Northern District of New York Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed


Cases 1 - 10 of 33
McManus v. Tetra Tech Construction, Inc. et al
as 1:2016cv00894
Plaintiff: Scott Thomas McManus
Defendant: Tetra Tech Construction, Inc., Tetra Tech, Inc.
Cause Of Action: Fed. Question: Securities Violation
McEssy v. Gray, Jr. et al
as 1:2015cv01462
Plaintiff: William H. McEssy
Defendant: Gregory W. Gray, Jr., Gregory P. Edwards, Archipel Capital, LLC and others
Cause Of Action: Racketeering (RICO) Act
Securities and Exchange Commission v. Anthony
as 1:2015cv01307
Plaintiff: Securities and Exchange Commission
Defendant: Donald J. Anthony, Jr.
Cause Of Action: m(a) Securities Exchange Act
Securities and Exchange Commission v. Feldmann We have downloadable decisions or orders for this case
as 1:2015cv01308
Plaintiff: Securities and Exchange Commission
Defendant: Richard D. Feldmann
Cause Of Action: Securities Fraud
Tobia et al v. The United Group of Companies, Inc. et al
as 1:2015cv01208
Plaintiff: Robert Tobia , Frances Tobia
Defendant: The United Group of Companies, Inc., United Group Fund Management, LLC, Michael J. Uccellini and others
Cause Of Action: m(a) Securities Exchange Act
Securities and Exchange Commission v. Riel, III et al
as 5:2015cv01166
Plaintiff: Securities and Exchange Commission
Defendant: Charles Riel, III, REinvest LLC
Cause Of Action: Securities Fraud
Securities and Exchange Commission v. Griffin et al
as 5:2015cv00927
Plaintiff: Securities and Exchange Commission
Defendant: James P. Griffin, John Wolle, 54Freedom Inc. and others
Cause Of Action: Securities Fraud
Goldberg v. Gray, Jr. et al We have downloadable decisions or orders for this case
as 5:2015cv00538
Plaintiff: Andrew Goldberg
Defendant: Gregory W. Gray, Jr., Gregory P. Edwards, Archipel Capital LLC and others
Cause Of Action: Racketeering (RICO) Act
Ajamian v. Gunn Allen Financial et al We have downloadable decisions or orders for this case
as 1:2014cv01211
Defendant: Gunn Allen Financial, Kinan Nimeh
Plaintiff: Robert H. Ajamian
Cause Of Action: m(a) Securities Exchange Act
Ajamian v. Morgan Stanley Dean Witter, Inc., et al.
as 1:2014cv01204
Defendant: Edward Dominguez, Morgan Stanley Dean Witter, Inc.
Plaintiff: Robert Ajamian
Cause Of Action: - Diversity: Securities & Exchange Commiss

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