Securities And Exchange Commission v. Schroeder
Plaintiff: Securities And Exchange Commission
Defendant: Kenneth L. Schroeder
Case Number: 5:2007cv03798
Filed: July 25, 2007
Court: US District Court for the Northern District of California
Office: San Jose Office
County: Santa Clara
Presiding Judge: James Ware
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. ยง 77 Securities Fraud
Jury Demanded By: None

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed Document Text
November 17, 2010 Opinion or Order Filing 243 ORDER DENYING Plaintiff's Motion for a Director Bar re 225 Document E-Filed Under Seal. On or before November 29, 2010, the parties shall file a Joint Proposed Final Judgment for the Court's approval to bring this case to a close. Signed by Judge James Ware on 11/17/2010. (jwlc3, COURT STAFF) (Filed on 11/17/2010) Modified text on 11/17/2010 (ecg, COURT STAFF).
September 22, 2010 Opinion or Order Filing 232 ORDER VACATING PRELIMINARY PRETRIAL CONFERENCE In light of the parties' representation, the Court finds good cause to VACATE the 9/27/2010 Conference. The Court will set a new Preliminary Pretrial Conference date in its Order addressing the SEC's pending Motion, if necessary. ***Deadlines terminated. Signed by Judge James Ware on 9/21/2010. (ecg, COURT STAFF) (Filed on 9/22/2010)
June 25, 2010 Opinion or Order Filing 221 ORDER Granting Partial Final Judgment at to Defendant Kenneth L. Schroeder re 219 Stipulation. Signed by Judge James Ware on 6/25/2010. (ecg, COURT STAFF) (Filed on 6/25/2010)
June 3, 2010 Opinion or Order Filing 218 STIPULATION AND ORDER AS MODIFIED BY THE COURT AMENDED SCHEDULING ORDER re 217 Pretrial Conference Statement. Close of Discovery due by 7/26/2010. Opening Brief due 7/26/2010. Opposition due by 9/17/2010. Reply due by 10/8/2010. Motion Hearing s et for 11/1/2010 09:00 AM. Preliminary Pretrial Conference statement due by 9/17/2010. Preliminary Pretrial Conference set for 9/27/2010 11:00 AM in Courtroom 8, 4th Floor, San Jose. Signed by Judge James Ware on 6/3/2010. (ecg, COURT STAFF) (Filed on 6/3/2010)
April 21, 2010 Opinion or Order Filing 216 STIPULATION AND ORDER re 215 Expert Discovery Protocols. Signed by Magistrate Judge Howard R. Lloyd on 4/21/2010. (hrllc2, COURT STAFF) (Filed on 4/21/2010)
January 11, 2010 Opinion or Order Filing 204 STIPULATION AND ORDER AS MODIFIED BY THE COURT RE AMENDED SCHEDULING ORDER re 203 Stipulation. Close of All Discovery due by 6/7/2010. Last Date for Hearing Dispositive Motions due by 9/20/2010. Preliminary Pretrial Conference statement due 5/28/2010. Preliminary Pretrial Conference set for 6/7/2010 11:00 AM in Courtroom 8, 4th Floor, San Jose. Please see Order for further specifics. Signed by Judge James Ware on 1/11/2010. (ecg, COURT STAFF) (Filed on 1/11/2010)
October 13, 2009 Opinion or Order Filing 196 ORDER GRANTING IN PART 179 Motion for Extra Hours for Nyberg Deposition. Signed by Magistrate Judge Howard R. Lloyd. (hrllc1, COURT STAFF) (Filed on 10/13/2009)
September 29, 2009 Opinion or Order Filing 178 ORDER re 175 Parties' Request for an Order Shortening Time. Signed by Magistrate Judge Howard R. Lloyd on 9/29/2009. Defendant's motion to compel due by 10/1/2009. Nyberg and SEC responses due by 10/6/2009. Defendant's reply due by 10/8/2009. Unless otherwise ordered, the matter will be deemed submitted on the papers without oral argument. (hrllc2, COURT STAFF) (Filed on 9/29/2009)
August 25, 2009 Opinion or Order Filing 174 STIPULATED PROTECTIVE ORDER re confidentiality of certain materials produced by non-party Wilson Sonsini Goodrich & Rosati re 172 STIPULATION AND [PROPOSED] PROTECTIVE ORDER. Signed by Magistrate Judge Howard R. Lloyd on 8/25/2009. (hrllc2, COURT STAFF) (Filed on 8/25/2009) Modified docket to create linkage on 8/26/2009 (ecg, COURT STAFF).
