US District Court for the Western District of North Carolina Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings
Cases filed
Cases 1 - 10 of 110
Sharps-Myers v. Young
as 3:2020cv00194
Defendant: Kirk A Young
Plaintiff: Gail Sharps-Myers
Commodity Futures Trading Commission v. Winston Reed Investments L.L.C. et al We have downloadable decisions or orders for this case
as 1:2020cv00042
Defendant: Mark N. Pyatt, Daniel Randolph, Winston Reed Investments L.L.C.
Plaintiff: Commodity Futures Trading Commission
Securities and Exchange Commission v. Pyatt et al We have downloadable decisions or orders for this case
as 1:2020cv00038
Defendant: Daniel Gregory Randolph, Mark Nicholas Pyatt, Winston Reed Investments L.L.C.
Plaintiff: Securities and Exchange Commission
Cause Of Action: Securities Fraud
Blackwelder et al v. Horter Investment Management, LLC We have downloadable decisions or orders for this case
as 3:2019cv00676
Plaintiff: Jeanne A. Zgrodek, Christopher J. Wilson, Christine M. Howland and others
Defendant: Horter Investment Management, LLC
Cause Of Action: Fed. Question: Securities Violation
Bernini Holdings, LLC v. Conrad et al
as 3:2019cv00603
Defendant: Thomas A Conrad, Ricky L Roberts
Plaintiff: Bernini Holdings, LLC
Cause Of Action: Securities Fraud
Securities and Exchange Commission v. Bradley et al
as 3:2019cv00490
Defendant: MW Enterprises, LLC, Distressed Lending Fund, LLC, Dana J Bradley and others
Plaintiff: Securities and Exchange Commission
Cause Of Action: Securities Fraud
Securities and Exchange Commission v. Barrett et al We have downloadable decisions or orders for this case
as 3:2018cv00522
Defendant: Grayson Brookshire, Justin Blake Barrett
Plaintiff: Securities and Exchange Commission
Cause Of Action: Securities Fraud
United States of America v. Simmons We have downloadable decisions or orders for this case
as 3:2018cv00371
Defendant: Mr. Jerry Austin Simmons, Jerry Austin Simmons
Plaintiff: United States of America
Cause Of Action: Fraud - Commodities Leverage Contracts
Hegeman v. Ferland et al
as 3:2018cv00349
Petitioner: Babcock & Wilcox Enterprises, Inc.
Defendant: E. James Ferland, Thomas A. Christopher, Jenny L. Apker and others
Plaintiff: Dan Hegeman
Cause Of Action: m(a) Securities Exchange Act
In re: Babcock & Wilcox Enterprises, Inc. Shareholder Derivative Litigation We have downloadable decisions or orders for this case
as 3:2018cv00347
Defendant: Babcock & Wilcox Enterprises, Inc. Shareholder Derivative Litigation, E. James Ferland, Thomas A. Christopher and others
Plaintiff: Bud and Sue Frashier Family Trust, Mike Deangelis, Dan Hegeman
Petitioner: Babcock & Wilcox Enterprises, Inc.
Cause Of Action: m(a) Securities Exchange Act

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