Securities And Exchange Commission v. Berry
Plaintiff: Securities And Exchange Commission
Defendant: Lisa C. Berry
Case Number: 5:2007cv04431
Filed: August 28, 2007
Court: US District Court for the Northern District of California
Office: San Jose Office
County: Santa Clara
Presiding Judge:
Presiding Judge: Howard R. Lloyd
Presiding Judge: Ronald M. Whyte
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. ยง 78 m(a) Securities Exchange Act
Jury Demanded By: None

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed Document Text
October 7, 2011 Opinion or Order Filing 308 JUDGMENT against Lisa C. Berry. Signed by Judge Whyte on 10/7/2011. (rmwlc1, COURT STAFF) (Filed on 10/7/2011)
August 29, 2011 Opinion or Order Filing 305 STIPULATION AND SCHEDULING ORDER 304 . Signed by Judge Ronald M. Whyte on 8/29/11. (jg, COURT STAFF) (Filed on 8/29/2011)
July 22, 2011 Opinion or Order Filing 271 STIPULATION AND ORDER 260 Concerning Evidentiary Objections on Briefing for Motions for Partial Summary Judgment. Motion Hearing on Cross-Motions for Summary Reset to 8/26/2011 9:00 AM. Signed by Judge Ronald M. Whyte on 7/22/11. (jg, COURT STAFF) (Filed on 7/22/2011)
June 16, 2011 Opinion or Order Filing 236 ORDER by Judge Whyte granting in part and denying in part 205 Motion to Preclude (rmwlc1, COURT STAFF) (Filed on 6/16/2011)
June 15, 2011 Opinion or Order Filing 235 ORDER DENYING 175 Defendant's Motion to Compel Further Interrogatory Responses. Signed by Magistrate Judge Howard R. Lloyd on 6/15/2011. (hrllc1, COURT STAFF) (Filed on 6/15/2011)
June 8, 2011 Opinion or Order Filing 234 ORDER by Judge Whyte denying 233 Motion for Leave to File Excess Pages (rmwlc1, COURT STAFF) (Filed on 6/8/2011)
June 1, 2011 Opinion or Order Filing 231 ORDER GRANTING IN PART and DENYING IN PART 212 Plaintiff's Motion re: Expert Witness Fees for Depositions. Signed by Magistrate Judge Howard R. Lloyd on 6/1/2011. (hrllc1, COURT STAFF) (Filed on 6/1/2011)
May 17, 2011 Opinion or Order Filing 219 ORDER by Judge Whyte granting 203 Administrative Motion to File Under Seal (rmwlc1, COURT STAFF) (Filed on 5/17/2011)
May 11, 2011 Opinion or Order Filing 211 STIPULATION AND ORDER SHORTENING TIME re 210 (AS MODIFIED BY THE COURT). The SEC's motion is due by 5/12/2011 at 1:00 p.m. Berry's opposition is due by 5/12/2011 at 6:00 p.m. The SEC's reply is due by 5/18/2011. Unless the Court notifies the parties otherwise, no hearing will be set for this motion. Signed by Magistrate Judge Howard R. Lloyd on 5/11/2011. (hrllc1, COURT STAFF) (Filed on 5/11/2011)
May 5, 2011 Opinion or Order Filing 209 ORDER CONCERNING EXPERT DISCOVERY PROTOCOLS per the parties' stipulation (Docket No. 208 ). Signed by Magistrate Judge Howard R. Lloyd on 5/5/2011. (hrllc1, COURT STAFF) (Filed on 5/5/2011)
April 5, 2011 Opinion or Order Filing 201 ORDER Regarding Relief from Non-Dispositive Pretrial Order of Magistrate Judge(rmwlc1, COURT STAFF) (Filed on 4/5/2011)
April 1, 2011 Opinion or Order Filing 200 ORDER GRANTING 169 SEC's Motion to Compel Interrogatory Responses. See order for details. Signed by Magistrate Judge Howard R. Lloyd on 4/1/2011. (hrllc1, COURT STAFF) (Filed on 4/1/2011)
