Securities/Commodities/Exchanges Cases, Dockets and Filings

Securities/Commodities/Exchanges Cases, Dockets and Filings :: Justia Dockets & Filings https://dockets.justia.com/browse/noscat-13/nos-850 Fri, 28 Aug 2026 01:52:38 -0700 Fri, 28 Aug 2026 01:52:38 -0700 Justia Dockets & Filings Copyright 2026 Justia Inc Securities/Commodities/Exchanges Cases, Dockets and Filings <![CDATA[PARRIS v. ELMS et al]]> https://dockets.justia.com/docket/new-jersey/njdce/2:2026cv11014/606907

Filed: August 26, 2026 as 2:2026cv11014

Plaintiff: BRENT PARRIS

Defendant: STEVEN A. ELMS, ADAM S. GROSSMAN, JERROLD B. GROSSMAN and others

Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act

Court: Third Circuit › New Jersey › U.S. District Court for the District of New Jersey

Type: Other Statutes › Securities/Commodities

]]> https://dockets.justia.com/docket/new-jersey/njdce/2:2026cv11014/606907 Wed, 26 Aug 2026 00:00:00 -0700 <![CDATA[Securities and Exchange Commission v. GenesisAI Corp. et al]]> https://dockets.justia.com/docket/florida/flsdce/1:2026cv25837/721958

Filed: August 26, 2026 as 1:2026cv25837

Plaintiff: Securities and Exchange Commission

Defendant: GenesisAI Corp. and Archil Cheishvili

Cause Of Action: 15 U.S.C. § 0077 Securities Fraud

Court: Eleventh Circuit › Florida › U.S. District Court for the Southern District of Florida

Type: Other Statutes › Securities/Commodities

]]> https://dockets.justia.com/docket/florida/flsdce/1:2026cv25837/721958 Wed, 26 Aug 2026 00:00:00 -0700 <![CDATA[v. GenesisAI Corp. et al]]> https://dockets.justia.com/docket/florida/flsdce/1:2026cv25836/721957

Filed: August 26, 2026 as 1:2026cv25836

Defendant: GenesisAI Corp. and Archil Cheishvili

Cause Of Action: 15 U.S.C. § 0077 Securities Fraud

Court: Eleventh Circuit › Florida › U.S. District Court for the Southern District of Florida

Type: Other Statutes › Securities/Commodities

]]> https://dockets.justia.com/docket/florida/flsdce/1:2026cv25836/721957 Wed, 26 Aug 2026 00:00:00 -0700 <![CDATA[Bashir v. Flotek Industries, Inc. et al]]> https://dockets.justia.com/docket/new-york/nysdce/1:2026cv07285/671360

Filed: August 26, 2026 as 1:2026cv07285

Plaintiff: Saad Bashir

Defendant: Flotek Industries, Inc., Ryan Ezell and Bond Clement

Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act

Court: Second Circuit › New York › U.S. District Court for the Southern District of New York

Type: Other Statutes › Securities/Commodities

]]> https://dockets.justia.com/docket/new-york/nysdce/1:2026cv07285/671360 Wed, 26 Aug 2026 00:00:00 -0700 <![CDATA[Securities and Exchange Commission v. Baviskar]]> https://dockets.justia.com/docket/north-carolina/ncedce/5:2026cv00600/230363

Filed: August 25, 2026 as 5:2026cv00600

Plaintiff: Securities and Exchange Commission

Defendant: Mayur Baviskar

Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act

Court: Fourth Circuit › North Carolina › U.S. District Court for the Eastern District of North Carolina

Type: Other Statutes › Securities/Commodities

]]> https://dockets.justia.com/docket/north-carolina/ncedce/5:2026cv00600/230363 Tue, 25 Aug 2026 00:00:00 -0700 <![CDATA[SEC v. Barton]]> https://dockets.justia.com/docket/circuit-courts/ca5/26-10776

Filed: August 24, 2026 as 26-10776

Plaintiff: Securities and Exchange Commission

Defendant: Timothy Barton

Petitioner: Marine Creek Ventures, L.L.C., DLP Real Estate Capital, Incorporated, DLP Winter Haven Ventures, L.L.C. and others

Interested Party: Tamamoi, L.L.C. and 3820 Illinois, L.L.C.

Court: Fifth Circuit › U.S. Court of Appeals, Fifth Circuit

Type: Other Statutes › Securities, commodities, Exchange

]]> https://dockets.justia.com/docket/circuit-courts/ca5/26-10776 Mon, 24 Aug 2026 00:00:00 -0700 <![CDATA[Irving v. Wu et al]]> https://dockets.justia.com/docket/texas/txsdce/4:2026cv06994/2105674

Filed: August 24, 2026 as 4:2026cv06994

Plaintiff: SHUA YU LE IRVING

Defendant: Yang Wu, Fariyal Khanbabi, Carl T. Schultz and others

Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act

Court: Fifth Circuit › Texas › U.S. District Court for the Southern District of Texas

Type: Other Statutes › Securities/Commodities

]]> https://dockets.justia.com/docket/texas/txsdce/4:2026cv06994/2105674 Mon, 24 Aug 2026 00:00:00 -0700 <![CDATA[U.S. Securities and Exchange Commission v. Gangahar et al]]> https://dockets.justia.com/docket/nebraska/nedce/8:2026cv00455/112714

Filed: August 24, 2026 as 8:2026cv00455

Plaintiff: U.S. Securities and Exchange Commission

Defendant: Kabir Gangahar and Gemini Capital Partners, LLC

Cause Of Action: 15 U.S.C. § 77 Securities Fraud

Court: Eighth Circuit › Nebraska › U.S. District Court for the District of Nebraska

Type: Other Statutes › Securities/Commodities

]]> https://dockets.justia.com/docket/nebraska/nedce/8:2026cv00455/112714 Mon, 24 Aug 2026 00:00:00 -0700 <![CDATA[Johnson v. GoDaddy Inc. et al]]> https://dockets.justia.com/docket/new-york/nysdce/1:2026cv07144/671088

Filed: August 21, 2026 as 1:2026cv07144

Plaintiff: Raymond Johnson

Defendant: Aman Bhutani, Mark McCaffrey and GoDaddy Inc.

Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act

Court: Second Circuit › New York › U.S. District Court for the Southern District of New York

Type: Other Statutes › Securities/Commodities

]]> https://dockets.justia.com/docket/new-york/nysdce/1:2026cv07144/671088 Fri, 21 Aug 2026 00:00:00 -0700 <![CDATA[Nguyen v. BOOM Technologies, Inc. et al]]> https://dockets.justia.com/docket/oklahoma/okndce/4:2026cv00517/78047

Filed: August 21, 2026 as 4:2026cv00517

Plaintiff: Duy Kinh Nguyen

Defendant: BOOM Technologies, Inc., Jeff Holley Enterprises, Inc. and Jeffrey Holley

Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act

Court: Tenth Circuit › Oklahoma › U.S. District Court for the Northern District of Oklahoma

Type: Other Statutes › Securities/Commodities

]]> https://dockets.justia.com/docket/oklahoma/okndce/4:2026cv00517/78047 Fri, 21 Aug 2026 00:00:00 -0700