US District Court for the Southern District of Iowa Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings
Cases filed
Cases 1 - 10 of 27
United States Securities and Exchange Commission v. Cambridge Investment Research Advisors, Inc. et al
as 4:2022cv00071
Plaintiff: Securities and Exchange Commission and United States Securities and Exchange Commission
Defendant: Cambridge Investment Research Advisors, Inc. and Cambridge Investment Research, Inc.
Reed et al v. Ag Manufacturing & Technology, Inc. et al
as 4:2020cv00152
Plaintiff: Madreal Solutions, LLC and Josef Reed
Defendant: Ag Manufacturing & Technology, Inc. and Ag Manufacturing & Technology, LLC
Mroz v. Meredith Corporation et al
as 4:2019cv00294
Defendant: Thomas H. Harty, Joseph H. Ceryanec, Stephen M. Lacy and others
Plaintiff: Joseph Mroz
Petitioner: City of Plantation Police Officers Pension Fund
Christians v. KemPharm, Inc. et al
as 3:2017cv00002
Defendant: KemPharm, Inc. , Travis C. Mickle , Gordon K Johnson and others
Plaintiff: Kevin Christians
Cause Of Action: 28 U.S.C. § 1441
Petroleo Brasileiro S.A. - Petrobras v Principal Global Investors, LLC
as 4:2016cv00097
Petitioner: Petroleo Brasileiro S.A. - Petrobras
Defendant: Principal Global Investors, LLC
Cause Of Action: Civil Miscellaneous Case
American Chemicals & Equipment Inc 401(K) Retirement Plan v. Principal Management Corporation et al
as 4:2015cv00302
Plaintiff: American Chemicals & Equipment Inc 401(K) Retirement Plan
Defendant: Principal Management Corporation and Principal Global Investors LLC
Cause Of Action: 15 U.S.C. § 78
Aviva Life and Annuity Company et al v. D'Alessandro et al
as 4:2015cv00108
Plaintiff: Aviva Life and Annuity Company and Aviva Life and Annuity Company of New York
Defendant: Dennis D'Alessandro and Richard Shutran
Cause Of Action: 15 U.S.C. § 78
American Chemicals & Equipment Inc 401(K) Retirement Plan v. Principal Management Corporation et al
as 4:2014cv00335
Plaintiff: American Chemicals & Equipment Inc 401(K) Retirement Plan
Defendant: Principal Management Corporation and Principal Global Investors LLC
Cause Of Action: 15 U.S.C. § 0080
Retterath v. Homeland Energy Solutions, LLC et al
as 4:2014cv00158
Plaintiff: Steve J. Retterath
Defendant: Homeland Energy Solutions, LLC , Pat Boyle , Maurice Hyde and others
Cause Of Action: 15 U.S.C. § 78
Aviva Life and Annuity Company et al v. Canellas
as 4:2014cv00117
Plaintiff: Aviva Life and Annuity Company and Aviva Life and Annuity Company of New York
Defendant: Francis Canellas
Cause Of Action: 15 U.S.C. § 78

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?