March 23, 2011 Opinion or Order Filing 183 ORDER DENYING 174 stipulation to hear motion on shortened time and SETTING BRIEFING SCHEDULE re 175 . Plaintiff shall file any opposition to Defendant's motion no later than March 29, 2011, and Defendant shall file any reply brief no later th an March 31, 2011. After receiving these papers, the Court will rule on Defendant's motion in due course. Should the Court find that oral argument is necessary, it will set a hearing date. Signed by Magistrate Judge Howard R. Lloyd on 3/23/2011. (hrllc1, COURT STAFF) (Filed on 3/23/2011)
March 16, 2011 Opinion or Order Filing 172 ORDER DENYING 168 stipulation to hear motion on shortened time and SETTING BRIEFING SCHEDULE re 169 . Defendant shall file any opposition to Plaintiff's motion no later than March 22, 2011, and Plaintiff shall file any reply brief no later th an March 24, 2011. After receiving these papers, the Court will rule on Plaintiff's motion in due course. Should the Court find that oral argument is necessary, it will set a hearing date. Signed by Magistrate Judge Howard R. Lloyd on 3/16/2011. (hrllc1, COURT STAFF) (Filed on 3/16/2011)
March 7, 2011 Opinion or Order Filing 165 ORDER GRANTING IN PART and DENYING IN PART 150 Defendant's Motion to Compel. See order for details. Signed by Magistrate Judge Howard R. Lloyd on 3/7/2011. (hrllc1, COURT STAFF) (Filed on 3/7/2011)
February 7, 2011 Opinion or Order Filing 154 STIPULATION AND ORDER 143 to Continue Discovery and Trial Date: Jury Selection set for 10/24/2011 01:30 PM in Courtroom 6, 4th Floor, San Jose before Hon. Ronald M. Whyte. Motion Hearing set for 6/24/2011 09:00 AM in Courtroom 6, 4th Floor, San Jose before Hon. Ronald M. Whyte. Pretrial Conference set for 9/8/2011 02:00 PM in Courtroom 6, 4th Floor, San Jose before Hon. Ronald M. Whyte. Signed by Judge Ronald M. Whyte on 2/7/11. (jg, COURT STAFF) (Filed on 2/7/2011)
August 24, 2009 Opinion or Order Filing 120 STIPULATION AND ORDER re 119 Stipulation filed by Lisa C. Berry. Signed by Magistrate Judge Howard R. Lloyd on 8/24/2009. (hrllc1, COURT STAFF) (Filed on 8/24/2009)
August 11, 2009 Opinion or Order Filing 117 STIPULATION AND ORDER re 116 Stipulation filed by KLA-Tencor Corp. Signed by Judge Howard R. Lloyd on 8/11/2009. (hrllc1, COURT STAFF) (Filed on 8/11/2009)
July 14, 2009 Opinion or Order Filing 112 ORDER by Magistrate Judge Howard R. Lloyd denying 99 Motion for Protective Order. (hrllc1, COURT STAFF) (Filed on 7/14/2009)
June 12, 2009 Opinion or Order Filing 98 STIPULATION AND ORDER for Shortened Time re 97 Stipulation filed by Lisa C. Berry. Signed by Magistrate Judge Howard R. Lloyd on 6/12/2009. (hrllc1, COURT STAFF) (Filed on 6/12/2009)
September 25, 2008 Opinion or Order Filing 87 STIPULATION AND ORDER 86 Continuing Ms. Berry's Deadline to Answer the Complaint to 10/15/2008. Signed by Judge Ronald M. Whyte on 9/25/08. (jg, COURT STAFF) (Filed on 9/25/2008)
Access additional case information on PACER

Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.

Access this case on the California Northern District Court's Electronic Court Filings (ECF) System

Search for this case: Securities And Exchange Commission v. Berry
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Web [ Unicourt | Legal Web | Google | Bing | Yahoo | Ask ]
Plaintiff: Securities And Exchange Commission
Represented By: Elena Ro
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Lisa C. Berry
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?