U.S. Court of Appeals, Fourth Circuit Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed


Cases 31 - 40 of 51
In re: Excelsior, at al
as 10-2048
Movant: JONATHAN LEE RICHES
Movant - Appellant: PATRICK J. SIMPSON, DANIEL ANTHONY WEYMOUTH
Gary Ellis v. Grant Thornton LLP We have downloadable decisions or orders for this case
as 10-1509
Plaintiff - Appellee: GARY ELLIS
Defendant - Appellant: GRANT THORNTON LLP
SEC v. Leonard Forrest
as 10-1284
Plaintiff - Appellee: SECURITIES & EXCHANGE COMMISSION
Defendant - None: ALBERT E. PARISH, JR., PARISH ECONOMICS LLC, SUMMERVILLE HARD ASSETS LLC
Creditor - None: BANK OF AMERICA NA
Intervenor - Appellant: LEONARD FORREST
Party-in-Interest - Appellee: S GREGORY HAYS, RECEIVER
Party-in-Interest - None: BANK OF AMERICA NA, BATTERY WEALTH MANAGEMENT LLC, BANK OF SOUTH CAROLINA and others
Gloria Steinberg v. Janus Capital Management, LLC We have downloadable decisions or orders for this case
as 10-1207
Plaintiff - Appellant: GLORIA STEINBERG, MICHAEL GAINES, SHARON GAINES and others
Plaintiff: JANUS MERCURY FUND, JANUS INVESTMENT FUND
Defendant - Appellee: JANUS CAPITAL MANAGEMENT, LLC, JANUS CAPITAL GROUP, INCORPORATED, CIBC WORLD MARKETS and others
Defendant - None: CANARY CAPITAL PARTNERS, LLC, CANARY INVESTMENT MANAGEMENT, LLC, CANARY CAPITAL PARTNERS, LLC and others
The Mills Corporation Securiti
as 10-1150
: In re: THE MILLS CORPORATION SECURITIES LITIGATION
Appellant: DANIEL ROCKER
Plaintiff - Appellee: IOWA PUBLIC EMPLOYEES' RETIREMENT SYSTEM, PUBLIC EMPLOYEES' RETIREMENT SYSTEM OF MISSISSIPPI
Plaintiff: IRWIN BERLIN, On behalf of himself and all others similarly situated, VERNON E. RUDOLPH, FREDERIC ELLIOTT, Individually and on behalf of all others similarly situated and others
Defendant - None: KENNETH R. PARENT, NICHOLAS MCDONOUGH, JOHN M. INGRAM and others
Party-in-Interest - None: JOHN J. MCAVOY
Appellee: JEFFREY WARREN GOLAN, JEFFREY ALAN BARRACK, CHAD A. CARDER and others
Movant - None: KANAM SERVICES L.P., KANAM MANAGEMENT LLC, KANAM PROVIDERS INCORPORATED and others
The Mills Corporation Securiti v. Kenneth Parent
as 10-1125
: In re: THE MILLS CORPORATION SECURITIES LITIGATION
Plaintiff - Appellee: IRWIN BERLIN, On behalf of himself and all others similarly situated, VERNON E. RUDOLPH, FREDERIC ELLIOTT, Individually and on behalf of all others similarly situated and others
Plaintiff: ARNOLD STANLEY, JOAN KLOC, MARVIN MINE
Defendant - Appellant: KENNETH R. PARENT
Defendant - Appellee: NICHOLAS MCDONOUGH, JOHN M. INGRAM, JOSEPH B. GILDENHORN and others
Defendant - None: COLOMBE M. NICHOLAS, CHARLES R. BLACK, S. JOSEPH BRUNO and others
Party-in-Interest - None: JOHN J. MCAVOY
Movant - None: KANAM SERVICES L.P., KANAM MANAGEMENT LLC, KANAM PROVIDERS INCORPORATED and others
Joseph Shanis v. Putnam Investments Trust
as 09-1792
Plaintiff - Appellant: JOSEPH SHANIS, LEAD PLAINTIFF OHIO TUITION TRUST AUTHORITY
Plaintiff: DIANE SAUNDERS, on behalf of herself and all others similarly situated, THOMAS W. FORSTER, THE CITY OF SUNRISE GENERAL EMPLOYEES' RETIREMENT PLAN and others
Defendant - Appellee: PUTNAM INVESTMENTS TRUST, PUTNAM INVESTMENT MANAGEMENT, LLC, JAMES PRUSKO and others
Defendant - None: PUTNAM FIDUCIARY TRUST COMPANY, PRUDENTIAL SECURITIES, INCORPORATED, LINCOLN FINANCIAL ADVISORS CORPORATION and others
Movant - None: JILL LYNN BAILIN, PUTNAM FUNDS, JOANNE S. BASEMAN and others
Systems Research and Applicati v. Patwinder Sidhu
as 09-1129
Plaintiff - Appellant: SYSTEMS RESEARCH AND APPLICATIONS CORPORATION
Defendant - Appellee: PATWINDER SIDHU
Roy Lefkoe v. Jos. A. Bank Clothiers, Incorp We have downloadable decisions or orders for this case
as 08-2059
Plaintiff: ROY T. LEFKOE, on behalf of himself and all others similarly situated, HAVERHILL RETIREMENT SYSTEM, THE, LEFKOE/YANNUZZI and others
Defendant - Appellee: JOS. A. BANK CLOTHIERS, INCORPORATED, ROBERT N. WILDRICK, R. NEAL BLACK and others
Movant - Appellant: DOE CLIENT, THE
SEC v. Louis Mancuso
as 08-2033
Plaintiff - Appellee: SECURITIES & EXCHANGE COMMISSION
Defendant - Appellant: LOUIS MANCUSO, RICHARD BROWN, RYAN BROWN
Defendant - None: ALBERT PARISH, JR., PARISH ECONOMICS LLC, SUMMERVILLE HARD ASSETS LLC
Party-in-Interest - None: NATIONAL BANK OF SOUTH CAROLINA, MS RAU ANTIQUES LLC, REGIONS BANK and others
Party-in-Interest - Appellee: CHARLESTON SOUTHERN UNIVERSITY, S GREGORY HAYS, RECEIVER

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