District of Iowa Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed


Cases 1 - 10 of 42
Christians v. KemPharm, Inc. et al
as 3:2017cv00002
Defendant: KemPharm, Inc. , Travis C. Mickle , Gordon K Johnson and others
Plaintiff: Kevin Christians
Cause Of Action: - Petition for Removal: SEC Act
McMahon v. Financial Industry Regulation Authority, Inc
as 6:2016cv02111
Plaintiff: Christopher Sean McMahon
Defendant: Financial Industry Regulation Authority, Inc
Cause Of Action: Fed. Question
McMahon v. FINANCIAL INDUSTRY REGULATION AUTHORITY, INC.
as 1:2016cv00181
Plaintiff: Christopher Sean McMahon
Defendant: FINANCIAL INDUSTRY REGULATION AUTHORITY, INC.
Cause Of Action: Fed. Question
Petroleo Brasileiro S.A. - Petrobras v Principal Global Investors, LLC
as 4:2016cv00097
Petitioner: Petroleo Brasileiro S.A. - Petrobras
Defendant: Principal Global Investors, LLC
Cause Of Action: Civil Miscellaneous Case
American Chemicals & Equipment Inc 401(K) Retirement Plan v. Principal Management Corporation et al
as 4:2015cv00302
Plaintiff: American Chemicals & Equipment Inc 401(K) Retirement Plan
Defendant: Principal Management Corporation , Principal Global Investors LLC
Cause Of Action: m(a) Securities Exchange Act
Aviva Life and Annuity Company et al v. D'Alessandro et al
as 4:2015cv00108
Plaintiff: Aviva Life and Annuity Company , Aviva Life and Annuity Company of New York
Defendant: Dennis D'Alessandro , Richard Shutran
Cause Of Action: m(a) Securities Exchange Act
American Chemicals & Equipment Inc 401(K) Retirement Plan v. Principal Management Corporation et al
as 4:2014cv00335
Defendant: Principal Management Corporation, Principal Global Investors LLC
Plaintiff: American Chemicals & Equipment Inc 401(K) Retirement Plan
Cause Of Action: a-3 Investment Company Act of 1940
Retterath v. Homeland Energy Solutions, LLC et al
as 4:2014cv00158
Defendant: David Finke , James Boeding , Chad Kuhlers and others
Plaintiff: Steve J. Retterath
Cause Of Action: m(a) Securities Exchange Act
Aviva Life and Annuity Company et al v. Canellas
as 4:2014cv00117
Plaintiff: Aviva Life and Annuity Company of New York , Aviva Life and Annuity Company
Defendant: Francis Canellas
Cause Of Action: m(a) Securities Exchange Act
American Chemicals & Equipment Inc 401(K) Retirement Plan v. Principal Management Corporation et al
as 4:2014cv00044
Defendant: Principal Management Corporation , Principal Global Investors LLC
Plaintiff: American Chemicals & Equipment Inc 401(K) Retirement Plan
Cause Of Action: m(a) Securities Exchange Act

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