Search for: "ubs financial services inc."
Results 1 - 40 of 187
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action |
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| December 10, 2009 | ||||
| Sacramento Suburban Water District v. Bank of America, N.A. et al | CA Eastern | Antitrust | Antitrust Litigation | |
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Plaintiff: Sacramento Suburban Water District Defendant: Bank of America, N.A., Merrill Lynch & Co.,
Inc., UBS Ag, UBS Financial Services, Inc., UBS Securities, LLC and others...
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| December 7, 2009 | ||||
| Galindo et al v. UBS International Inc. et al | NY Southern | Unassigned | Other Contract | Diversity-Other Contract |
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Plaintiff: Marcelino Albuquerque Galindo, Musp Servicos De Locacao, Ltda Defendant: UBS International
Inc., UBS Financial Services Inc.
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| November 12, 2009 | ||||
| Sacramento Municipal Utility District v. Bank of America, N.A. et al | CA Eastern | Burrell | Antitrust | Antitrust Litigation |
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Plaintiff: Sacramento Municipal Utility District Defendant: Bank of America, N.A., Merrill Lynch &
Co., Inc., UBS Ag, UBS Financial Services Inc., UBS Securities LLC and
others...
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| October 26, 2009 | ||||
| Bailey v. UBS Financial Services, Inc. Group Health and Welfare Benefits Plan et al | OH Southern | Beckwith | Employee Retirement Income Security Act of 1974 | E.R.I.S.A.-Employee Benefits |
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Plaintiff: Hope Bailey Defendant: UBS Financial Services, Inc. Group Health and Welfare Benefits Plan,
Life Insurance Company of North America
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| WILSON et al v. UBS FINANCIAL SERVICES INC et al | ME | HORNBY | Securities/Commodities/Exchanges | Federal Question |
| October 22, 2009 | ||||
| The Huntington National Bank v. United States of America et al | OH Northern | Dowd | Taxes (US Plaintiff or Defendant) | IRS: Wrongful Levy for Taxes |
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Plaintiff: The Huntington National Bank Defendant: United States of America, Richard W Varner, UBS
Financial Services, Inc., The Hartford Life Insurance Company, Richard Varner Revocable Trust Dated July 9, 2002
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| September 25, 2009 | ||||
| LAVIN v. LIFE INSURANCE COMPANY OF NORTH AMERICA et al | NJ | Thompson | Employee Retirement Income Security Act of 1974 | E.R.I.S.A.-Employee Benefits |
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Plaintiff: KIMBERLY LAVIN Defendant: LIFE INSURANCE COMPANY OF NORTH AMERICA, UBS FINANCIAL SERVICES,
INC., UBS FINANCIAL SERVICES, INC. LONG TERM AND SHORT TERM DISABILITY PLANS
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| September 24, 2009 | ||||
| UBS Financial Services, Inc. v. Ingraham | KS | Vratil | Other Labor Litigation | Declaratory Judgement |
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Plaintiff: UBS Financial Services, Inc., UBS Financial Services, Inc. Defendant: Carla C. Ingraham
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| September 18, 2009 | ||||
| Fortin v. UBS Financial Services, Inc. | NY Southern | Gardephe | Other Civil Rights | Fed. Question |
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Plaintiff: Richard Fortin Defendant: UBS Financial Services, Inc.
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| Lanna et al v. Davila Lanna et al | AZ | Murguia | Employee Retirement Income Security Act of 1974 | E.R.I.S.A.-Employee Benefits |
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Plaintiff: Leslie Lanna, Nicole Lanna Defendant: Catherine Davila Lanna, UBS Financial Services, Inc.
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| September 14, 2009 | ||||
| Huntington National Bank v. Varner et al | OH Northern | Dowd | Taxes (US Plaintiff or Defendant) | Recovery of IRS Tax |
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Plaintiff: Huntington National Bank, Huntington National Bank Defendant: Richard W. Varner, Unknown
Spouse of Richard W. Varner, Any Tenant(s) of 3550 Crawford Drive, Richfield, Ohio 44286, National City Bank, KeyBank National Association and others...
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| September 8, 2009 | ||||
| Ochoa | PR | Delgado-Colon | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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Plaintiff: Leonor Ochoa Defendant: UBS Trust Company of Puerto Rico, UBS Financial Services, Inc., UBS
Financial Services, Inc.
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| August 17, 2009 | ||||
| CORR v. UBS AG et al | NJ | Linares | Other Fraud | Diversity-Fraud |
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Plaintiff: JOHN A. CORR Defendant: UBS AG, UBS FINANCIAL SERVICES, INC.
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| August 10, 2009 | ||||
| RCC Western Stores, Inc. Employees' 401(K) Profit Sharing Plan et al v. UBS Financial Services, Inc. | SD | Battey | Other Statutory Actions | E.R.I.S.A.: Employee Retirement |
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Plaintiff: RCC Western Stores, Inc. Employees' 401(K) Profit Sharing Plan, Robert Hoover Defendant: UBS
Financial Services, Inc.
