Securities and Exchange Commission v. Smith et al
Plaintiff: Securities and Exchange Commission
Defendant: Brenda Smith, Bristol Advisors, LLC, Broad Reach Capital, LP and Broad Reach Partners, LLC
Receiver: Kevin D. Kent
Case Number: 2:2020mc03917
Filed: July 6, 2020
Court: US District Court for the Middle District of Alabama
Presiding Judge: Emily C Marks
Nature of Suit: Securities/Commodities
Cause of Action: 28 U.S.C. ยง 754
Jury Demanded By: None
Docket Report

This docket was last retrieved on July 6, 2020. A more recent docket listing may be available from PACER.

Date Filed Document Text
July 6, 2020 Filing 1 NOTICE of Complaint and Order Appointing Receiver by Kevin D. Kent (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Letter, #6 Civil Cover Sheet, #7 receipt)(cwl, )
July 6, 2020 Received copy of Order Appointing Receiver filed in the USDC, District of New Jersey. (No pdf attached to this entry - see doc #1 for pdf) (cwl, )
July 6, 2020 Received copy of Complaint, 2:19-cv-17213-MCA, filed in USDC, District of New Jersey. (No pdf attached to this entry - see doc #1 for pdf) (cwl, ) Modified on 7/9/2020 to clarify text (cwl, ).

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Receiver: Kevin D. Kent
Represented By: Robin Weiss
Represented By: Kevin Dooley Kent
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Defendant: Brenda Smith
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Defendant: Bristol Advisors, LLC
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Defendant: Broad Reach Capital, LP
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Defendant: Broad Reach Partners, LLC
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Plaintiff: Securities and Exchange Commission
Represented By: Kelly L. Gibson
Represented By: John V. Donnelly, III
Represented By: Scott A. Thompson
Represented By: Mark Raymond Sylvester
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