US District Court for the Western District of Tennessee Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings
Cases filed
Cases 1 - 10 of 65
Harbi et al v. Shalts et al
as 2:2020cv02366
Plaintiff: Idan Yechezkel, Anton Shor, Shmuel Haim Chadad and others
Defendant: Dayan Abraham, 770 Investments LLC, Sharestates Intercap Line, LLC and others
United States Securities and Exchange Commission v. Schuman et al
as 2:2019cv02297
Defendant: Lloyd Schuman, Dane Janes
Plaintiff: United States Securities and Exchange Commission
Cause Of Action: Fed. Question: Securities Violation
Securities and Exchange Commission v. Jumper et al
as 2:2018cv02259
Plaintiff: Securities and Exchange Commission
Defendant: John Sherman Jumper, Alluvion Securities, LLC, American Investments Fund, II, LLC and others
Cause Of Action: Securities Fraud
American Electric Motors, Inc. et al v. Massey et al
as 2:2014cv02761
Defendant: Douglas H. Massey, Sandra J. Massey
Plaintiff: Marvin E. Adams, Jr. , American Electric Motors, Inc.
Cause Of Action: Securities Fraud
Rodriguez v. Charles Schwab & Co., Inc.
as 2:2014cv02197
Plaintiff: Ivan Juan Antonio Rodriguez
Defendant: Charles Schwab & Co., Inc.
Cause Of Action: Fed. Question
Christenson et al v. Morgan Keegan & Company, Inc.
as 2:2014cv02034
Defendant: Morgan Keegan & Company Inc
Plaintiff: Gloria T. Christenson , Jerome M. Christenson
Cause Of Action: m(a) Securities Exchange Act
Starnes et al v. Regions Morgan Keegan Select High Income Fund, Inc. et al
as 2:2013cv02839
Defendant: RMK Multi-Sector High Income Fund, Inc., RMK Advantage Income Fund, Inc., RMK Strategic Income Fund, Inc. and others
Plaintiff: Frank L. Flautt , Warren Canale , Canale Funeral Directors, Inc and others
Cause Of Action: Securities Fraud
Adkins, et al. v. Regions Morgan Keegan Select High Income Fund, Inc., et al.
as 2:2013cv02843
Plaintiff: Gerald Adkins , John Barringer, Earl Bentz and others
Defendant: Regions Morgan Keegan Select High Income Fund, Inc, RMK High Income Fund, Inc, RMK Strategic Income Fund, Inc and others
Cause Of Action: Fed. Question: Securities Violation
Stein et al v. Regions Morgan Keegan Select High Income Fund, Inc. et al
as 2:2013cv02841
Defendant: Regions Investment Management, Inc., RFC Financial Holding, LLC, Regions Financial Corporation and others
Plaintiff: Andrew M. Stein , Stein Holdings, Inc. , Stein Investments, LLC
Cause Of Action: Fed. Question: Securities Violation
Small, Jr. v. RMK High Income Fund, Inc. et al
as 2:2013cv02654
Defendant: James C. Kelsoe, Jr., Morgan Asset Management, Inc., MK Holding, Inc. and others
Plaintiff: W. Thomas Small, Jr.
Cause Of Action: m(a) Securities Exchange Act

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