District of District of Columbia Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed


Cases 1 - 10 of 320
CASE NUMBER NOT USED
as 1:2016cv01041
Plaintiff: NO PARTY
Defendant: NO PARTY
Cause Of Action: TEMPORARILY OUT OF ORDER
Five Bridges Advisors, LLC et al v. Stone & Youngberg, LLC et al
as 1:2016mc00649
Movant: Five Bridges Advisors, LLC , Michael Youngblood
Respondent: Stone & Youngberg, LLC, Anthony Guaimano, Stifel Financial Corporation and others
Cause Of Action: Motion to Quash Subpoenas
SECURITIES AND EXCHANGE COMMISSION v. SMITH et al
as 1:2016cv00587
Plaintiff: SECURITIES AND EXCHANGE COMMISSION
Defendant: TOBIN SMITH, NBT GROUP, INC.
Cause Of Action: u(d) Securities Exchange Act
CD INTERNATIONAL ENTERPRISES, INC v. ROCKWELL CAPITAL PARTNERS, INC et al
as 1:2016cv00394
Plaintiff: CD INTERNATIONAL ENTERPRISES, INC
Defendant: ROCKWELL CAPITAL PARTNERS, INC , ALPINE SECURITIES CORPORATION, STOUT J. MATHEAU and others
Cause Of Action: Fed. Question: Securities Violation
TASEKO MINES LIMITED v. RAGING RIVER CAPITAL LP et al We have downloadable decisions or orders for this case
as 1:2016cv00390
Defendant: RAGING RIVER CAPITAL LP , RAGING RIVER CAPITAL GP LLC , GRANITE CREEK PARTNERS, LLC and others
Plaintiff: TASEKO MINES LIMITED
Cause Of Action: m(a) Securities Exchange Act
HABLISTON et al v. FINRA DISPUTE RESOLUTION, INC.
as 1:2015cv02225
Plaintiff: ANN MORTON YOUNG HABLISTON , SEYMOUR ROBINSON YOUNG, JR.
Defendant: FINRA DISPUTE RESOLUTION, INC.
Cause Of Action: U.S. Arbitration Act
SECURITIES AND EXCHANGE COMMISSION v. HITACHI, LTD. We have downloadable decisions or orders for this case
as 1:2015cv01573
Plaintiff: SECURITIES AND EXCHANGE COMMISSION
Defendant: HITACHI, LTD.
Cause Of Action: m(a) Securities Exchange Act
HECHT v. SCHMIDT et al
as 1:2015cv00889
Plaintiff: MARION A. HECHT
Defendant: LAWRENCE P. SCHMIDT, DAWN KIL
Cause Of Action: Securities Fraud
SECURITIES AND EXCHANGE COMMISSION v. LOCKHEED AIRCRAFT CORPORATION et al
as 1:1976cv00611
Plaintiff: SECURITIES AND EXCHANGE COMMISSION
Defendant: DANIEL J. HAUGHTON , A.C. KOTCHIAN , LOCKHEED MARTIN CORPORATION
Cause Of Action: Securities Fraud
NORTH et al v. SMARSH, INC. et al We have downloadable decisions or orders for this case
as 1:2015cv00494
Plaintiff: THADDEUS J. NORTH , MARK P. POMPEO
Defendant: SMARSH, INC. , FINANCIAL INDUSTRY REGULATORY AUTHORITY
Cause Of Action: m(a) Securities Exchange Act

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