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| August 7, 2009 | ||||
| Kosovich v. Metro Homes, LLC et al | NY Southern | Rakoff | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Dushan Kosovich Defendant: Metro Homes, LLC, Dean S. Geibel, Paul E. Fried, Donald J. Trump,
The Trump Organization, Inc. and others...
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| July 31, 2009 | ||||
| Hausler et al v. Republic Of Cuba et al | FL Southern | Cooke | Other Statutory Actions | Notice of Removal |
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Plaintiff: Jeannette Fuller Hausler, Estate of Robert Otis Fuller, Frederick Fuller, Frances Fuller, Grace Lutes and others... Defendant: Republic Of Cuba, Fidel
Castro Ruz, Raul Castro Ruz, El Ministerio Del Interior Garnishee: UBS Financial Services Inc., UBS Financial Services Inc.
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| July 28, 2009 | ||||
| Bell v. Angola Ford Mercury Inc Profit Sharing Plan et al | IN Northern | Springmann | Employee Retirement Income Security Act of 1974 | E.R.I.S.A.-Employee Benefits |
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Plaintiff: Penny C Bell Defendant: Angola Ford Mercury Inc Profit Sharing Plan, Harry T Marker, Arne C
Swanson, Keith Swanson, UBS Financial Services Inc
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| July 16, 2009 | ||||
| Messina v. Option One Mortgage Corporation et al | NY Eastern | Spatt | Racketeer Influenced and Corrupt Organizations | Racketeering (RICO) Act |
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Plaintiff: Kevin Messina Defendant: Option One Mortgage Corporation, American Home Mortgage Servicing,
Inc., Wells Fargo Bank, N.A., H&R Block Inc., UBS Financial Services Inc.
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| Orange County Employees' Retirement System et al v. Carlson et al | NY Southern | Sullivan | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Orange County Employees' Retirement System, Orange County Employees' Retirement System, Louisiana Sheriffs' Pension and Relief
Fund, Louisiana Sheriffs' Pension and Relief Fund, Louisiana Sheriffs' Pension and Relief Fund and others... Defendant: Peter M. Carlson, Peter M.
Carlson, Peter M. Carlson, Ross E. Jeffries, Jr., Ross E. Jeffries, Jr. and
others...
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| July 15, 2009 | ||||
| Kuznetsov v. UBS, Inc. et al | NY Southern | Kaplan | Other Contract | E.R.I.S.A.: Employee Retirement |
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Plaintiff: Alex Kuznetsov Defendant: UBS, Inc., UBS Financial Services, Inc., UBS Financial Services,
Inc.
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| July 10, 2009 | ||||
| MCRAITH et al v. LEADING EDGE GROUP HOLDINGS, INC. et al | NJ | Wolfson | Other Contract | Diversity-Contract Default |
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Plaintiff: MICHAEL T. MCRAITH, MICHAEL T. MCRAITH Defendant: LEADING EDGE GROUP HOLDINGS, INC., UBS
FINANCIAL SERVICES, INC., UBS BANK USA, COONEY & CONWAY
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| MCRAITH et al v. LEADING EDGE GROUP HOLDINGS, INC. et al | NJ | Chesler | Other Contract | Diversity-Contract Default |
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Plaintiff: MICHAEL T. MCRAITH, MICHAEL T. MCRAITH Defendant: LEADING EDGE GROUP HOLDINGS, INC., UBS
FINANCIAL SERVICES, INC., UBS FINANCIAL SERVICES, INC., UBS BANK USA, UBS BANK USA and others...
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| June 4, 2009 | ||||
| UBS Financial Services, Inc. v. Albach et al | OH Southern | Barrett | Other Contract | Diversity-Breach of Contract |
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Plaintiff: UBS Financial Services, Inc. Defendant: Brian Albach, Stephen Dauer, Daryl Demo, Gregory Wells
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| May 21, 2009 | ||||
| MCALLEN v. WILLIAMS et al | IN Southern | Young | Employee Retirement Income Security Act of 1974 | E.R.I.S.A.-Employee Benefits |
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Plaintiff: DENNIS MCALLEN, DENNIS MCALLEN, DENNIS MCALLEN Defendant: WARREN L. WILLIAMS, THOMAS
EDDINGTON, MICHAEL ROBINSON, E. ANNE MOUDY, NATHAN SCHNELLENBERGER and others...
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| UBS Financial Services, Inc. v. Lofton et al | OH Southern | Dlott | Other Contract | Diversity-Other Contract |
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Plaintiff: UBS Financial Services, Inc. Defendant: Timothy Lofton, Kyle Poland, Shawn Anderson
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| May 20, 2009 | ||||
| K Bank v. UBS Financial Services, Inc. | NY Southern | Hellerstein | Other Contract | Diversity-Breach of Contract |
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Plaintiff: K Bank Defendant: UBS Financial Services, Inc.
