New Hampshire Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings
Cases filed
Cases 11 - 20 of 57
Boccabella v. Gutierrez et al
as 1:2014cv00457
Defendant: Kanwardev Raja Singh Bal, Richard J. Gaynor and Thomas Gutierrez
Plaintiff: John Boccabella
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Opperman et al v. Gutierrez et al
as 1:2014cv00454
Defendant: Raja Bal, Canaccord Genuity Inc., J. Michael Conaway and others
Plaintiff: Vance K. Opperman
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Holland v. Gutierrez et al
as 1:2014cv00447
Defendant: Kanwardev Raja Singh Bal, Richard J. Gaynor and Thomas Gutierrez
Plaintiff: Marlene Elizabeth Holland
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Cornwell v. Gutierrez et al
as 1:2014cv00448
Defendant: Raja Bal, Canaccord Genuity Inc., J. Michael Conaway and others
Plaintiff: Kevin Cornwell
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Levy v. Gutierrez et al We have downloadable decisions or orders for this case
as 1:2014cv00443
Defendant: Raja Bal, Canaccord Genuity Inc., J. Michael Conaway and others
Plaintiff: Adam S. Levy
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
US Securities and Exchange Commission v. Smith We have downloadable decisions or orders for this case
as 1:2014cv00192
Defendant: Allen Ross Smith
Plaintiff: US Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Joshi v. Micronetics et al We have downloadable decisions or orders for this case
as 1:2012cv00285
Defendant: Gerald Y. Hattori, D'Anne Hurd, Mercury Computer Systems, Inc and others
Plaintiff: Bhanwar Joshi
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
US Securities and Exchange Commission v. New Futures Trading International Corporation et al We have downloadable decisions or orders for this case
as 1:2011cv00532
Defendant: New Futures Trading International Corporation and Henry Roche
Plaintiff: US Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
City of Omaha Police and Fire Retirement System v. The Timberland Company et al We have downloadable decisions or orders for this case
as 1:2011cv00277
Plaintiff: City of Omaha Police and Fire Retirement System
Defendant: Jeffrey B. Swartz and The Timberland Company
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
U.S. Securities & Exchange Commission v. Farah et al We have downloadable decisions or orders for this case
as 1:2010cv00135
Defendant: C L and M, Inc., Donald Dodge, Scott D. Farah and others
Other: Center Harbor Christian Church
Plaintiff: U.S. Securities & Exchange Commission
Cause Of Action: 12 U.S.C. § 22 Securities Fraud

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