Hampton v. Aqua Metals, Inc. et al
Plaintiff: Arlis Hampton
Defendant: Aqua Metals, Inc., Stephen R. Clarke, Thomas Murphy and Mark Weinswig
Case Number: 3:2017cv07142
Filed: December 15, 2017
Court: US District Court for the Northern District of California
Office: Oakland Office
County: San Francisco
Presiding Judge: Haywood S Gilliam
Nature of Suit: Securities/Commodities/Exchanges
Cause of Action: 15 U.S.C. ยง 78
Jury Demanded By: Plaintiff

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed Document Text
July 14, 2023 Opinion or Order Filing 191 ORDER by Judge Haywood S. Gilliam, Jr. GRANTING 186 MOTION FOR DISBURSEMENT OF FUNDS. (ndr, COURT STAFF) (Filed on 7/14/2023)
July 12, 2023 Opinion or Order Filing 189 ORDER (as modified) GRANTING 188 MOTION to Appear by Telephone. The 7/13/2023 proceeding will be held by AT&T Conference Line for counsel for Plymouth County Group only. The court circulates the following conference number to allow the equivalent of a public hearing by telephone. The parties are advised that in the event of an audio problem, counsel should be prepared to attend the hearing via Zoom conference at the Courts direction. For conference line information, see: http s://apps.cand.uscourts.gov/telhrg/ All counsel, members of the public and press please use the following dial-in information below to access the conference line: Dial In: 888-808-6929Access Code: 6064255The Court may be in s ession with proceedings in progress when you connect to the conference line. Therefore, mute your phone if possible and wait for the Court to address you before speaking on the line. For call clarity, parties shall NOT use speaker phone or earpieces for these calls, and where at all possible, parties shall use landlines. The parties are further advised to ensure that the Court can hear and understand them clearly before speaking at length.PLEASE NOTE: Persons granted access to court proceedings held by telephone or videoconference are reminded that photographing, recording, and rebroadcasting of court proceedings, including screenshots or other visual copying of a hearing, is absolutely prohibited. See General Order 58 at Paragraph III.Counsel for Plymouth County Group is required to dial-in at least 15 minutes before the hearing to check-in with the CRD. Signed by Judge Haywood S. Gilliam, Jr. on 7/12/2023. (ndr, COURT STAFF) (Filed on 7/12/2023)
March 8, 2022 Opinion or Order Filing 185 STIPULATED FINAL JUDGMENT. Signed by Judge Haywood S. Gilliam, Jr. on 3/8/2022. ***Civil Case Terminated.*** (bns, COURT STAFF) (Filed on 3/8/2022) Modified to edit text on 3/8/2022 (bns, COURT STAFF).
March 2, 2022 Opinion or Order Filing 182 ORDER by Judge Haywood S. Gilliam, Jr. GRANTING 174 MOTION FOR FINAL APPROVAL AND 175 MOTION FOR ATTORNEYS FEES AND COSTS. Motions (stipulated judgment) due by 3/16/2022. (ndr, COURT STAFF) (Filed on 3/2/2022)
June 28, 2021 Opinion or Order Filing 164 ORDER by Judge Haywood S. Gilliam, Jr. Granting 163 Stipulation Re Extension of Time to File Motion for Preliminary Approval of Settlement. Motions due by 7/6/2021. (ndrS, COURT STAFF) (Filed on 6/28/2021)
March 23, 2021 Opinion or Order Filing 156 ORDER by Judge Haywood S. Gilliam, Jr. Granting 154 Stipulation to Correct November 16, 2020 Order Granting Motion to Dismiss. (ndrS, COURT STAFF) (Filed on 3/23/2021)
February 2, 2021 Opinion or Order Filing 147 ORDER by Judge Haywood S. Gilliam, Jr. Denying 146 Stipulation To Defer Case Management Conference. (ndrS, COURT STAFF) (Filed on 2/2/2021)
January 6, 2021 Opinion or Order Filing 145 ORDER by Judge Haywood S. Gilliam, Jr. Granting 144 Stipulation to Defer Case Management Conference. Initial Case Management Conference set for 2/9/2021 02:00 PM.(ndrS, COURT STAFF) (Filed on 1/6/2021)
December 2, 2020 Opinion or Order Filing 143 ORDER by Judge Haywood S. Gilliam, Jr. Granting 142 Stipulation to Defer Case Management Conference. Initial Case Management Conference set for 1/12/2021 02:00 PM.(ndrS, COURT STAFF) (Filed on 12/2/2020)
November 16, 2020 Opinion or Order Filing 141 ORDER GRANTING 128 MOTION TO DISMISS. Signed by Judge Haywood S. Gilliam, Jr. on 11/16/2020. Case Management Statement due by 12/1/2020. Telephonic Case Management Conference set for 12/8/2020 02:00 PM. This proceeding will be held by AT&T Conference Line. The court circulates the following conference number to allow the equivalent of a public hearing by telephone.For conference line information, see: https://apps.cand.uscourts.gov/telhrg/ All counsel, members of the pub lic and press please use the following dial-in information below to access the conference line: Dial In: 888-808-6929Access Code: 6064255The Court may be in session with proceedings in progress when you connect to the conference li ne. Therefore, mute your phone if possible and wait for the Court to address you before speaking on the line. For call clarity, parties shall NOT use speaker phone or earpieces for these calls, and where at all possible, parties shall use landlines. The parties are further advised to ensure that the Court can hear and understand them clearly before speaking at length.PLEASE NOTE: Persons granted access to court proceedings held by telephone or videoconference are reminded that photographing, recording, and rebroadcasting of court proceedings, including screenshots or other visual copying of a hearing, is absolutely prohibited. See General Order 58 at Paragraph III. (ndrS, COURT STAFF) (Filed on 11/16/2020)
