Search for: "td ameritrade, inc."
Results 1 - 40 of 42
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action |
|---|---|---|---|---|
| November 25, 2009 | ||||
| Aspen Insurance UK, LTD et al v. Fiserv Inc. et al | CO | Arguello | Insurance | Diversity-Insurance Contract |
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Plaintiff: Aspen Insurance UK, LTD, Certain Underwriters at Lloyd's Defendant: Fiserv Inc., Fiserv Trust
Company, Trust Industrial Bank, TD Ameritrade Online Holdings Corp., TD Ameritrade Holding Corporation and others...
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| October 2, 2009 | ||||
| Bertini v. Fiserv, Inc. et al | NY Southern | Jones | Other Contract | Diversity-Other Contract |
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Plaintiff: Arlene Bertini, Arlene Bertini, Arlene Bertini Defendant: Fiserv, Inc., Fiserv Trust Company,
TD Ameritrade Online Holding Corporation, TD Ameritrade Holding Corporation
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| September 29, 2009 | ||||
| City of Livonia Employees' Retirement System v. Wachovia Corporation et al | NY Southern | Sullivan | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: City of Livonia Employees' Retirement System, City of Livonia Employees' Retirement System, City of Livonia Employees' Retirement
System, City of Livonia Employees' Retirement System, City of Livonia Employees' Retirement System and others... Defendant: Wachovia Corporation,
Wachovia Capital Trust IV, Wachovia Capital Trust IX, Wachovia Capital Trust X, Wells Fargo and others...
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| July 30, 2009 | ||||
| Sternfeld et al v. Fiserv, Inc. et al | NY Southern | Jones | Other Personal Property Damage | Diversity-Breach of Contract |
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Plaintiff: Harold C. Sternfeld, Harold C. Sternfeld, Harold C. Sternfeld, Harold C. Sternfeld, Harold C. Sternfeld and others... Defendant: Fiserv, Inc., Fiserv Trust
Company, NTC & Co., Trust Industrial Bank, Robert Beriault Holdings, Inc. and
others...
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| July 28, 2009 | ||||
| McPeak v. Maihos et al | MA | Woodlock | Negotiable Instrument | Diversity-Negotiable Instrument |
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Plaintiff: Nana Patricia McPeak Defendant: Robert A. Maihos, ITV Global, Inc. Trustee: Beverly National Bank, TD Ameritrade, Inc.
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| July 16, 2009 | ||||
| Orange County Employees' Retirement System et al v. Carlson et al | NY Southern | Sullivan | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Orange County Employees' Retirement System, Orange County Employees' Retirement System, Louisiana Sheriffs' Pension and Relief
Fund, Louisiana Sheriffs' Pension and Relief Fund, Louisiana Sheriffs' Pension and Relief Fund and others... Defendant: Peter M. Carlson, Peter M.
Carlson, Peter M. Carlson, Ross E. Jeffries, Jr., Ross E. Jeffries, Jr. and
others...
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| July 14, 2009 | ||||
Aloft Media, LLC v. Oracle Corporation et al
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TX Eastern | Davis | Patent | Fed. Question |
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Plaintiff: Aloft Media, LLC Defendant: Oracle Corporation, Oracle USA, Inc., Yahoo! Inc., Google, Inc.,
Fair Isaac Corp. and others...
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| June 10, 2009 | ||||
| Anderson v. FISERV, Inc. et al | NY Southern | Jones | Other Contract | Diversity: Notice of Removal |
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Plaintiff: Shelley L. Anderson Defendant: FISERV, Inc., FISERV, Inc., Fiserv Trust Company, Fiserv Trust
Company, TD Ameritrade Online Holding Corporation and others...
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| Black v. TD Ameritrade, Inc. et al | TX Western | Yeakel | Other Contract | Diversity-Contract Dispute |
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Plaintiff: Robert David Black Defendant: TD Ameritrade, Inc., Bank of America, N.A., Alan Gin
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| Cohen et al v. First Trust Corporation et al | CO | Arguello | Other Contract | Diversity-Breach of Fiduciary Duty |
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Plaintiff: William J. Cohen, Elenor Cohen Defendant: First Trust Corporation, Fiserv Trust Company, Trust
Industrial Bank, Lincoln Trust Company, NTC & Co. LLP and others...
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| May 27, 2009 | ||||
| Rutman et al v. Fiserv, Inc. et al | CO | Arguello | Other Fraud | Diversity-Breach of Fiduciary Duty |
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Plaintiff: Max Rutman, Betty Smelin, Raanan Smelin Defendant: Fiserv, Inc., Fiserv Trust Company,
Retirement Accounts, Inc., NTC & Co. LLP, Trust Industrial Bank and
others...
