D.C. Circuit Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings
Cases filed
Cases 51 - 60 of 400
SEC v. e-Smart Technologies, et al
as 15-5195
Plaintiff - Appellee: Securities and Exchange Commission
Defendant - Appellant: Tamio Saito
Defendant - Appellee: e-Smart Technologies, Inc., IVI Smart Technologies, Inc., Intermarket Ventures, Inc. and others
HECHT v. SCHMIDT et al
as 1:2015cv00889
Plaintiff: MARION A. HECHT
Defendant: LAWRENCE P. SCHMIDT, DAWN KIL
Cause Of Action: Securities Fraud
SEC v. E-smart Technologies, Inc., et al
as 15-5143
Plaintiff - Appellee: Securities and Exchange Commission
Defendant - Appellee: e-Smart Technologies, Inc., IVI Smart Technologies, Inc., Intermarket Ventures, Inc. and others
Defendant - Appellant: Mary A. Grace
SECURITIES AND EXCHANGE COMMISSION v. LOCKHEED AIRCRAFT CORPORATION et al
as 1:1976cv00611
Plaintiff: SECURITIES AND EXCHANGE COMMISSION
Defendant: DANIEL J. HAUGHTON , A.C. KOTCHIAN , LOCKHEED MARTIN CORPORATION
Cause Of Action: Securities Fraud
NORTH et al v. SMARSH, INC. et al We have downloadable decisions or orders for this case
as 1:2015cv00494
Plaintiff: THADDEUS J. NORTH , MARK P. POMPEO
Defendant: SMARSH, INC. , FINANCIAL INDUSTRY REGULATORY AUTHORITY
Cause Of Action: m(a) Securities Exchange Act
SECURITIES AND EXCHANGE COMMISSION v. CHINA INFRASTRUCTURE INVESTMENT CORPORATION et al We have downloadable decisions or orders for this case
as 1:2015cv00307
Plaintiff: SECURITIES AND EXCHANGE COMMISSION
Defendant: CHINA INFRASTRUCTURE INVESTMENT CORPORATION, LI XIPENG, WANG FENG
Cause Of Action: u(d) Securities Exchange Act
U.S. COMMODITY FUTURES TRADING COMMISSION v. SHAK
as 1:2014cv01632
Defendant: DANIEL SHAK
Plaintiff: U.S. COMMODITY FUTURES TRADING COMMISSION
Cause Of Action: (b) Federal Commodity Exchange Regulation
SECURITIES AND EXCHANGE COMMISSION v. CHINA VALVES TECHNOLOGY, INC., et al.
as 1:2014cv01630
Defendant: JIANBAO WANG, SIPING FANG , CHINA VALVES TECHNOLOGY, INC. and others
Plaintiff: SECURITIES AND EXCHANGE COMMISSION
Cause Of Action: Securities Fraud
SEC v. e-Smart Technologies. Inc., et al
as 14-5219
Plaintiff - Appellee: Securities and Exchange Commission
Defendant - Appellant: Mary A. Grace
Defendant - Appellee: E-smart Technologies, Inc., IVI Smart Technologies, Inc., Now Known as E-smart Technologies International, Inc., Intermarket Ventures, Inc. and others
TIMMINS GOLD CORP. v. SENTRY SELECT CAPITAL CORP., et al.
as 1:2014cv01063
Defendant: SENTRY INVESTMENTS INC., SENTRY PRECIOUS METALS GROWTH FUND, SENTRY SELECT CAPITAL CORP.
Plaintiff: TIMMINS GOLD CORP.
Cause Of Action: m(a) Securities Exchange Act

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