Dunn v. Intellivest Securities, Inc.
| Brian Dunn |
| Intellivest Securities, Inc. |
| 3:2022cv07355 |
| November 21, 2022 |
| US District Court for the Northern District of California |
| William Alsup |
| Other Statutes: Arbitration |
| 09 U.S.C. ยง 1 U.S. Arbitration Act |
| None |
Docket Report
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This docket was last retrieved on December 20, 2022. A more recent docket listing may be available from PACER.
| Document Text |
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| Filing 17 NOTICE of Voluntary Dismissal by Petitioner by Brian Dunn (Norton, Joshua) (Filed on 12/20/2022) |
Filing 16
ORDER DENYING #5 MOTION FOR PROVISIONAL RELIEF AND ORDER TO SHOW CAUSE. Signed by Judge Alsup. (whalc5, COURT STAFF) (Filed on 12/8/2022)
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| Filing 15 Minute Entry for proceedings held before Judge William Alsup: Motion Hearing held on 12/7/2022 re #5 Ex Parte Application. Parties stated appearances and proffered oral argument. Court takes matter under submission.Total Time in Court: 11:00 - 11:48 = 48 Minutes. Court Reporter: Marla Knox. Plaintiff Attorney: Joshua Norton. Defendant Attorney: Bernard Kornberg. (This is a text-only entry generated by the court. There is no document associated with this entry.) (afm, COURT STAFF) (Date Filed: 12/7/2022) |
| Filing 14 Certificate of Interested Entities by Intellivest Securities, Inc. (Kornberg, Bernard) (Filed on 12/5/2022) |
| Filing 13 OPPOSITION/RESPONSE (re #5 Ex Parte Application re #1 Petition, MOTION for Temporary Restraining Order ) filed byIntellivest Securities, Inc.. (Attachments: #1 Declaration of Daniel Kolber, #2 Exhibit 1 - Intellivest BrokerCheck Records, #3 Exhibit 2 - Growth Capital BrokerCheck Records, #4 Exhibit 3 - Dunn BrokerCheck Records, #5 Exhibit 4 - Motion to Dismiss, #6 Exhibit 5 - Opposition to Motion to Dismiss, #7 Exhibit 6 - Order Denying Motion to Dismiss)(Kornberg, Bernard) (Filed on 12/5/2022) |
| Filing 12 STIPULATION TO CONTINUE HEARING ON MOTION FOR A TEMPORARY RESTRAINING ORDER; ORDER MODIFIED APPROVING STIPULATION. Motion hearing rescheduled for specially set date 12/7/2022 at 11:00AM before Senior District Judge William Alsup, Courtroom 12, 19th Floor, 450 Golden Gate Avenue, San Francisco, CA. (afm, COURT STAFF) (Filed on 12/2/2022) |
| Set/Reset Deadlines as to #5 Ex Parte Application re #1 Petition, MOTION for Temporary Restraining Order . Motion Hearing set for 12/7/2022 11:00 AM in San Francisco, Courtroom 12, 19th Floor before Judge William Alsup. (afm, COURT STAFF) (Filed on 12/2/2022) |
| Filing 11 STIPULATION WITH PROPOSED ORDER re #10 Order Continuing Hearing on Application for a Temporary Restraining Order filed by Intellivest Securities, Inc.. (Kornberg, Bernard) (Filed on 12/1/2022) |
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Filing 10
ORDER RE MOTION FOR PROVISIONAL RELIEF. Signed by Judge Alsup. (whalc5, COURT STAFF) (Filed on 12/1/2022)
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Filing 9
ORDER REASSIGNING CASE. Case reassigned using a proportionate, random, and blind system pursuant to General Order No. 44 to Judge William Alsup for all further proceedings. Magistrate Judge Kandis A. Westmore no longer assigned to case. Notice: The assigned judge participates in the Cameras in the Courtroom Pilot Project. See General Order No. 65 and http://cand.uscourts.gov/cameras.Signed by The Clerk on 12/01/2022. (Attachments: #1 Notice of Eligibility for Video Recording)(jrs, COURT STAFF) (Filed on 12/1/2022)