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| May 1, 2009 | ||||
| TD Ameritrade Holding Corporation et al v. The Reserve Fund et al | NY Southern | Gardephe | Securities/Commodities/Exchanges | Notice of Removal |
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Plaintiff: TD Ameritrade Holding Corporation, TD Ameritrade Online Holdings Corp., TD Ameritrade, Inc., TD Ameritrade Clearing, Inc.,
National Investor Services Corporation and others... Defendant: The Reserve Fund, The Reserve Fund, Reserve Management Company, Inc., Reserve Primary Fund, Reserve Primary Fund and others...
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| April 24, 2009 | ||||
| SQUIRES v. FISERV INVESTMENT SUPPORT SERVICES et al | NJ | Chesler | Other Fraud | Diversity-Fraud |
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Plaintiff: STEPHEN SQUIRES Defendant: FISERV INVESTMENT SUPPORT SERVICES, FIRST TRUST CORPORATION,
RETIREMENT ACCOUNTS, INC., FISERV TRUST COMPANY, FISERV, INC. and others...
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| April 2, 2009 | ||||
| Weinstein v. Fiserv, Inc. et al | CO | Arguello | Other Fraud | Federal Question |
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Plaintiff: Eric D. Weinstein; Defendant: Fiserv, Inc., Fiserv Trust Company, NTC & Co., Trust
Industrial Bank, Robert Beriault Holdings, Inc. and others...
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| March 6, 2009 | ||||
| Orange County Employees' Retirement System et al v. Carlson et al | CA Northern | Chesney | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Orange County Employees' Retirement System, Louisiana Sheriffs' Pension and Relief Fund, Government of Guam Retirement Fund,
Southeastern Pennsylvania Transporation Authority; Defendant: Peter M. Carlson, Ross E. Jeffries, Jr., David M. Julian, G. Kennedy Thompson,
Mark C. Treanor and others...
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| February 18, 2009 | ||||
| TD Ameritrade, Inc. v. Salamie | WV Southern | Chambers | Other Contract | Diversity |
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Plaintiff: TD Ameritrade, Inc.; Defendant: Dan Salamie
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| December 31, 2008 | ||||
| Kahn v. Oppenheimer & CO., Inc. et al | NY Southern | Koeltl | Other Civil Rights | Federal Question |
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Plaintiff: Leonard R. Kahn; Defendant: Oppenheimer & CO., Inc., TD Ameritrade, Wachovia Bank, State
of Florida, City of New York
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| December 24, 2008 | ||||
| Barrett v. Fiserv, Inc. et al | FL Middle | Lazzara | Other Contract | Diversity |
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Plaintiff: John J. Barrett, III; Defendant: Fiserv, Inc., First Trust Corporation, Retirement Accounts,
Inc., Fiserv Trust Company, TD Ameritrade Trust Company and others...
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| Hines et al v. FIserv, Inc. et al | FL Middle | Moody | Other Contract | Diversity |
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Plaintiff: Larry Hines, Robert Falcetti, Sr., Thomas A. Paaso, Raymond F. Meagher, Lloyd Hall; Defendant:
FIserv, Inc., First Trust Corporation, Retirement Accounts, Inc., Fiserv Trust Company, TD Ameritrade Trust Company and others...
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| December 9, 2008 | ||||
| Hamilton v. TD Ameritrade, Inc. et al | GA Northern | Shoob | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: A. M. Hamilton, A. M. Hamilton, A. M. Hamilton Defendant: TD Ameritrade, Inc., TD Ameritrade
Holding Corporation, The Reserve Yield Plus Fund, Reserve Management Company, Inc., Reserve Short-Term Investment Trust and others...
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| December 4, 2008 | ||||
| Fire and Police Pension Association of Colorado et al v. American International Group, Inc. et al | NY Southern | Unassigned | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Fire and Police Pension Association of Colorado, Fire and Police Pension Association of Colorado, Fire and Police Pension
Association of Colorado, Fire and Police Pension Association of Colorado, Fire and Police Pension Association of Colorado and others... Defendant: American International
Group, Inc., Martin Sullivan, Steven Bensinger, David L. Herzog, Stephen F. Bollenbach and others...
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| November 25, 2008 | ||||
| Ross et al v. Reserve Management Company, Inc. et al | NY Southern | Castel | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: William Ross, Dawn Ross; Defendant: Reserve Management Company, Inc., Reserve Short -Term
Investment Trust, Reserve Yield Plus Fund, The Reserve, Bruce R. Bent and
others...
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| October 22, 2008 | ||||
| Louisiana Sheriffs' Pension and Relief Fund et al v. Merrill Lynch & Co. Inc. et al | NY Southern | Rakoff | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Louisiana Municipal Police Employees Retirement System, Louisiana Sheriffs Pension and Relief Fund; Defendant: Merrill Lynch & Co. Inc., Merrill Lynch Capital Trust I, Merrill Lynch Capital Trust II, Merrill Lynch Capital Trust III, Merrill Lynch,
Pierce, Fenner & Smith, Inc. and others...
