Northern District of Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed


Cases 1 - 10 of 324
Securities and Exchange Commission v. Smith et al
as 1:2016cv04171
Plaintiff: Securities and Exchange Commission
Defendant: Jeffery D. Smith, Joseph Carswell, Michael W. Fullard
Cause Of Action: Securities Fraud
United States Securities and Exchange Commission v. Banks
as 1:2016cv03399
Plaintiff: United States Securities and Exchange Commission
Defendant: Charles A. Banks, IV
Cause Of Action: Securities Fraud
Securities and Exchange Commission v. Watkins et al
as 1:2016cv03298
Plaintiff: Securities and Exchange Commission
Defendant: Donald V. Watkins, Sr. , Watkins Pencor, LLC , Masada Resource Group, LLC and others
Cause Of Action: m(a) Securities Exchange Act
Prairie Ventures, L.L.C. v. Liotta et al
as 1:2016cv02966
Plaintiff: Prairie Ventures, L.L.C.
Defendant: Matthew D. Liotta, Steven Wasik, Vern Kennedy and others
Cause Of Action: m(a) Securities Exchange Act
United States Securities and Exchange Commission v. White et al
as 1:2016cv02715
Plaintiff: United States Securities and Exchange Commission
Defendant: Matthew E. White, Rodney A. Zehner, Daniel J. Merandi and others
Cause Of Action: Securities Fraud
Cooper Lighting, LLC v. Cordelia Lighting, Inc. et al
as 1:2016cv02669
Plaintiff: Cooper Lighting, LLC
Defendant: Cordelia Lighting, Inc. , Jimway, Inc.
Cause Of Action: Patent Infringement
Securities and Exchange Commission v. Conrad et al
as 1:2016cv02572
Plaintiff: Securities and Exchange Commission
Defendant: Thomas D. Conrad, Jr., Stuart P. Conrad, Financial Management Corporation and others
Cause Of Action: Securities Fraud
Securities and Exchange Commission v. Avent et al
as 1:2016cv02459
Plaintiff: Securities and Exchange Commission
Defendant: Thomas W. Avent, Jr., Raymond J. Pirrello, Jr., Lawrence J. Penna
Cause Of Action: m(a) Securities Exchange Act
Securities and Exchange Commission v. Hope Advisors, LLC et al
as 1:2016cv01752
Plaintiff: Securities and Exchange Commission
Defendant: Hope Advisors, LLC , Karen Bruton , Just Hope Foundation
Cause Of Action: Securities Fraud

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