Securities/Commodities/Exchanges Cases, Dockets and Filings :: Justia Dockets & Filings https://dockets.justia.com/browse/noscat-13/nos-850 Mon, 13 Jul 2026 04:38:30 -0700 Mon, 13 Jul 2026 04:38:30 -0700 Justia Dockets & Filings Copyright 2026 Justia Inc Securities/Commodities/Exchanges Cases, Dockets and Filings <![CDATA[Crognale et al v. Mahoney et al]]> https://dockets.justia.com/docket/massachusetts/madce/1:2026cv13174/303326
as 1:2026cv13174
Plaintiff: Joseph Crognale and Feghali Food, Ins. PSP
Defendant: Michael F. Mahoney, Jonathan R. Monson, Kenneth M. Stein and others
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
]]> https://dockets.justia.com/docket/massachusetts/madce/1:2026cv13174/303326 Fri, 10 Jul 2026 00:00:00 -0700 <![CDATA[Securities and Exchange Commission v. Patterson et al.]]> https://dockets.justia.com/docket/ohio/ohndce/5:2026cv01591/329327
as 5:2026cv01591
Plaintiff: Securities and Exchange Commission
Defendant: Michael W. Patterson and Battle Motors, Inc.
Cause Of Action: 12 U.S.C. § 22 Securities Fraud
]]> https://dockets.justia.com/docket/ohio/ohndce/5:2026cv01591/329327 Fri, 10 Jul 2026 00:00:00 -0700 <![CDATA[Baldwin v. Intuit Inc. et al]]> https://dockets.justia.com/docket/california/candce/3:2026cv07086/474108
as 3:2026cv07086
Plaintiff: Sanjiv Baldwin
Defendant: Intuit Inc., Sasan K. Goodarzi and Sandeep S. Aujla
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
]]> https://dockets.justia.com/docket/california/candce/3:2026cv07086/474108 Fri, 10 Jul 2026 00:00:00 -0700 <![CDATA[Vladimir Gusinsky Revocable Trust v. Mahoney et al]]> https://dockets.justia.com/docket/massachusetts/madce/1:2026cv13160/303301
as 1:2026cv13160
Plaintiff: Vladimir Gusinsky Revocable Trust and Ellen M. Zane
Defendant: Michael F. Mahoney, Jonathan R. Monson, Kenneth M. Stein and others
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
]]> https://dockets.justia.com/docket/massachusetts/madce/1:2026cv13160/303301 Thu, 09 Jul 2026 00:00:00 -0700 <![CDATA[Securities and Exchange Commission v. Zhai]]> https://dockets.justia.com/docket/maryland/mddce/8:2026cv02694/608600
as 8:2026cv02694
Plaintiff: Securities and Exchange Commission
Defendant: Weiguo Zhai
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
]]> https://dockets.justia.com/docket/maryland/mddce/8:2026cv02694/608600 Wed, 08 Jul 2026 00:00:00 -0700 <![CDATA[KalshiEX LLC v. Williams]]> https://dockets.justia.com/docket/circuit-courts/ca2/26-1835
as 26-1835
Plaintiff: KALSHIEX LLC
Defendant: ROBERT WILLIAMS, in his official capacity as Executive Director of the New York State Gaming Commission, BRIAN O'DWYER, in his official capacity as Chair and Commissioner of the New York State Gaming Commission, JOHN A. CROTTY, in his official capacity as Commissioner of the New York State Gaming Commission and others
]]> https://dockets.justia.com/docket/circuit-courts/ca2/26-1835 Wed, 08 Jul 2026 00:00:00 -0700 <![CDATA[Donoghue v. Compass Diversified Holdings et al]]> https://dockets.justia.com/docket/new-york/nysdce/1:2026cv05786/667926
as 1:2026cv05786
Plaintiff: Dennis J. Donoghue
Defendant: ADW Capital Management, LLC, ADW Capital Partners, L.P., Adam Wyden and others
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
]]> https://dockets.justia.com/docket/new-york/nysdce/1:2026cv05786/667926 Wed, 08 Jul 2026 00:00:00 -0700 <![CDATA[Christofferson Robb & Company, LLC et al v. Kandeo Investment Advisors LLC et al]]> https://dockets.justia.com/docket/new-york/nysdce/1:2026cv05806/667967
as 1:2026cv05806
Plaintiff: Christofferson Robb & Company, LLC and General Investments (Cayman) Limited
Defendant: Kandeo Investment Advisors LLC, Kandeo Spain Latam S.L.U., Kandeo Spain Peru S.L. and others
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
]]> https://dockets.justia.com/docket/new-york/nysdce/1:2026cv05806/667967 Wed, 08 Jul 2026 00:00:00 -0700 <![CDATA[BORDENAVE v. ANDERSON et al]]> https://dockets.justia.com/docket/pennsylvania/paedce/2:2026cv04760/657608
as 2:2026cv04760
Plaintiff: GABRIEL BORDENAVE
Defendant: JOEL D. ANDERSON, KENNETH R. BULL, MICHAEL F. DEVINE, III and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
]]> https://dockets.justia.com/docket/pennsylvania/paedce/2:2026cv04760/657608 Wed, 08 Jul 2026 00:00:00 -0700 <![CDATA[Mody et al v. Diez-Canseco et al]]> https://dockets.justia.com/docket/texas/txwdce/1:2026cv01860/1172919958
as 1:2026cv01860
Plaintiff: Chirag Mody
Defendant: Russell Diez-Canseco, Glenda Flanagan, Kofi Amoo-Gottfried and others
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
]]> https://dockets.justia.com/docket/texas/txwdce/1:2026cv01860/1172919958 Wed, 08 Jul 2026 00:00:00 -0700