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| May 1, 2009 | ||||
| UBS International Inc. et al v. Itete Brasil Instalacoes Telefonicas Ltd. et al | NY Southern | Kaplan | Other Contract | Interpleader Action |
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Defendant: Itete Brasil Instalacoes Telefonicas Ltd., Instalaciones De Telefonos, S.A. Interpleader
Plaintiff: UBS International Inc., UBS International Inc., UBS Financial Services Inc., UBS Financial Services Inc.
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| April 22, 2009 | ||||
| Cohen et al v. Stevanovich et al | NY Southern | Kram | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Scot J. Cohen, The Merav Abbe Irrevocable Trust, Abbe Berman Foundation, Abbe Coleman, Cleveland Overseas Limited and others... Defendant: Steve Stevanovich,
Geoffrey Tirman, Morgan Stanley & Co., Inc., The Goldman Sachs Group, Inc., J.P. Morgan Clearing Corp. and others...
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| April 8, 2009 | ||||
| Kanzora v. Monroe Gas Equipment Inc et al | WI Eastern | Randa | Employee Retirement Income Security Act of 1974 | Federal Question |
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Plaintiff: Gary Kanzora; Defendant: Monroe Gas Equipment Inc, Claude Grieger, Randy Schneider, Dan Viola,
UBS FInancial Services Inc
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| March 20, 2009 | ||||
| Robert v. UBS Financial Services Inc. et al | LA Eastern | Barbier | Employee Retirement Income Security Act of 1974 | Federal Question |
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Plaintiff: Lawrence Robert, Jr; Defendant: UBS Financial Services Inc., Life Insurance Company of North
America, UBS Financial Services, Inc. Long-Term Disability Plan
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| March 10, 2009 | ||||
| Edge Capture L.L.C. et al v. Barclays Bank PLC et al | IL Northern | Norgle | Patent | Federal Question |
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Plaintiff: Edge Capture L.L.C., Edge Specialists, L.L.C.; Defendant: Barclays Bank PLC, Barclays Capital
Inc., UBS AG, UBS Financial Services Inc., UBS Securities, L.L.C. and others...
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| March 6, 2009 | ||||
| Orange County Employees' Retirement System et al v. Carlson et al | CA Northern | Chesney | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Orange County Employees' Retirement System, Louisiana Sheriffs' Pension and Relief Fund, Government of Guam Retirement Fund,
Southeastern Pennsylvania Transporation Authority; Defendant: Peter M. Carlson, Ross E. Jeffries, Jr., David M. Julian, G. Kennedy Thompson,
Mark C. Treanor and others...
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| March 3, 2009 | ||||
| Monfrini v. UBS Financial Services, Inc. | NY Southern | Kaplan | Securities/Commodities/Exchanges | E.R.I.S.A. |
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Plaintiff: Robert W. Monfrini, Robert W. Monfrini, Robert W. Monfrini Defendant: UBS Financial Services,
Inc. Movant: WEIDMAN FAMILY GROUP
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| February 20, 2009 | ||||
| De Los Santos v. UBS Financial Services,Inc. | PR | Pieras, Jr | Other Civil Rights | Federal Question |
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Plaintiff: Mara T. De Los Santos; Defendant: UBS Financial Services,Inc.
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| ERROR - NOT USED | PR | Other Civil Rights | Federal Question | |
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Plaintiff: Maria T. De Los Santos; Defendant: UBS Financial Services,Inc.
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| February 19, 2009 | ||||
| Network Signatures Inc v. UBS Financial Services Inc | CA Central | Selna | Patent | Fed. Question |
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Plaintiff: Network Signatures Inc, Network Signatures Inc Defendant: UBS Financial Services Inc
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| February 18, 2009 | ||||
| Bank of America N.A. et al v. Breslin et al | IL Northern | Der-Yeghiayan | Other Contract | Diversity |
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Plaintiff: Bank of America N.A., Banc of America Investment Services Inc; Defendant: Hugh Breslin,
Phillip Allen, UBS Financial Management Inc
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| Walner v. UBS, AG, UBS Securities LLC et al | IL Northern | Kocoras | Other Fraud | Federal Question |
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Plaintiff: Lawrence Walner; Defendant: UBS, AG, UBS Securities LLC, UBS Financial Services, Inc., Robert
Brown, Suzanne Schultz
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| February 6, 2009 | ||||
| Zurich American Insurance Company et al v. Lord Electric Co. of Puerto Rico et al | PR | Casellas | Property Damage Product Liability | Diversity |
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Plaintiff: Zurich American Insurance Company, UBS Financial Services, Inc., Fireman's Fund Insurance Company; Defendant: Lord Electric Co. of Puerto Rico, Electrical Testing Service, Power Engineering, Inc., Juan F. Garcia, Inc., Engineered Products-Coninco
and others...
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| January 23, 2009 | ||||
| Socha et al v. 110 Church L.L.C. et al | NY Southern | Hellerstein | Other Personal Injury | Federal Question |
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Plaintiff: Marek Socha, Haline Socha; Defendant: 110 Church L.L.C., 222 Broadway, L.L.C., 53 Park Place
L.L.C., 55 Water Street Condominium, AIG Realty, Inc. and others...
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