Hoang v. ContextLogic, Inc. et al
Yen Hoang, Xiaoquan Yang and Alexander De Block |
Citigroup Global Markets Inc., Stephanie Tilenius, J.P. Morgan Securities LLC, Joe Lonsdale, Tanzeen Syed, Brett Just, Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC, Peter Szulczewski, Ari Emanuel, Rajat Bahri, Hans Tung, Oppenheimer & Co. Inc., Julie Bradley, Stifel, Nicolaus & Company, L.L.C., Jacqueline Reses, Academy Securities, Inc., Goldman Sachs & Co. LLC, UBS Securities LLC, BofA Securities, Inc., ContextLogic, Inc., R. Seelaus & Co., LLC, Cowen and Company, LLC, Loop Capital Markets LLC, RBC Capital Markets, LLC and William Blair & Company, L.L.C. |
Joel Newman and Anand Chetram |
Phillip Lam |
5:2021cv03930 |
May 25, 2021 |
US District Court for the Northern District of California |
Maxine M Chesney |
Beth Labson Freeman |
Susan van Keulen |
Securities/Commodities |
28 U.S.C. § 1331 Fed. Question: Securities Violation |
Plaintiff |
Docket Report
This docket was last retrieved on December 22, 2023. A more recent docket listing may be available from PACER.
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Filing 96 TRANSCRIPT ORDER for proceedings held on 1/12/2023 before Judge Beth Labson Freeman by Alexander De Block, Xiaoquan Yang, for Court Reporter Summer Fisher. (Sams, Ex Kano) (Filed on 1/18/2023) |
Filing 95 Transcript of Proceedings held on 01/12/2023, before Judge Beth Labson Freeman. Court Reporter/Transcriber Summer Fisher, telephone number summer_fisher@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerk's Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction. After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re #93 Transcript Order, ) Redaction Request due 2/8/2023. Redacted Transcript Deadline set for 2/21/2023. Release of Transcript Restriction set for 4/18/2023. (Related documents(s) #93 ) (Fisher, Summer) (Filed on 1/18/2023) |
Filing 94 Minute Entry for proceedings held before Judge Beth Labson Freeman: Motion Hearing held on 1/12/2023 re #83 MOTION to Dismiss with Prejudice filed by Jacqueline Reses, Brett Just, Rajat Bahri, Hans Tung, Julie Bradley, ContextLogic, Inc., Ari Emanuel, Peter Szulczewski, Tanzeen Syed, Joe Lonsdale, Stephanie Tilenius. Total Time in Court: 1:02. Court Reporter: Summer Fisher. Plaintiff Attorney: Ex Kano Sams, Jacob Goldberg, Jing Chen. Defendant Attorney: Brian Lutz, Michael Kahn, Charlene Shimada, Robert O'Leary. (This is a text-only entry generated by the court. There is no document associated with this entry.) (tsh, COURT STAFF) (Date Filed: 1/12/2023) |
Filing 93 TRANSCRIPT ORDER for proceedings held on January 12, 2023 before Judge Beth Labson Freeman by Rajat Bahri, Julie Bradley, ContextLogic, Inc., Ari Emanuel, Brett Just, Joe Lonsdale, Jacqueline Reses, Tanzeen Syed, Peter Szulczewski, Stephanie Tilenius, Hans Tung, for Court Reporter Summer Fisher. (Lutz, Brian) (Filed on 1/12/2023) |
Filing 92 CLERK'S NOTICE CONVERTING MOTION HEARING TO ZOOM WEBINAR HEARING and NOTICE OF REQUIRED REGISTRATION. Motion Hearing as to #83 MOTION to Dismiss with Prejudice set for 1/12/2023 09:00 AM before Judge Beth Labson Freeman will be held via a Zoom webinar.Webinar Access: All counsel, members of the public, and media may access the webinar information at #https://www.cand.uscourts.gov/blf Court Appearances: Advanced notice is required of counsel or parties who wish to be identified by the court as making an appearance or will be participating in the argument at the hearing. A list of names and emails must be sent to the CRD at blfcrd@cand.uscourts.gov no later than 1/10/2023, at 2:00 PM PST.General Order 58. Persons granted access to court proceedings held by telephone or videoconference are reminded that photographing, recording, and rebroadcasting of court proceedings, including screenshots or other visual copying of a hearing, is absolutely prohibited.Zoom Guidance and Setup: #https://www.cand.uscourts.gov/zoom/ (This is a text-only entry generated by the court. There is no document associated with this entry.) (tsh, COURT STAFF) (Filed on 1/5/2023) |