December 16, 2019 Opinion or Order Filing 134 ORDER by Judge Haywood S. Gilliam, Jr. Granting 133 Motion for Leave to File Excess Pages for Defendants Reply Brief to Plaintiffs' Opposition Brief. (ndrS, COURT STAFF) (Filed on 12/16/2019)
October 11, 2019 Opinion or Order Filing 124 ORDER by Judge Haywood S. Gilliam, Jr. Granting 123 Administrative Relief to Exceed Page Limits for Their Motions to Dismiss.(ndrS, COURT STAFF) (Filed on 10/11/2019)
October 8, 2019 Opinion or Order Filing 121 ORDER by Judge Haywood S. Gilliam, Jr. Denying 120 JOINT ADMINISTRATIVE MOTION RELIEF TO SET BRIEFING SCHEDULE AND EXCEED PAGE LIMITS FOR THEIR MOTIONS TO DISMISS.(ndrS, COURT STAFF) (Filed on 10/8/2019)
September 6, 2019 Opinion or Order Filing 118 ORDER by Judge Haywood S. Gilliam, Jr. Granting 117 Stipulation Re Extension of Time to File Amended Consolidated Complaint for Violation of Securities Laws. Amended Pleadings due by 9/20/2019. (ndrS, COURT STAFF) (Filed on 9/6/2019)
August 26, 2019 Opinion or Order Filing 116 ORDER by Judge Haywood S. Gilliam, Jr. Granting 115 NOTICE of Withdrawal and Substitution of Counsel. Added attorney Steven M. Schatz for Aqua Metals, Inc.,Steven M. Schatz for Stephen R. Clarke,Steven M. Schatz for Selwyn Mould,Steven M. Schatz for Thomas Murphy,Steven M. Schatz for Mark Weinswig. Attorney Michael Ross Hogue and Robert Allen Horowitz terminated. (ndrS, COURT STAFF) (Filed on 8/26/2019)
August 14, 2019 Opinion or Order Filing 113 ORDER by Judge Haywood S. Gilliam, Jr. GRANTING IN PART AND DENYING IN PART 93 MOTION TO DISMISS AND 97 MOTION TO STRIKE. Amended Pleadings due by 9/11/2019. (ndrS, COURT STAFF) (Filed on 8/14/2019)
January 10, 2019 Opinion or Order Filing 109 ORDER by Judge Haywood S. Gilliam, Jr. Granting 107 Motion for Pro Hac Vice as to Potrepka, Gregory. ndrS, COURT STAFF) (Filed on 1/10/2019)
November 20, 2018 Opinion or Order Filing 100 ORDER by Judge Haywood S. Gilliam, Jr. DENYING REQUEST FOR PAGE EXTENSION AND GRANTING REQUEST FOR MODIFICATION OF BRIEFING SCHEDULE RE Docket No. 99 . (ndrS, COURT STAFF) (Filed on 11/20/2018)
September 17, 2018 Opinion or Order Filing 92 ORDER by Judge Haywood S. Gilliam, Jr. Granting 90 Administrative Motion to Exceed Page Limits for Motion to Dismiss and 91 Stipulation Re 90 Administrative Motion to Exceed Page Limits for Motion to Dismiss. (ndrS, COURT STAFF) (Filed on 9/17/2018)
June 21, 2018 Opinion or Order Filing 79 ORDER by Judge Haywood S. Gilliam, Jr. Granting 78 Motion for Pro Hac Vice as to Stern, Leslie. (ndrS, COURT STAFF) (Filed on 6/21/2018)
June 15, 2018 Opinion or Order Filing 73 ORDER by Judge Haywood S. Gilliam, Jr. Granting 71 Motion for Pro Hac Vice as to Bartone, Stephanie. (ndrS, COURT STAFF) (Filed on 6/15/2018)
June 4, 2018 Opinion or Order Filing 65 ORDER by Judge Haywood S. Gilliam, Jr. Granting 59 Motion for Pro Hac Vice as to Hopkins, Shannon. (ndrS, COURT STAFF) (Filed on 6/4/2018)
May 23, 2018 Opinion or Order Filing 57 ORDER by Judge Haywood S. Gilliam, Jr. DENYING SINGERS AND JORDANS ( 13 , 21 ) MOTIONS AND GRANTING THE PLYMOUTH GROUPS 23 MOTION FOR APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF LEAD COUNSEL. Case Management Statement due by 5/31/2018 and Case Management Conference set for 6/5/2018 02:00 PM in Oakland, Courtroom 2, 4th Floor. (ndrS, COURT STAFF) (Filed on 5/23/2018)
March 29, 2018 Opinion or Order Filing 50 ORDER by Judge Haywood S. Gilliam, Jr. CONSOLIDATING RELATED ACTIONS.(ndrS, COURT STAFF) (Filed on 3/29/2018)
March 1, 2018 Opinion or Order Filing 37 REFERRAL FOR PURPOSE OF DETERMINING RELATIONSHIP re 3:17-cv-07196-JST Heath v. Aqua Metals, Inc. et al. Signed by Judge Jon S. Tigar on March 1, 2018. (wsn, COURT STAFF) (Filed on 3/1/2018)
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Plaintiff: Arlis Hampton
Represented By: Lionel Z. Glancy
Represented By: Charles Henry Linehan
Represented By: Lesley F. Portnoy
Represented By: Robert Vincent Prongay
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Defendant: Aqua Metals, Inc.
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Defendant: Stephen R. Clarke
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Defendant: Thomas Murphy
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Defendant: Mark Weinswig
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