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| September 8, 2008 | ||||
| United States of America v. $551,699.20, et al | TX Southern | Hughes | Other | U.S. Government Plaintiff |
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Plaintiff: United States of America; Defendant: $551,699.20 Seized from 5 certificates of deposits at
Amegy Bank, et al, $ 512,593.80 Seized from Amergy Bank, $75,640.70 Seized from TD Ameritrade, $165,493.92 seized from Amegy Bank, $144,672.42 seized from Bank of Ameica
and others...Claimant: Evan N Jarvis,
Ginger Ann Jarvis, Lois Newman, NuTech Inc and others...
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| July 30, 2008 | ||||
| Perkins v. Lehman Brothers Inc. et al | GA Northern | Batten | Withdrawal | Withdrawal of bankruptcy matter to district court |
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Plaintiff: William F. Perkins Defendant: Lehman Brothers Inc., Lehman Brothers Inc., Oppenheimer &
Co. Inc., J.B. Oxford & Company, Banc of America Securities LLC and
others...
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| July 23, 2008 | ||||
| Shaw v. AMTD-TD Ameritrade Holding Corp. et al | TX Western | Sparks | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Sylvester Shaw; Defendant: AMTD-TD Ameritrade Holding Corp., USMO-USA Mobility Inc.
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| June 17, 2008 | ||||
| Silverstein v. TD Ameritrade Holding Corporation et al | NY Southern | Daniels | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Sheldon Silverstein; Defendant: TD Ameritrade Holding Corporation, TD Ameritrade, Inc., Jones
Group, The
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| May 9, 2008 | ||||
| Thomas v. TD Ameritrade, Inc. | CA Northern | Brazil | Other Labor Litigation | Federal Question |
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Plaintiff: Jason Thomas; Defendant: TD Ameritrade, Inc.
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| May 7, 2008 | ||||
| TD Ameritrade, Inc. v. The Nevada Agency and Trust Company | NV | Hicks | Other Contract | Diversity |
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Plaintiff: TD Ameritrade, Inc.; Defendant: The Nevada Agency and Trust Company
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| April 17, 2008 | ||||
| Silverstein v. TD Ameritrade Holding Corporation et al | NE | Smith Camp | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Sheldon Silverstein; Defendant: TD Ameritrade Holding Corporation, TD Ameritrade, Inc.
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| February 25, 2008 | ||||
| IN Southern | McKinney | Americans with Disabilities - Other | Fed. Question | |
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| October 10, 2007 | ||||
| NE | Bataillon | Employment | Job Discrimination (Sex) | |
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| September 21, 2007 | ||||
| Zigler v. TD Ameritrade, Inc. | CA Northern | Chesney | Other Statutory Actions | Fed. Question |
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Plaintiff: Brad Zigler; Defendant: TD Ameritrade, Inc.
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| September 11, 2007 | ||||
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Jones v. Ameritrade
|
TX Eastern | Schell | Stockholders Suits | Diversity - Stockholders Suits |
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Plaintiff: James Jones; Defendant: TD Ameritrade Inc
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| August 23, 2007 | ||||
| Constellation IP, LLC v. Allstate Corporation et al | TX Eastern | Folsom | Patent | Patent Infringement |
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Plaintiff: Constellation IP, LLC; Defendant: The Allstate Corporation, Allstate Insurance Company,
Allstate Life Insurance Company, Capital One Services Inc, Capital One Financial Corporation and others...
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Constellation IP, LLC v. Allstate Corporation et al
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TX Eastern | Patent | Patent Infringement | |
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Plaintiff: Constellation IP, LLC; Defendant: The Allstate Corporation, Allstate Insurance Company,
Allstate Life Insurance Company, Capital One Services Inc, Capital One Financial Corporation and others...
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| August 1, 2007 | ||||
| Welch v. TD Ameritrade Holding Corporation et al | NY Southern | Koeltl | Other Fraud | Fraud |
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Plaintiff: Joseph Welch; Defendant: TD Ameritrade Holding Corporation, TD Ameritrade, Inc., TD Bank USA,
N.A., The Toronto-Dominion Bank
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| May 31, 2007 | ||||
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Elvey v. TD Ameritrade, Inc.
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CA Northern | Zimmerman | Other Fraud | Diversity-Fraud |
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Plaintiff: Matthew Elvey; Defendant: TD Ameritrade, Inc.
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| Life Partners Holdings, Inc. v. TD Ameritrade Holding Corporation et al | TX Western | Smith | Assault, Libel, and Slander | Petition for Removal Libel,Assault,Slander |
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Plaintiff: Life Partners Holdings, Inc.; Defendant: TD Ameritrade Holding Corporation, TD Ameritrade,
Inc.
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| March 14, 2007 | ||||
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Moy v. Charles Schwab & Co., Inc. et al
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CO | Krieger | Negotiable Instrument | Diversity-Negotiable Instrument |
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Plaintiff: Thomas H. Moy; Defendant: Charles Schwab & Co., Inc., PNC Bank N.A., TD Ameritrade, Inc.,
TD Banknorth, N.A., TD Waterhouse Bank, National Association
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