Tenth Circuit Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings
Cases filed
Cases 1 - 10 of 1,057
Frey v. Carbon Black, Inc. et al
as 1:2019cv02659
Defendant: Anthony Zingale, Joseph Tibbetts, Jr., Tom Killalea and others
Plaintiff: Daniel Frey
Paulson v. Two Rivers Water and Farming Company et al
as 1:2019cv02639
Defendant: Two Rivers Water and Farming Company, Timothy Beall, Wayne Harding and others
Plaintiff: John Paulson
Cause Of Action: (a) Removal of Claims Related to Bankruptcy Cases
United States Securities and Exchange Commission v. Mediatrix Capital Inc. et al
as 1:2019cv02594
Defendant: DCC Islands Foundation, Mediatrix Capital PR LLC, Hanna Ohonkova Sewall and others
Plaintiff: United States Securities and Exchange Commission
Cause Of Action: Securities Fraud
Securities and Exchange Commission v. Cetera Advisors LLC
as 1:2019cv02461
Defendant: CETERA ADVISORS LLC
Plaintiff: Securities and Exchange Commission
Cause Of Action: Investment Company Act of 1940
United States Securities and Exchange Commission v. Hartman Wright Group, LLC et al
as 1:2019cv02418
Plaintiff: United States Securities and Exchange Commission
Defendant: Hartman Wright Group, LLC, Tytus W. Harkins
Cause Of Action: Securities Fraud
Securities and Exchange Commission v. Hauptman et al
as 2:2019cv00177
Defendant: Bruce A Hauptman, Grand Teton Capital Management LLC
Plaintiff: Securities and Exchange Commission
Palumbos v. C&J Energy Services, Inc. et al
as 1:2019cv02386
Defendant: Stuart Brightman, Steven Mueller, Amy Nelson and others
Plaintiff: Larry Palumbos
Fong v. Coors et al
as 1:2019cv02298
Defendant: Betty K. Devita, Iain J.G. Napier, Tracey I Joubert and others
Plaintiff: Gary Fong
Cause Of Action: Securities Exchange Act
Budicak Inc. v. Lansing Trade Group, LLC et al We have downloadable decisions or orders for this case
as 2:2019cv02449
Plaintiff: Blue Marlin Arbitrage, LLC, Prime Trading, LLC, Budicak Inc.
Defendant: John Does, Lansing Trade Group, LLC., Cascade Commodity Consulting, LLC
Cause Of Action: Federal Commodity Exchange Regulation
City of Sarasota General Employees Defined Benefit Pension Plan v. Mammoth Energy Services Inc et al
as 5:2019cv00720
Defendant: Arty Straehla, Mark Layton, Mammoth Energy Services Inc
Plaintiff: City of Sarasota General Employees Defined Benefit Pension Plan

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