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| Set/Reset Deadlines as to #5 Ex Parte Application re #1 Petition, MOTION for Temporary Restraining Order . Responses due by 12/5/2022. Motion Hearing set for 12/6/2022 08:00 AM in San Francisco, Courtroom 12, 19th Floor before Judge William Alsup. (afm, COURT STAFF) (Filed on 12/1/2022) |
| Filing 8 Letter from Intellivest Securities, Inc. Regarding Temporary Restraining Order. (Kornberg, Bernard) (Filed on 11/30/2022) |
| Filing 7 NOTICE of Appearance by Bernard Jaron Kornberg (Kornberg, Bernard) (Filed on 11/30/2022) |
| Filing 6 CLERK'S NOTICE OF IMPENDING REASSIGNMENT TO A U.S. DISTRICT COURT JUDGE: The Clerk of this Court will now randomly reassign this case to a District Judge because either (1) a party has not consented to the jurisdiction of a Magistrate Judge, or (2) time is of the essence in deciding a pending judicial action for which the necessary consents to Magistrate Judge jurisdiction have not been secured. You will be informed by separate notice of the district judge to whom this case is reassigned. ALL HEARING DATES PRESENTLY SCHEDULED BEFORE THE CURRENT MAGISTRATE JUDGE ARE VACATED AND SHOULD BE RE-NOTICED FOR HEARING BEFORE THE JUDGE TO WHOM THIS CASE IS REASSIGNED. This is a text only docket entry; there is no document associated with this notice. (wft, COURT STAFF) (Filed on 11/30/2022) |
| Filing 5 Ex Parte Application re #1 Petition, , MOTION for Temporary Restraining Order filed by Brian Dunn. (Attachments: #1 Declaration OF JOSHUA NORTON ISO PETITIONER BRIAN DUNNS APPLICATION FOR TEMPORARY RESTRAINING ORDER AND ORDER FOR SHOW CAUSE HEARING, #2 Exhibit A to Norton Decl., #3 Exhibit B to Norton Decl., #4 Exhibit C to Norton Decl., #5 Exhibit D to Norton Decl., #6 Exhibit E to Norton Decl., #7 Exhibit F(a) to Norton Decl., #8 Exhibit F(b) to Norton Decl., #9 Exhibit G to Norton Decl., #10 Proposed Order TO SHOW CAUSE RE PRELIMINARY INJUNCTION, #11 Proposed Order RE TEMPORARY RESTRAINING ORDER)(Norton, Joshua) (Filed on 11/29/2022) |
| Filing 4 INITIAL CASE MANAGEMENT SCHEDULING ORDER SEC CLASS ACTION. SEC Class Action Notice due by 12/12/2022. Case Management Statement due by 2/14/2023. Initial Case Management Conference set for 2/21/2023 01:30 PM in Oakland, - To be determined. (ark, COURT STAFF) (Filed on 11/22/2022) |
| #Electronic filing error. Incorrect event used for Proposed Summons. [err101]This filing will not be processed by the clerks office.Please re-file Proposed Summons in its entirety using "Proposed Summons" event found at Civil Events Other Filings Other Documents. Re: #1 Petition, Attachment #9- Summons filed by Brian Dunn (ark, COURT STAFF) (Filed on 11/22/2022) |
| Filing 3 Case assigned to Magistrate Judge Kandis A. Westmore. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. Consent/Declination due by 12/5/2022. (jlg, COURT STAFF) (Filed on 11/21/2022) |
| Filing 2 Civil Cover Sheet by Brian Dunn . (Norton, Joshua) (Filed on 11/21/2022) |
| Filing 1 PETITION to Enjoin Pending FINRA Arbitration against Intellivest Securities, Inc. (Filing fee $402 receipt number ACANDC-17748939). Filed byBrian Dunn. (Attachments: #1 Exhibit A to Petition, #2 Exhibit B to Petition, #3 Exhibit C to Petition, #4 Exhibit D to Petition, #5 Exhibit E to Petition, #6 Exhibit F(a) to Petition, #7 Exhibit F(b) to Petition, #8 Exhibit G to Petition, #9 Summons)(Norton, Joshua) (Filed on 11/21/2022) |
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| Petitioner: Brian Dunn | |
| Represented By: | Joshua Byron Norton |
| Represented By: | Bentley Paul Stansbury |
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| Respondent: Intellivest Securities, Inc. | |
| Represented By: | Bernard Jaron Kornberg |
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