Filing 91 ORDER DIRECTING DEFENDANTS TO FILE CHAMBERS COPIES OF MOTION TO DISMISS AND CORRESPONDING EXHIBITS BY DECEMBER 22, 2022. Signed by Judge Beth Labson Freeman on 12/20/2022. (blflc3, COURT STAFF) (Filed on 12/20/2022) |
Filing 90 REPLY in Support (re #83 MOTION to Dismiss with Prejudice) filed by Rajat Bahri, Julie Bradley, ContextLogic, Inc., Ari Emanuel, Brett Just, Joe Lonsdale, Jacqueline Reses, Tanzeen Syed, Peter Szulczewski, Stephanie Tilenius, Hans Tung. (Lutz, Brian) (Filed on 12/8/2022) Modified on 12/9/2022 (slh, COURT STAFF). |
Filing 89 RESPONSE re #86 Order for Briefing re "Controlling Interest" by BofA Securities, Inc.. (Attachments: #1 Declaration of Jennifer E. Bennett, #2 Declaration of Kevin M. Papay, #3 Exhibit 1 to Declaration of Kevin M. Papay, #4 Exhibit 2 to Declaration of Kevin M. Papay, #5 Exhibit 3 to Declaration of Kevin M. Papay, #6 Exhibit 4 to Declaration of Kevin M. Papay, #7 Exhibit 5 to Declaration of Kevin M. Papay)(Shimada, Charlene) (Filed on 11/17/2022) |
Filing 88 OPPOSITION/RESPONSE (re #83 MOTION to Dismiss with Prejudice ) filed byAlexander De Block, Xiaoquan Yang. (Sams, Ex Kano) (Filed on 11/7/2022) |
Filing 87 ORDER STRIKING #85 OPPOSITION FOR FAILURE TO COMPLY WITH STANDING ORDERS. Signed by Judge Beth Labson Freeman on 11/2/2022. (blflc3, COURT STAFF) (Filed on 11/2/2022) |
Filing 86 ORDER FOR BRIEFING RE "CONTROLLING INTEREST." Signed by Judge Susan van Keulen on 11/2/2022. (svklc1, COURT STAFF) (Filed on 11/2/2022) |
Filing 85 *Document Stricken pursuant to #87 Court OrderOPPOSITION/RESPONSE (re #83 MOTION to Dismiss with Prejudice ) filed by Alexander De Block, Xiaoquan Yang. (Sams, Ex Kano) (Filed on 11/1/2022) Modified on 11/3/2022 (slh, COURT STAFF). |
Filing 84 Joinder re #83 MOTION to Dismiss with Prejudice filed by Academy Securities, Inc., BofA Securities, Inc., Citigroup Global Markets Inc., Cowen and Company, LLC, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, Loop Capital Markets LLC, Oppenheimer & Co. Inc., R. Seelaus & Co., LLC, RBC Capital Markets, LLC, Stifel, Nicolaus & Company, L.L.C., UBS Securities LLC, William Blair & Company, L.L.C.. (Shimada, Charlene) (Filed on 9/16/2022) Modified on 9/19/2022 (slh, COURT STAFF). |
Filing 83 MOTION to Dismiss with Prejudice; Memorandum of Points and Authorities in Support Thereof filed by Rajat Bahri, Julie Bradley, ContextLogic, Inc., Ari Emanuel, Brett Just, Joe Lonsdale, Jacqueline Reses, Tanzeen Syed, Peter Szulczewski, Stephanie Tilenius, Hans Tung. Motion Hearing set for 1/12/2023 09:00 AM in San Jose, Courtroom 3, 5th Floor before Judge Beth Labson Freeman. Responses due by 11/1/2022. Replies due by 12/8/2022. (Attachments: #1 Declaration of Brian M. Lutz In Support Of the Wish Defendants' Motion to Dismiss, #2 Request for Judicial Notice In Support Of the Wish Defendants' Motion to Dismiss, #3 Proposed Order Granting the Wish Defendants' Motion to Dismiss)(Lutz, Brian) (Filed on 9/16/2022) |
Filing 82 CLERK'S NOTICE RESETTING CASE MANAGEMENT CONFERENCE. Case Management Statement due by 4/6/2023. Initial Case Management Conference set for 4/13/2023 11:00 AM in San Jose, Courtroom 3, 5th Floor. (This is a text-only entry generated by the court. There is no document associated with this entry.) (tsh, COURT STAFF) (Filed on 7/19/2022) |
