Securities and Exchange Commission v. Daniel B Vazquez, Sr. et al

Plaintiff: Securities and Exchange Commission
Defendant: Gilbert Fluetsch, Hoplon Financial Group and Daniel B. Vasquez, Sr.
Case Number: 8:2018cv00047
Filed: January 12, 2018
Court: California Central District Court
Presiding Judge: Cormac J. Carney
Referring Judge: Karen E. Scott
Nature of Suit: Other

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed#Document Text
May 25, 2018 17 Opinion or Order of the Court **CORRECTED** FINAL JUDGMENT AS TO DEFENDANT GILBERT FLUETSCH by Judge Cormac J. Carney. IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Defendant is permanently restrained and enjoined (SEE ATTACHMENT OF THIS JUDGMENT FOR FURTHER DETAILS). FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant is liable for disgorgement of $54,086.00, representing profits gained as a result of the conduct alleged in the Complaint, together with prejudgment interest thereon in the amount of $6,562.72, and a civil penalty in the amount of $54,086.00 pursuant to Section 20(d) of the Securities Act, 15 USC 77t(d) and Section 21(d)(3) of the Exchange Act, 15 USC 78u(d)(3). Defendant shall satisfy this obligation by paying $114,734.72 to the Securities and Exchange Commission within 14 days after entry of this Final Judgment. (jp)
May 21, 2018 15 Opinion or Order of the Court FINAL JUDGMENT AS TO DEFENDANT GILBERT FLUETSCH by Judge Cormac J. Carney: Re Stipulation for Final Judgment 12 . (mt)

Access additional case information on PACER

Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.

Access this case on the California Central District Court's Electronic Court Filings (ECF) System

Search for this case: Securities and Exchange Commission v. Daniel B Vazquez, Sr. et al
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Web [ Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Gilbert Fluetsch
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Hoplon Financial Group
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Daniel B. Vasquez, Sr.
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Legal Web | Google | Bing | Yahoo | Ask ]
Plaintiff: Securities and Exchange Commission
Represented By: Lynn M Dean
Represented By: Patricia T Pei
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Legal Web | Google | Bing | Yahoo | Ask ]

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?