U.S. Court of Appeals, Fifth Circuit Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed


Cases 1 - 10 of 173
SEC v. Sameer Sethi
as 17-41022
Plaintiff - Appellee: SECURITIES AND EXCHANGE COMMISSION
Defendant - Appellant: SAMEER P. SETHI
Yochanan Markman v. Whole Foods Market, Inc., et al
as 17-50840
Plaintiff - Appellant: EMPLOYEES' RETIREMENT SYSTEM OF THE STATE OF HAWAII
Defendant - Appellee: WHOLE FOODS MARKET, INCORPORATED, JOHN P. MACKEY, GLENDA JANE FLANAGAN and others
Kevin Lampkin, et al v. UBS Painewebber, Inc., et al
as 17-20608
Plaintiff - Appellant: KEVIN LAMPKIN, STEPHEN MILLER, individually and on behalf of all others similarly situated, JOE BROWN and others
Defendant - Appellee: UBS FINANCIAL SERVICES, INCORPORATED, formerly known as UBS Painewebber, Incorporated, UBS SECURITIES, L.L.C., formerly known as UBS Warburg, L.L.C.
SEC v. Andrew Farmer
as 17-20589
Plaintiff - Appellee: SECURITIES AND EXCHANGE COMMISSION
Defendant - Appellant: ANDREW I. FARMER
SEC, et al v. Stanford International Bank, et al
as 17-11073
Movant - Appellant: BARRY L. RUPERT, CAROL RUPERT, MICHAEL RISHMAGUE and others
Defendant - Appellee: WILLIS OF COLORADO, INCORPORATED, WILLIS, LIMITED, WILLIS GROUP HOLDINGS LIMITED and others
Laborers Pension Trust Fund, et al v. Conn's, Incorporated, et al
as 17-20525
Plaintiff - Appellee: LABORERS PENSION TRUST FUND DETROIT AND VICINITY, CONNECTICUT CARPENTERS BENEFIT FUNDS, ST. PAUL TEACHERS RETIREMENT FUND ASSOCIATION and others
Defendant - Appellant: CONN'S, INCORPORATED, THEODORE M. WRIGHT, MICHAEL J. POPPE
St. Lucie County Fire District, et al v. Joseph Bryant, et al
as 17-20503
Plaintiff - Appellee: ST. LUCIE COUNTY FIRE DISTRICT FIREFIGHTERS' PENSION TRUST FUND, FIRE AND POLICE RETIREE HEALTH CARE FUND, SAN ANTONIO, on behalf of themselves and all others similarly situated, UNIVERSAL INVESTMENT GESELLSCHAFT M.B.H. and others
Defendant - Appellant: JOSEPH H. BRYANT, JAMES W. FARNSWORTH, JOHN P. WILKIRSON and others
SEC, et al v. Stanford International Bank, et al
as 17-10663
Movant - Appellant: JOSEPH BECKER, TERENCE BEVEN, WANDA BEVIS and others
Interested Party - Appellee: CERTAIN UNDERWRITERS AT LLOYD'S OF LONDON, ARCH SPECIALTY INSURANCE COMPANY, LEXINGTON INSURANCE COMPANY
Appellee: RALPH S. JANVEY
SEC v. Arcturus Corporation, et al
as 17-10503
Plaintiff - Appellee: SECURITIES AND EXCHANGE COMMISSION
Defendant - Appellant: ARCTURUS CORPORATION, ASCHERE ENERGY, L.L.C., LEON ALI PARVIZIAN, also known as Alex Parvizian and others
Caleb Ho v. Flotek Industries, Inc., et al
as 17-20308
Plaintiff - Appellant: ALASKA ELECTRICAL PENSION FUND, Lead Plaintiff
Defendant - Appellee: FLOTEK INDUSTRIES, INCORPORATED, JOHN W. CHISHOLM, H. RICHARD WALTON and others

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