Filing 81 CONSOLIDATED AMENDED CLASS ACTION COMPLAINT against All Defendants. Filed by Alexander De Block, Xiaoquan Yang. (Goldberg, Jacob) (Filed on 7/15/2022) Modified on 7/18/2022 (slh, COURT STAFF). |
Filing 80 ORDER GRANTING #78 APPLICATION FOR ADMISSION OF ATTORNEY PRO HAC VICE (re attorney Jing Chen). Signed by Judge Beth Labson Freeman on 6/29/2022. (blflc1, COURT STAFF) (Filed on 6/29/2022) |
Filing 79 ORDER GRANTING #77 APPLICATION FOR ADMISSION OF ATTORNEY PRO HAC VICE (re attorney Jacob A. Goldberg). Signed by Judge Beth Labson Freeman on 6/29/2022. (blflc1, COURT STAFF) (Filed on 6/29/2022) |
Filing 78 MOTION for leave to appear in Pro Hac Vice, (Filing Fee: $317.00, receipt number ACANDC-17284153) filed by Alexander De Block. (Attachments: #1 Certificate of Good Standing)(Chen, Jing) (Filed on 6/22/2022) |
Filing 77 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-17278317.) filed by Alexander De Block. (Attachments: #1 Certificate of Good Standing)(Goldberg, Jacob) (Filed on 6/20/2022) |
Filing 76 STIPULATION AND ORDER REGARDING CONSOLIDATED AMENDED COMPLAINT AND MOTION TO DISMISS SCHEDULE (granting #75 ). Signed by Judge Beth Labson Freeman on 5/31/2022. (blflc1, COURT STAFF) (Filed on 5/31/2022) |
Filing 75 STIPULATION WITH PROPOSED ORDER Regarding Consolidated Amended Complaint and Motion to Dismiss Schedule filed by Alexander De Block, Xiaoquan Yang. (Sams, Ex Kano) (Filed on 5/27/2022) |
Filing 74 NOTICE of Appearance by Ex Kano S. Sams, II (Sams, Ex Kano) (Filed on 5/27/2022) |
Filing 73 ORDER APPOINTING XIAOQUAN YANG AND ALEXANDER DE BLOCK AS CO-LEAD PLAINTIFFS; AND APPROVING SELECTION OF CO-LEAD COUNSEL (addressing #27 , #50 ). Signed by Judge Beth Labson Freeman on 5/16/2022. (blflc1, COURT STAFF) (Filed on 5/16/2022) |
Filing 72 Transcript of Proceedings held on 03/03/2022, before Judge Beth Labson Freeman. Court Reporter/Transcriber Summer Fisher, telephone number summer_fisher@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerk's Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction. After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re (69 in 5:21-cv-03930-BLF) Transcript Order, ) Redaction Request due 4/18/2022. Redacted Transcript Deadline set for 4/28/2022. Release of Transcript Restriction set for 6/27/2022. (Fisher, Summer) (Filed on 3/28/2022) |
Filing 71 TRANSCRIPT ORDER for proceedings held on March 3, 2022 before Judge Beth Labson Freeman by Alexander De Block, Xiaoquan Yang, for Court Reporter Summer Fisher. (Sadler, Casey) (Filed on 3/15/2022) |
Filing 70 ORDER GRANTING MOTION FOR CONSOLIDATION OF RELATED ACTIONS. Signed by Judge Beth Labson Freeman on 3/4/2022. (blflc1, COURT STAFF) (Filed on 3/4/2022) |
Filing 69 TRANSCRIPT ORDER for proceedings held on 3/3/2022 before Judge Beth Labson Freeman by Rajat Bahri, Julie Bradley, ContextLogic, Inc., Ari Emanuel, Brett Just, Joe Lonsdale, Jacqueline Reses, Tanzeen Syed, Peter Szulczewski, Stephanie Tilenius, Hans Tung, for Court Reporter Summer Fisher. (Kahn, Michael) (Filed on 3/4/2022) |
Filing 67 ORDER GRANTING #64 APPLICATION FOR ADMISSION OF ATTORNEY PRO HAC VICE (re attorney Phillip Kim). Signed by Judge Beth Labson Freeman on 3/4/2022. (blflc1, COURT STAFF) (Filed on 3/4/2022) |
Filing 68 Minute Entry for proceedings held before Judge Beth Labson Freeman: Motion Hearing held on 3/3/2022 re #27 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Alexander De Block, Xiaoquan Yang, #50 MOTION to Appoint Lead Plaintiff and Lead Counsel and Opposition to Motion filed by Yang and De Block [ECF 27] filed by Anand Chetram, Joel Newman. Total Time in Court: 42 Minutes. Court Reporter: Summer Fisher. Plaintiff Attorney: Casey Sadler, Phillip Kim, Parithra Rajesh, Alexander Hood, Adam Apton. Defendant Attorney: Michael Kahn. (This is a text-only entry generated by the court. There is no document associated with this entry.) (tsh, COURT STAFF) (Date Filed: 3/3/2022) |
