US District Court for the Northern District of New York Other Statutes Cases
Cases 31 - 40 of 50
Oneida Savings Bank et al v. Uni-Ter Underwriting Management Corporation et al
as 5:2013cv00746
Plaintiff:
Oneida Savings Bank , Marquis Companies I, Inc. , Pinnacle Healthcare, Inc. and others
Defendant:
Uni-Ter Underwriting Management Corporation, Uni-Ter Claims Services Corporation, U.S. RE Companies, Inc. and others
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Williams v. United States
as 5:2013cv00422
Plaintiff:
Ronald Edward Williams
Defendant:
United States
Cause Of Action: 28 U.S.C. § 1331 Fed. Question: Securities Violation
Beede et al v. Stiefel Laboratories, Inc. et al
as 1:2013cv00120
Plaintiff:
Clifford P. Beede , Sherry E. Halligan , Eileen Mottl and others
Defendant:
Stiefel Laboratories, Inc., Charles W. Stiefel, Brent D. Stiefel and others
Cause Of Action: 29 U.S.C. § 1104 Recovery of Benefits to Employee
Securities and Exchange Commission v. Stratocomm Corporation et al
as 1:2011cv01188
Plaintiff:
Securities and Exchange Commission
Defendant:
Stratocomm Corporation, Roger D. Shearer and Craig Danzig
Cause Of Action: 15 U.S.C. § 77
Viscusi v. Postle et al
as 6:2011cv00486
Plaintiff:
Anne M. Viscusi
Defendant:
Albert Henry Postle, III, Asha J. Postle , NYLife Securities LLC and others
Cause Of Action: 15 U.S.C. § 78
Securities and Exchange Commission v. Bass et al
as 1:2010cv00606
Plaintiff:
Securities and Exchange Commission
Defendant:
Christopher W. Bass, Swiss Capital Harbor-USA, LLC, Swiss Capital Harbor Fund A Partners, L.P. and others
Cause Of Action: 15 U.S.C. § 77
Securities and Exchange Commission v. Ryan et al
as 1:2010cv00513
Plaintiff:
Securities and Exchange Commission
Defendant:
Matthew John Ryan and Prime Rate and Return, LLC
Cause Of Action: 15 U.S.C. § 77
Securities and Exchange Commission v. McGinn, Smith & Co, Inc. et al
as 1:2010cv00457
Plaintiff:
Securities and Exchange Commission
Defendant:
McGinn, Smith & Co, Inc., McGinn, Smith Advisors, LLC, McGinn, Smith Capital Holdings Corp. and others
Cause Of Action: 28 U.S.C. § 1345
Gordon v. UBS AG et al
as 1:2009cv00059
Plaintiff:
Paul Gordon
Defendant:
UBS AG, UBS Securities, LLC and UBS Financial Services, Inc.
Cause Of Action: Federal Question
Securities and Exchange Commission v. Penn Traffic Company
as 5:2008cv01035
Plaintiff:
Securities and Exchange Commission
Defendant:
Penn Traffic Company
Cause Of Action: U.S. Government Plaintiff
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
