Uddin v. TD Ameritrade, Inc.
Plaintiff: Salah Uddin
Defendant: TD Ameritrade, Inc.
Case Number: 4:2024cv00396
Filed: January 23, 2024
Court: US District Court for the Northern District of California
Presiding Judge: Haywood S Gilliam
Nature of Suit: Other Statutes: Arbitration
Cause of Action: 28 U.S.C. ยง 1331 Fed. Question
Jury Demanded By: None
Docket Report

This docket was last retrieved on March 22, 2024. A more recent docket listing may be available from PACER.

Date Filed Document Text
March 22, 2024 Filing 20 CLERK'S NOTICE. Notice is hereby given that the Court takes the pending #9 motion to confirm abitration award filings under submission. The hearing on the motion previously scheduled for March 28, 2024 at 2:00 p.m. is vacated. The Court will issue a written order. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ndr, COURT STAFF) (Filed on 3/22/2024)
March 14, 2024 Filing 19 REPLY (re #9 MOTION to Confirm Arbitration Award ) and Enter Judgment Thereon filed byTD Ameritrade, Inc.. (Freed, John) (Filed on 3/14/2024)
March 11, 2024 Filing 18 OPPOSITION/RESPONSE (re #16 MOTION, #9 MOTION to Confirm Arbitration Award ) Opposition against motion to confirm filed bySalah Uddin. (Uddin, Salah) (Filed on 3/11/2024)
March 8, 2024 Filing 17 Proposed Order by Salah Uddin. (lsk, COURT STAFF) (Filed on 3/8/2024)
March 8, 2024 Filing 16 MOTION for extension of civil local rule 7-3 filing deadlines for non-ECF user filed by Salah Uddin. Responses due by 3/22/2024. Replies due by 3/29/2024. (lsk, COURT STAFF) (Filed on 3/8/2024)
March 8, 2024 Filing 15 Proposed Order by Salah Uddin. (lsk, COURT STAFF) (Filed on 3/8/2024)
March 8, 2024 Filing 14 Administrative motion requesting permission to respond to defense's objection filed by Salah Uddin. Responses due by 3/22/2024. Replies due by 3/29/2024. (Attachments: #1 Envelope)(lsk, COURT STAFF) (Filed on 3/8/2024)
March 4, 2024 Filing 13 Received Proposed Order from Salah Uddin. (lsk, COURT STAFF) (Filed on 3/4/2024) Modified on 3/11/2024 (lsk, COURT STAFF).
March 4, 2024 Filing 12 Received Proposed Order from Salah Uddin. (lsk, COURT STAFF) (Filed on 3/4/2024) Modified on 3/11/2024 (lsk, COURT STAFF).
March 4, 2024 Filing 11 Letter clarifying proposed order requests from Salah Uddin. (Attachments: #1 Envelope)(lsk, COURT STAFF) (Filed on 3/4/2024)
February 22, 2024 Filing 10 Certificate of Interested Entities by TD Ameritrade, Inc. identifying Corporate Parent The Charles Schwab Corporation, Corporate Parent TD Ameritrade Holding Corporation for TD Ameritrade, Inc.. (Freed, John) (Filed on 2/22/2024)
February 22, 2024 Filing 9 MOTION to Confirm Arbitration Award filed by TD Ameritrade, Inc.. Motion Hearing set for 3/28/2024 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 3/7/2024. Replies due by 3/14/2024. (Attachments: #1 Declaration, #2 Certificate/Proof of Service)(Freed, John) (Filed on 2/22/2024)
February 20, 2024 Filing 8 NOTICE of Appearance by Annie Yue Shi (Shi, Annie) (Filed on 2/20/2024)
February 20, 2024 Filing 7 CERTIFICATE OF SERVICE by TD Ameritrade, Inc. In Support of TD AMERITRADE, INC.'S OPPOSITION TO MOTION TO VACATE ARBITRATION AWARD (Freed, John) (Filed on 2/20/2024)
February 20, 2024 Filing 6 OBJECTIONS to Plaintiff's Petition to Vacate Arbitration Award Against TD Ameritrade, Inc. by TD Ameritrade, Inc.. (Freed, John) (Filed on 2/20/2024)
February 5, 2024 Filing 5 SUMMONS Returned Executed by Salah Uddin. TD Ameritrade, Inc. served on 1/29/2024, answer due 2/19/2024. (sec, COURT STAFF) (Filed on 2/5/2024) Modified on 2/6/2024 (sec, COURT STAFF). Modified on 2/14/2024 (sec, COURT STAFF).
January 24, 2024 Filing 4 CLERK'S NOTICE RE DOCKET NO. #2 .Telephonic Initial Case Management Conference set for 4/23/2024 02:00 PM. The 4/23/2024 proceeding will be held by AT&T Conference Line. The parties are advised that in the event of an audio problem, counsel should be prepared to attend the hearing via Zoom conference at the Courts direction. The court circulates the following conference number to allow the equivalent of a public hearing by telephone.For conference line information, see: https://apps.cand.uscourts.gov/telhrg/ All counsel, members of the public and press please use the following dial-in information below to access the conference line: Dial In: 888-808-6929Access Code: 6064255The Court may be in session with proceedings in progress when you connect to the conference line. Therefore, mute your phone if possible and wait for the Court to address you before speaking on the line. For call clarity, parties shall NOT use speaker phone or earpieces for these calls, and where at all possible, parties shall use landlines. The parties are further advised to ensure that the Court can hear and understand them clearly before speaking at length.PLEASE NOTE: Persons granted access to court proceedings held by telephone or videoconference are reminded that photographing, recording, and rebroadcasting of court proceedings, including screenshots or other visual copying of a hearing, is absolutely prohibited. See General Order 58 at Paragraph III. PLEASE NOTE: All attorneys and pro se litigants appearing for a telephonic case management conference are required to dial-in at least 15 minutes before the hearing to check-in with the CRD. (ndr, COURT STAFF) (Filed on 1/24/2024)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)
January 23, 2024 Filing 3 Summons Issued as to TD Ameritrade, Inc. (gba, COURT STAFF) (Filed on 1/23/2024)
January 23, 2024 Filing 2 Initial Case Management Scheduling Order with ADR Deadlines: Case Management Statement due by 4/16/2024. Initial Case Management Conference set for 4/23/2024 02:00 PM in Oakland, Courtroom 2, 4th Floor. (gba, COURT STAFF) (Filed on 1/23/2024)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)
January 23, 2024 Filing 1 PETITION to Vacate Arbitration Award against TD Ameritrade, Inc. (Filing fee $ 405, receipt number 411018035). Filed by Salah Uddin. (Attachments: #1 Complaint part 2, #2 Civil Cover Sheet, #3 Filing Fee Receipt) (gba, COURT STAFF) (Filed on 1/23/2024)

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Plaintiff: Salah Uddin
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Defendant: TD Ameritrade, Inc.
Represented By: John Douglas Freed
Represented By: Annie Yue Shi
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