Filing 66 NOTICE of Appearance by Pavithra Rajesh (Rajesh, Pavithra) (Filed on 3/1/2022) |
Filing 65 NOTICE of Appearance by Casey Edwards Sadler (Sadler, Casey) (Filed on 3/1/2022) |
Filing 64 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-16942636.) filed by Alexander De Block. (Attachments: #1 Certificate of Good Standing)(Kim, Phillip) (Filed on 2/28/2022) |
Filing 63 ORDER GRANTING #62 APPLICATION FOR ADMISSION OF ATTORNEY PRO HAC VICE (re attorney J. Alexander Hood II). Signed by Judge Beth Labson Freeman on 2/28/2022. (blflc1, COURT STAFF) (Filed on 2/28/2022) |
Filing 62 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-16941124.) filed by Anand Chetram. (Hood, J) (Filed on 2/28/2022) |
Filing 61 CLERKS NOTICE CONVERTING MOTION HEARING TO ZOOM WEBINAR HEARING and NOTICE OF REQUIRED REGISTRATION. Motion Hearings as to #50 MOTION to Appoint Lead Plaintiff and Lead Counsel and Opposition to Motion filed by Yang and De Block [ECF 27], #27 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel set for 3/03/2022 09:00 AM before Judge Beth Labson Freeman will be held via a Zoom webinar.Webinar Access: All counsel, members of the public, and media may access the webinar information at #https://www.cand.uscourts.gov/blf Court Appearances: Advanced notice is required of counsel or parties who wish to be identified by the court as making an appearance or will be participating in the argument at the hearing. A list of names and emails must be sent to the CRD at blfcrd@cand.uscourts.gov no later than January 18, 2022 at 2:00 PM PST.General Order 58. Persons granted access to court proceedings held by telephone or videoconference are reminded that photographing, recording, and rebroadcasting of court proceedings, including screenshots or other visual copying of a hearing, is absolutely prohibited.Zoom Guidance and Setup: #https://www.cand.uscourts.gov/zoom/. (This is a text-only entry generated by the court. There is no document associated with this entry.) (tsh, COURT STAFF) (Filed on 2/24/2022) |
Filing 60 ORDER DENYING #58 ADMINISTRATIVE MOTION FOR LEAVE TO FILE SUR-REPLY. Signed by Judge Beth Labson Freeman on 2/23/2022. Associated Cases: 5:21-cv-03930-BLF, 5:21-cv-05015-BLF, 5:21-cv-05411-BLF (blflc1, COURT STAFF) (Filed on 2/23/2022) Modified on 2/23/2022 (blflc1, COURT STAFF). |
Filing 59 OPPOSITION/RESPONSE (re #58 ADMINISTRATIVE MOTION Leave to File Sur-Reply re #57 Reply to Opposition/Response ) filed byAlexander De Block, Xiaoquan Yang. (Attachments: #1 Proposed Order)(Linehan, Charles) (Filed on 2/22/2022) |
Filing 58 ADMINISTRATIVE MOTION Leave to File Sur-Reply re #57 Reply to Opposition/Response filed by Anand Chetram, Joel Newman. Responses due by 2/22/2022. (Attachments: #1 Declaration, #2 Exhibit Proposed Sur-Reply, #3 Proposed Order)(Apton, Adam) (Filed on 2/18/2022) |
Filing 57 REPLY in Support (re #27 MOTION to Consolidate Cases; MOTION to Appoint Lead Plaintiff and Lead Counsel) filed by Alexander De Block, Xiaoquan Yang. (Linehan, Charles) (Filed on 2/14/2022) |
Filing 56 OPPOSITION/RESPONSE (re #50 MOTION to Appoint Lead Plaintiff and Lead Counsel and Opposition to Motion filed by Yang and De Block [ECF 27] ) filed byAlexander De Block, Xiaoquan Yang. (Attachments: #1 Exhibit A - Joint Declaration)(Linehan, Charles) (Filed on 2/7/2022) |