August 5, 2009 Opinion or Order Filing 171 STIPULATED PROTECTIVE ORDER re Confidentiality of Certain Materials Produced by Non-Party Pricewaterhousecoopers LLP re 169 Stipulation. Signed by Magistrate Judge Howard R. Lloyd on 8/5/2009. (hrllc2, COURT STAFF) (Filed on 8/5/2009) Modified docket text on 8/11/2009 (ecg, COURT STAFF).
July 14, 2009 Opinion or Order Filing 167 ORDER by Judge Howard R. Lloyd denying 146 Motion for Protective Order. (hrllc1, COURT STAFF) (Filed on 7/14/2009)
July 7, 2009 Opinion or Order Filing 164 ORDER by Magistrate Judge Howard R. Lloyd re 141 defendant's Motion for Entry of Protective Order. (hrllc2, COURT STAFF) (Filed on 7/7/2009)
June 18, 2009 Opinion or Order Filing 155 STIPULATED PROTECTIVE ORDER Concerning Documents Produced by Non-Party Federal Bureau of Investigation. Signed by Magistrate Judge Howard R. Lloyd on 6/18/2009. (hrllc2, COURT STAFF) (Filed on 6/18/2009)
June 12, 2009 Opinion or Order Filing 144 STIPULATION AND ORDER for Shortened Time for Hearing on Lisa C. Berry's Motion for Protective Order. Motion due by 6/16/2009. Oppositions due by 6/23/2009. Reply due by 6/30/2009. Motion hearing set for 7/14/2009, 10:00 AM in Courtroom 2. Signed by Magistrate Judge Howard R. Lloyd on 6/12/2009. (hrllc2, COURT STAFF) (Filed on 6/12/2009)
June 10, 2009 Opinion or Order Filing 138 ORDER re 121 Objection, filed by Kenneth L. Schroeder. Signed by Judge James Ware on June 10, 2009. (jwlc3, COURT STAFF) (Filed on 6/10/2009)
May 11, 2009 Opinion or Order Filing 120 STIPULATION AND ORDER extending time to meet and confer and submit a stipulated and proposed protective order. Deadline extended to 5/15/2009. Signed by Magistrate Judge Howard R. Lloyd on 5/11/2009. (hrllc2, COURT STAFF) (Filed on 5/11/2009)
April 27, 2009 Opinion or Order Filing 117 ORDER by Magistrate Judge Howard R. Lloyd granting in part and denying in part 75 defendant's motion to compel further responses to discovery requests. (hrllc2, COURT STAFF) (Filed on 4/27/2009)
April 3, 2009 Opinion or Order Filing 116 ORDER Continuing Case Management Conference from 4/6/2009 to 5/18/2009 re 115 Joint Case Management Statement. Signed by Judge James Ware on 4/2/2009. (ecg, COURT STAFF) (Filed on 4/3/2009)
January 23, 2009 Opinion or Order Filing 107 STIPULATION AND ORDER re 106 Stipulation filed by Kenneth L. Schroeder. Further Case Management Conference set for 4/6/2009 10:00 AM in Courtroom 8, 4th Floor, San Jose before Hon. James Ware Signed by Judge James Ware on January 23, 2009. (jwlc1, COURT STAFF) (Filed on 1/23/2009) Modified docket text on 1/26/2009 (ecg, COURT STAFF).
September 15, 2008 Opinion or Order Filing 95 STIPULATION AND ORDER re defendant's motion to compel further responses to discovery requests re 94 Stipulation. Skadden's surreply due by 9/16/2008, 5:00 p.m. Signed by Magistrate Judge Howard R. Lloyd on 9/15/2008. (hrllc2, COURT STAFF) (Filed on 9/15/2008) Modified docket relationship on 9/23/2008 (ecg, COURT STAFF).
February 8, 2008 Opinion or Order Filing 54 STIPULATION AND ORDER shortening time on KLA-Tencor Corporation's MOtion for Protective Order. Defendant's opposition due 2/11/2008 by noon. Motion hearing set for 2/12/2008, 10:00 AM in Courtroom 2. Signed by Magistrate Judge Howard R. Lloyd on 2/8/2008. (hrllc2, COURT STAFF) (Filed on 2/8/2008)
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Plaintiff: Securities And Exchange Commission
Represented By: Elena Ro
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Defendant: Kenneth L. Schroeder
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