District of Connecticut Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed


Cases 1 - 10 of 214
Audet et al v. Garza et al
as 3:2016cv00940
Defendant: Homero Joshua Garza, Stuart A. Fraser, GAW Miners, LLC and others
Plaintiff: Denis Marc Audet , Michael Pfeiffer , Dean Allen Shinners and others
Cause Of Action: m(a) Securities Exchange Act
Securities and Exchange Commission v. Connerton et al
as 3:2016cv00882
Plaintiff: Securities and Exchange Commission
Defendant: Thomas J. Connerton, Safety Technologies, LLC
Cause Of Action: Securities Fraud
Securities and Exchange Commission v. Momentum Investment Partners LLC et al
as 3:2016cv00832
Plaintiff: Securities and Exchange Commission
Defendant: Momentum Investment Partners LLC , Ronald J. Fernandes
Cause Of Action: m(a) Securities Exchange Act
Kucharski v. Foss et al
as 3:2016cv00780
Plaintiff: Arthur Kucharski
Defendant: Eric J Foss , Roman Martinez, IV , William D Zollars and others
Cause Of Action: Fed. Question
Kucharski v. Foss et al
as 3:2016cv00775
Plaintiff: Arthur Kucharski
Defendant: Eric J Foss, Roman Martinez, IV, William D Zollars and others
Cause Of Action: Fed. Question
Stein et al v. Teekay Corp. et al
as 3:2016cv00345
Plaintiff: Ronald E. Stein , Jacquilyn S. Stein
Defendant: Teekay Corp., Peter Evensen, Vincent Lok
Cause Of Action: m(a) Securities Exchange Act
Securities and Exchange Commission v. Hamilton
as 3:2016cv00192
Plaintiff: Securities and Exchange Commission
Defendant: Dennis Wayne Hamilton
Cause Of Action: m(a) Securities Exchange Act
Patel v. Cigna Corp et al
as 3:2016cv00182
Plaintiff: Jyotindra Patel
Defendant: Cigna Corp, David M. Cordani, Thomas A. McCarthy
Cause Of Action: m(a) Securities Exchange Act
Linde et al v. Fifth Street Asset Management, Inc. et al
as 3:2016cv00025
Plaintiff: Ronald K. Linde , Maxine H. Linde , Ronald and Maxine Linde Foundation
Defendant: Fifth Street Asset Management, Inc. , Leonard M. Tannenbaum, Bernard D. Berman and others
Cause Of Action: Securities Fraud
Securities and Exchange Commission v. Garza et al
as 3:2015cv01760
Plaintiff: Securities and Exchange Commission
Defendant: Homero Joshua Garza, GAW Miners, LLC, Zenminer, LLC
Cause Of Action: m(a) Securities Exchange Act

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