Filing 55 OPPOSITION/RESPONSE (re #27 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel ) filed byAnand Chetram, Joel Newman. (Apton, Adam) (Filed on 2/7/2022) |
Filing 54 Statement of Non-Opposition re #50 MOTION to Appoint Lead Plaintiff and Lead Counsel and Opposition to Motion filed by Yang and De Block [ECF 27] filed byRajat Bahri, Julie Bradley, ContextLogic, Inc., Ari Emanuel, Brett Just, Joe Lonsdale, Jacqueline Reses, Tanzeen Syed, Peter Szulczewski, Stephanie Tilenius, Hans Tung. (Related document(s) #50 ) (Lutz, Brian) (Filed on 2/1/2022) |
Filing 53 ORDER GRANTING #52 PARTIES' STIPULATED REQUEST TO VACATE INITIAL CASE MANAGEMENT CONFERENCE. Signed by Judge Beth Labson Freeman on 1/25/2022. (blflc1, COURT STAFF) (Filed on 1/25/2022) |
Filing 52 NOTICE re #24 Stipulation and Order, Terminate Hearings by Rajat Bahri, Julie Bradley, ContextLogic, Inc., Ari Emanuel, Brett Just, Joe Lonsdale, Jacqueline Reses, Tanzeen Syed, Peter Szulczewski, Stephanie Tilenius, Hans Tung (Lutz, Brian) (Filed on 1/21/2022) Modified on 1/24/2022 (slh, COURT STAFF). |
Filing 51 ORDER RE #27 , #50 PENDING MOTIONS. Signed by Judge Beth Labson Freeman on 1/20/2022. (blflc1, COURT STAFF) (Filed on 1/20/2022) |
Filing 50 MOTION to Appoint Lead Plaintiff and Lead Counsel and Opposition to #27 Motion filed by Yang and De Block filed by Anand Chetram, Joel Newman. Motion Hearing set for 3/3/2022 09:00 AM in San Jose, Courtroom 3, 5th Floor before Judge Beth Labson Freeman. Responses due by 2/1/2022. Replies due by 2/8/2022. (Attachments: #1 Declaration, #2 Exhibit, #3 Exhibit, #4 Exhibit, #5 Exhibit, #6 Exhibit, #7 Exhibit, #8 Proposed Order)(Apton, Adam) (Filed on 1/18/2022) |
Filing 49 NOTICE of Appearance by Adam Marc Apton (Apton, Adam) (Filed on 1/18/2022) |
Filing 48 STATUS REPORT Advising the Court Whether the Parties in the Related Actions Received Notice of the Motion for Consolidation, Appointment of Co-Lead Counsel, and Approval of Co-Lead Counsel by Alexander De Block, Xiaoquan Yang. (Rosen, Laurence) (Filed on 1/18/2022) |
Filing 47 ORDER DIRECTING MOVANTS XIAOQUAN YANG AND ALEXANDER DE BLOCK TO ADVISE COURT WHETHER PARTIES IN RELATED ACTIONS RECEIVED NOTICE OF #27 MOTION FOR CONSOLIDATION OF RELATED ACTIONS, APPOINTMENT AS CO-LEAD PLAINTIFFS, AND APPROVAL OF CO-LEAD COUNSEL. Status Report due by 1/18/2022. Signed by Judge Beth Labson Freeman on 1/11/2022. (blflc1, COURT STAFF) (Filed on 1/11/2022) |
Filing 46 CLERK'S NOTICE RESETTING MOTION HEARING AND CASE MANAGEMENT CONFERENCE AFTER REASSIGNMENT. Motion Hearing as to #27 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel set for 3/3/2022 09:00 AM in San Jose, Courtroom 3, 5th Floor. Case Management Statement due by 2/24/2022. Initial Case Management Conference set for 3/3/2022 11:00 AM in San Jose, Courtroom 3, 5th Floor. (This is a text-only entry generated by the court. There is no document associated with this entry.) (tsh, COURT STAFF) (Filed on 1/4/2022) |
Filing 45 ORDER REASSIGNING CASE. Case reassigned using a proportionate, random, and blind system pursuant to General Order No. 44 to Judge Beth Labson Freeman for all further proceedings. Judge James Donato no longer assigned to case, Notice: The assigned judge participates in the Cameras in the Courtroom Pilot Project. See General Order No. 65 and http://cand.uscourts.gov/cameras.. Signed by Clerk on 12/20/2021. (Attachments: #1 Notice of Eligibility for Video Recording)(mbc, COURT STAFF) (Filed on 12/20/2021) |
Filing 44 ORDER OF RECUSAL. Signed by Judge James Donato on 12/17/2021. (jdlc2, COURT STAFF) (Filed on 12/17/2021) |
Filing 43 NOTICE that #27 Renewed Motion for Consolidation of Related Actions, Appointment as Co-Lead Plaintiffs, and Approval of Co-Lead Counsel is Not Opposed by Alexander De Block, Xiaoquan Yang (Linehan, Charles) (Filed on 12/10/2021) |
