US District Court for the Northern District of New York Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings
Cases filed
Cases 1 - 10 of 49
Kopko v. Victory Capital Management, Inc.
as 3:2023cv00906
Plaintiff: Edward E. Kopko
Defendant: Victory Capital Management, Inc. and Victory Capital Transfer Agency, Inc.
Cause Of Action: 28 U.S.C. § 1446 Notice of Removal
Ashe v. Arrow Financial Corporation et al We have downloadable decisions or orders for this case
as 1:2023cv00764
Plaintiff: Robert C. Ashe
Defendant: Arrow Financial Corporation, Thomas J. Murphy, Penko K. Ivanov and others
Stewart v. Plug Power Inc. et al
as 1:2023cv00704
Plaintiff: John Stewart
Defendant: Plug Power Inc., Andrew Marsh, Paul B. Middleton and others
Jones v. Farney We have downloadable decisions or orders for this case
as 1:2023cv00563
Plaintiff: Dayshaun Jones
Defendant: Jon Farney
Cause Of Action: 28 U.S.C. § 1331 Fed. Question
Securities and Exchange Commission v. Pinnacle Advisors, LLC et al
as 5:2023cv00547
Plaintiff: Securities and Exchange Commission
Defendant: Pinnacle Advisors, LLC, Robert F. Cuculich, Benjamin R. Quilty and others
Gray v. Fidelity Investment We have downloadable decisions or orders for this case
as 1:2022cv00041
Plaintiff: Michele Gray
Defendant: Fidelity Brokerage Services, LLC and Fidelity Investment
Cause Of Action: 28 U.S.C. § 1332 - Diversity: Securities & Exchange Commiss
French v. Lear Capital, Inc. et al
as 8:2021cv00488
Defendant: Lear Capital, Inc., Terry Moloney and GOLDCO Direct LLC
Plaintiff: Ray J. French
Cause Of Action: 28 U.S.C. § 1332 - Diversity: Securities & Exchange Commiss
Securities and Exchange Commission v. The Estate of Richard Ventrilla et al
as 5:2020cv01102
Defendant: Cygnus Capital Management, LLC and The Estate of Richard Ventrilla
Plaintiff: Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Bushansky v. FSB Bancorp, Inc. et al
as 5:2020cv00294
Defendant: FSB Bancorp, Inc., Dana C. Gavenda, Kevin D. Maroney and others
Plaintiff: Stephen Bushansky
Palumbo, et al. v. Provident Trust Group LLC We have downloadable decisions or orders for this case
as 6:2019cv00252
Defendant: Provident Trust Group LLC
Plaintiff: Anthony J. Palumbo and Phyllis Palumbo
Cause Of Action: 29 U.S.C. § 1001 E.R.I.S.A.: Employee Retirement

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