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Plaintiff: Securities and Exchange Commission Defendant: Amante Corporation, Commonwealth Capital
Management, Inc, Edward M. Denigris, William D. Dyer
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| Securities and Exchange Commission v. Amante Corporation et al | NE | Unassigned Judge | Other | |
| Securities and Exchange Commission v. Amante Corporation et al | NC Eastern | Other | ||
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Plaintiff: Securities and Exchange Commission Defendant: Amante Corporation, Commonwealth Capital
Management, Inc., Edward M. Denigris, William D. Dyer
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| Securities and Exchange Commission v. Amante Corporation et al | OR | Other | ||
| Securities and Exchange Commission v. Amante Corporation et al | NY Northern | Mordue | Other | |
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Plaintiff: Securities and Exchange Commission Defendant: Amante Corporation, Commonwealth Capital
Management, Inc., Edward M. Denigris, William D. Dyer, MVC Group LLC and
others... Receiver: Soneet R. Kapila
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| Securities and Exchange Commission v. Mazu Publishing Company | IA Northern | Scoles | Other | |
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Plaintiff: Securities and Exchange Commission Defendant: Mazu Publishing Company
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| November 6, 2009 | ||||
| Securities and Exchange Commission v. Evans | CO | Arguello | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission Defendant: Thomas B. Evans
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| November 5, 2009 | ||||
| Securities and Exchange Commission v. Cutillo et al | NY Southern | Kaplan | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission, Securities and
Exchange Commission, Securities and Exchange Commission Defendant: Arthur J. Cutillo, Jason C. Goldfarb, Zvi Goffer, Craig C. Drimal,
Schottenfeld Group, LLC and others...
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| November 4, 2009 | ||||
| Securities and Exchange Commission v. LeCroy et al | AL Northern | Unassigned | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission Defendant: Charles E.
LeCroy, Douglas W. MacFaddin
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| United States Securities and Exchange Commission v. Merge Healthcare Incorporated et al | WI Eastern | Clevert | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: United States Securities and Exchange Commission, United States Securities and Exchange Commission Defendant: Merge Healthcare Incorporated, Richard A Linden, Scott T Veech
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| November 2, 2009 | ||||
| In the Matter of an Application to Enforce Administrative Subpoenas of the Securities and Exchange Commission | CA Central | Walter | Other | |
| October 30, 2009 | ||||
| Securities and Exchange Commission v. Tang et al | CA Northern | Spero | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission Defendant: King Chuen
Tang, Ronald Yee, Zisen Yu, Joseph Seto, Ming Siu and others...
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| UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. CHINA HOLDINGS, INC. et al | DC | Bates | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: UNITED STATES SECURITIES AND EXCHANGE COMMISSION, UNITED STATES SECURITIES AND EXCHANGE COMMISSION Defendant: CHINA HOLDINGS, INC., JULIANNA LU
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| October 29, 2009 | ||||
| U.S. Securities and Exchange Commission v. Grocock | FL Middle | Antoon II | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: U.S. Securities and Exchange Commission Defendant: J. Bennett Grocock
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| October 28, 2009 | ||||
| Securities and Exchange Commission v. Amante Corporation et al | FL Southern | Cohn | Other Statutory Actions | Securities Fraud |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission Defendant: Amante Corporation, Commonwealth Capital Management, Inc, Edward M. Denigris, William D. Dyer, MVC Group LLC and others... Receiver: Soneet Kapila
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| October 27, 2009 | ||||
| SECURITIES AND EXCHANGE COMMISSION v. CREATIVE CAPITAL CONSORTIUM LLC | FL Northern | HINKLE | Other | |
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Plaintiff: SECURITIES AND EXCHANGE COMMISSION Defendant: CREATIVE CAPITAL CONSORTIUM LLC
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| Securities and Exchange Commission v. Ccreative Capital Concepts, LLC et al | FL Middle | Merryday | Other Statutory Actions | Civil Miscellaneous Case |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission Defendant: Creative Capital Concepts, LLC, A Creative Capital Concepts, LLC, George L. Theodule Receiver: Jonathan E.
Perlman
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| Securities and Exchange Commission v. Grmovsek | NY Southern | McMahon | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission Defendant: Stanko J. Grmovsek
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| Securities and Exchange Commission v. Kokesh | NM | Garcia | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission Defendant: Charles R Kokesh
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| Securities and Exchange Commission v. Slowey et al | NY Eastern | Wexler | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
| October 23, 2009 | ||||
| Securities and Exchange Commission v. Spaugy | OK Northern | Kern | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission Defendant: Don N Spaugy
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| U.S. SECURITIES AND EXCHANGE COMMISSION v. HUBER et al | IN Southern | Hamilton | Other | |
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Plaintiff: U.S. SECURITIES AND EXCHANGE COMMISSION Defendant: WILLIAM A. HUBER, HUBADEX, INC., THE
QUARTER FUNDS, L.P., THE SYMMETRY FUND, L.P., THE TRIMESTER FUND and others...
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| October 22, 2009 | ||||
| Duff et al v. Huber et al | MI Eastern | Battani | Other (890) | No cause code entered |
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Plaintiff: United States Securities and Exchange Commission Defendant: William A Huber, Quarter Funds,
LP, Symmetry Fund, LP, Trimester Fund, Ruthann Huber
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