Filing 42 ORDER REASSIGNING CASE. Case reassigned using a proportionate, random, and blind system pursuant to General Order No. 44 to Judge James Donato for all further proceedings. Judge Maxine M. Chesney no longer assigned to case, Notice: The assigned judge participates in the Cameras in the Courtroom Pilot Project. See General Order No. 65 and http://cand.uscourts.gov/cameras.. Signed by Clerk on 12/09/2021. (Attachments: #1 Notice of Eligibility for Video Recording)(mbc, COURT STAFF) (Filed on 12/9/2021) |
Filing 41 ORDER OF RECUSAL. Signed by Judge Maxine M. Chesney on December 8, 2021. (mmclc1, COURT STAFF) (Filed on 12/8/2021) |
Filing 40 Disclosure Statement and Certificate of Interested Entities by Academy Securities, Inc., BofA Securities, Inc., Citigroup Global Markets Inc., Cowen and Company, LLC, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, Loop Capital Markets LLC, Oppenheimer & Co. Inc., R. Seelaus & Co., LLC, RBC Capital Markets, LLC, Stifel, Nicolaus & Company, L.L.C., UBS Securities LLC, William Blair & Company, L.L.C. identifying Corporate Parent CitiGroup Global Markets Holdings Inc., Corporate Parent Citigroup Financial Products Inc., Corporate Parent Citigroup Inc. for Citigroup Global Markets Inc.; Corporate Parent NB Holdings Corporation, Corporate Parent Bank of America Corporation for BofA Securities, Inc. ; Corporate Parent JPMorgan Chase & Co., Corporate Parent J.P. Morgan Broker-Dealer Holdings Inc. for J.P. Morgan Securities LLC; Corporate Parent DB U.S. Financial Holding Corporation, Corporate Parent DB USA Corporation, Corporate Parent Deutsche Bank AG for Deutsche Bank Securities Inc.; Corporate Parent Credit Suisse AG, Corporate Parent Credit Suisse Holdings (USA), Inc., Corporate Parent Credit Suisse Group AG, Corporate Parent Credit Suisse (USA), Inc. for Credit Suisse Securities (USA) LLC; Corporate Parent Stifel Financial Corp., Other Affiliate BlackRock, Inc. for Stifel, Nicolaus & Company, L.L.C.; Corporate Parent Cowen Inc. for Cowen and Company, LLC; Corporate Parent WBC Holdings, LP for William Blair & Company, L.L.C.; Corporate Parent UBS AG, Corporate Parent UBS Americas Inc., Corporate Parent UBS Group AG, Corporate Parent UBS Americas Holding LLC for UBS Securities LLC; Corporate Parent The Goldman Sachs Group, Inc. for Goldman Sachs & Co. LLC; Corporate Parent Oppenheimer Holdings Inc. for Oppenheimer & Co. Inc.; Corporate Parent Royal Bank of Canada for RBC Capital Markets, LLC. (Shimada, Charlene) (Filed on 12/8/2021) Modified on 12/9/2021 (slh, COURT STAFF). |
Filing 39 NOTICE of Appearance by Robert Henderson O'Leary (O'Leary, Robert) (Filed on 12/8/2021) |
Filing 38 NOTICE of Appearance by Kevin M Papay (Papay, Kevin) (Filed on 12/8/2021) |
Filing 37 NOTICE of Appearance by Charlene Sachi Shimada (Shimada, Charlene) (Filed on 12/8/2021) |
Filing 36 Statement of Non-Opposition re #27 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel filed byRajat Bahri, Julie Bradley, ContextLogic, Inc., Ari Emanuel, Brett Just, Joe Lonsdale, Jacqueline Reses, Tanzeen Syed, Peter Szulczewski, Stephanie Tilenius, Hans Tung. (Related document(s) #27 ) (Lutz, Brian) (Filed on 12/8/2021) |
Filing 35 Certificate of Interested Entities by Rajat Bahri, Julie Bradley, ContextLogic, Inc., Ari Emanuel, Brett Just, Joe Lonsdale, Jacqueline Reses, Tanzeen Syed, Peter Szulczewski, Stephanie Tilenius, Hans Tung (Lutz, Brian) (Filed on 12/8/2021) |
Filing 34 Corporate Disclosure Statement by Rajat Bahri, Julie Bradley, ContextLogic, Inc., Ari Emanuel, Brett Just, Joe Lonsdale, Jacqueline Reses, Tanzeen Syed, Peter Szulczewski, Stephanie Tilenius, Hans Tung (Lutz, Brian) (Filed on 12/8/2021) |
Filing 33 NOTICE of Appearance by Brian Michael Lutz (Lutz, Brian) (Filed on 12/8/2021) |
Filing 32 NOTICE of Appearance by Michael James Kahn (Kahn, Michael) (Filed on 12/8/2021) |
Filing 31 NOTICE of Appearance by Laurence Matthew Rosen (Rosen, Laurence) (Filed on 11/30/2021) |
Filing 30 CERTIFICATION OF INTERESTED ENTITIES OR PERSONS filed by Alexander De Block, Xiaoquan Yang (Linehan, Charles) (Filed on 11/24/2021) |
Filing 29 CERTIFICATE of Counsel by Charles Henry Linehan on behalf of Alexander De Block, Xiaoquan Yang (Linehan, Charles) (Filed on 11/24/2021) |
Filing 28 Declaration of Charles H. Linehan in Support of #27 Renewed Motion for Consolidation of Related Actions, Appointment As Co-Lead Plaintiffs, And Approval of Co-Lead Counsel filed by Alexander De Block, Xiaoquan Yang. (Attachments: #1 Exhibit A - Press Release, #2 Exhibit B - Movants' Certifications, #3 Exhibit C - Movants' Financial Interest Analyses, #4 Exhibit D - GPM Firm Resume, #5 Exhibit E - Rosen Firm Resume)(Related document(s) #27 ) (Linehan, Charles) (Filed on 11/24/2021) |
Filing 27 Notice of Renewed MOTION and Renewed Motion for Consolidation of Related Actions; Appointment as Co-Lead Plaintiffs, and Approval of Co-Lead Counsel; Memorandum of Points and Authorities in Support Thereof filed by Xiaoquan Yang, Alexander De Block. Motion Hearing set for 1/7/2022 09:00 AM in San Francisco, Courtroom 07, 19th Floor before Judge Maxine M. Chesney. Responses due by 12/8/2021. Replies due by 12/15/2021. (Attachments: #(1) [Proposed] Order)(Linehan, Charles) (Filed on 11/24/2021) |
Filing 26 RELATED CASE ORDER. Hoang v. ContextLogic, Inc., 21-cv-03930 MMC, is related to Asmat v. ContextLogic, Inc., 21-cv-05015 CRB, and Lam v. ContextLogic, Inc., 21-cv-05411 CRB. The Clerk of Court is ordered to reassign the two later-filed actions to the undersigned. Signed by Judge Maxine M. Chesney on August 16, 2021.(mmclc1S, COURT STAFF) (Filed on 8/16/2021) |
Filing 25 CLERK'S NOTICE RE RELATED CASE ORDER (lrcS, COURT STAFF) (Filed on 8/10/2021) |
Filing 24 ORDER APPROVING STIPULATION REGARDING SERVICE AND RESPONDING TO THE COMPLAINT; VACATING CASE MANAGEMENT CONFERENCE. Signed by Judge Maxine M. Chesney on June 8, 2021. (mmclc1S, COURT STAFF) (Filed on 6/8/2021) |
Filing 23 STIPULATION AND [PROPOSED] ORDER REGARDING SERVICE AND RESPONDING TO THE COMPLAINT filed by Yen Hoang. (Jasnoch, John) (Filed on 6/7/2021) |
Filing 22 AFFIDAVIT of Service for Summons and Complaint served on Rajat Bahri on 5/27/2021, filed by Yen Hoang. (Jasnoch, John) (Filed on 6/7/2021) |
Filing 21 AFFIDAVIT of Service for Summons and Complaint served on Goldman Sachs & Co., LLC on 5/28/2021, filed by Yen Hoang. (Jasnoch, John) (Filed on 6/7/2021) |
Filing 20 AFFIDAVIT of Service for Summons and Complaint served on UBS Securities LLC on 5/28/2021, filed by Yen Hoang. (Jasnoch, John) (Filed on 6/3/2021) |
Filing 19 AFFIDAVIT of Service for Summons and Complaint served on Stifel, Nicolaus & Co., Inc. on 5/28/2021, filed by Yen Hoang. (Jasnoch, John) (Filed on 6/3/2021) |
Filing 18 AFFIDAVIT of Service for Summons and Complaint served on R. Seelaus & Co., LLC on 5/28/2021, filed by Yen Hoang. (Jasnoch, John) (Filed on 6/3/2021) |
Filing 17 AFFIDAVIT of Service for Summons and Complaint served on RBC Capital Markets, LLC on 5/27/2021, filed by Yen Hoang. (Jasnoch, John) (Filed on 6/3/2021) |
Filing 16 AFFIDAVIT of Service for Summons and Complaint served on Oppenheimer & Co. Inc. on 5/28/2021, filed by Yen Hoang. (Jasnoch, John) (Filed on 6/3/2021) |
Filing 15 AFFIDAVIT of Service for Summons and Complaint served on Loop Capital Markets LLC on 5/28/2021, filed by Yen Hoang. (Jasnoch, John) (Filed on 6/3/2021) |
Filing 14 AFFIDAVIT of Service for Summons and Complaint served on Julie Bradley on 5/28/2021, filed by Yen Hoang. (Jasnoch, John) (Filed on 6/3/2021) |
Filing 13 AFFIDAVIT of Service for Summons and Complaint served on J.P. Morgan Securities LLC on 5/28/2021, filed by Yen Hoang. (Jasnoch, John) (Filed on 6/3/2021) |
Filing 12 AFFIDAVIT of Service for Summons and Complaint served on Deutsche Bank Securities Inc. on 5/28/2021, filed by Yen Hoang. (Jasnoch, John) (Filed on 6/3/2021) |
Filing 11 AFFIDAVIT of Service for Summons and Complaint served on Credit Suisse Securities (USA) LLC on 5/28/2021, filed by Yen Hoang. (Jasnoch, John) (Filed on 6/3/2021) |
Filing 10 AFFIDAVIT of Service for Summons and Complaint served on Cowen and Company LLC on 5/27/2021, filed by Yen Hoang. (Jasnoch, John) (Filed on 6/3/2021) |
Filing 9 AFFIDAVIT of Service for Summons and Complaint served on ContextLogic Inc. on 5/28/2021, filed by Yen Hoang. (Jasnoch, John) (Filed on 6/3/2021) |
Filing 8 AFFIDAVIT of Service for Summons and Complaint served on Citigroup Global Markets, Inc. on 5/28/2021, filed by Yen Hoang. (Jasnoch, John) (Filed on 6/3/2021) |
Filing 7 AFFIDAVIT of Service for Summons and Complaint served on BofA Secs., Inc. on 5/28/2021, filed by Yen Hoang. (Jasnoch, John) (Filed on 6/3/2021) |
Filing 6 AFFIDAVIT of Service for Summons and Complaint served on Academy Secs., Inc. on 5/28/2021, filed by Yen Hoang. (Jasnoch, John) (Filed on 6/3/2021) |
Filing 5 INITIAL CASE MANAGEMENT SCHEDULING ORDER SEC CLASS ACTION Notice: The assigned judge participates in the Cameras in the Courtroom Pilot Project. See General Order No. 65 and http://cand.uscourts.gov/cameras. SEC Class Action Notice due by 6/15/2021. Joint Case Management Statement due by 8/20/2021. Initial Case Management Conference set for 8/27/2021 at 10:30 AM in San Francisco, Courtroom 07, 19th Floor. (tnS, COURT STAFF) (Filed on 5/26/2021) |
Filing 4 Summons Issued as to Defendants Academy Securities, Inc., Rajat Bahri, BofA Securities, Inc., Julie Bradley, Citigroup Global Markets Inc., ContextLogic, Inc., Cowen and Company, LLC, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Ari Emanuel, Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, Brett Just, Joe Lonsdale, Loop Capital Markets LLC, Oppenheimer & Co. Inc., R. Seelaus & Co., LLC, RBC Capital Markets, LLC, Jacqueline Reses, Stifel, Nicolaus & Company, L.L.C., Tanzeen Syed, Peter Szulczewski, Stephanie Tilenius, Hans Tung, UBS Securities LLC. (tnS, COURT STAFF) (Filed on 5/26/2021) |
Filing 3 Case assigned to Judge Maxine M. Chesney. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. (haS, COURT STAFF) (Filed on 5/25/2021) |
Filing 2 Proposed Summons. (Jasnoch, John) (Filed on 5/25/2021) |
Filing 1 CLASS ACTION COMPLAINT; JURY TRIAL DEMANDED against Academy Securities, Inc., Rajat Bahri, BofA Securities, Inc., Julie Bradley, Citigroup Global Markets Inc., ContextLogic, Inc., Cowen and Company, LLC, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Ari Emanuel, Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, Brett Just, Joe Lonsdale, Loop Capital Markets LLC, Oppenheimer & Co. Inc., R. Seelaus & Co., LLC, RBC Capital Markets, LLC, Jacqueline Reses, Stifel, Nicolaus & Company, L.L.C., Tanzeen Syed, Peter Szulczewski, Stephanie Tilenius, Hans Tung, UBS Securities LLC, (Filing Fee: $402.00, receipt number 0971-16007287). Filed by Yen Hoang. (Attachments: #1 Civil Cover Sheet)(Jasnoch, John) (Filed on 5/25/2021) Modified on 5/26/2021 (tnS, COURT STAFF). |
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