Commodity Futures Trading Commission v. Monex Credit Company et al
| Commodity Futures Trading Commission |
| Louis Carabini, Michael Carabini, Newport Services Corporation, Monex Credit Company and Monex Deposit Company |
| 3:2017cv02168 |
| October 24, 2017 |
| US District Court for the Southern District of California |
| San Diego Office |
| XX US, Outside State |
| William V Gallo |
| Dana M Sabraw |
| Securities/Commodities |
| 28 U.S.C. § 1331 cv |
| Plaintiff |
Docket Report
RSS Track this Docket
This docket was last retrieved on October 24, 2017. A more recent docket listing may be available from PACER.
| Document Text |
|---|
| Filing 51 NOTICE re Civil Case Terminated. Case transferred in error to the Southern District of California, re #48 Case transferred Out to the Central District of California, Santa Ana (Southern) Division (All non-registered users served via U.S. Mail Service)(no document attached) (dlg)(jrd) |
| Filing 50 Judge Dana M. Sabraw and Magistrate Judge William V. Gallo assigned to transfer case from Northern District of Illinois. (All non-registered users served via U.S. Mail Service)(no document attached) (dlg) |
| Filing 49 Case transferred in from District of Illinois Northern; Case Number 1:17-cv-06416. Original file received electronically |
| Filing 48 TRANSFERRED to the Central District of California, Santa Ana (Southern) Division the electronic record. (ks, ) [Transferred from Illinois Northern on 10/24/2017.] |
Filing 47
ORDER; Defendant's motion to transfer case pursuant to 28 USC 1404(a) #38 is granted. This action is transferred forthwith to the United States District Court for the Central District of California, Santa Ana (Southern) Division. Signed by the Honorable Sharon Johnson Coleman on 10/19/2017. All pending motions are moot. Status hearing set to 11/3/2017 is hereby stricken. Civil case terminated. Mailed notice (rth) [Transferred from Illinois Northern on 10/24/2017.]
|
| Filing 46 Amended NOTICE of Motion by Steven Lawrence Merouse for presentment of motion for leave to file excess pages,,,, #41 before Honorable Sharon Johnson Coleman on 11/15/2017 at 08:45 AM. (Merouse, Steven) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 45 Amended NOTICE of Motion by Steven Lawrence Merouse for presentment of Motion to Dismiss for Failure to State a Claim #40 before Honorable Sharon Johnson Coleman on 11/15/2017 at 08:45 AM. (Merouse, Steven) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 44 RESPONSE by Plaintiff Commodity Futures Trading Commission to motion to transfer case #38 and Consent to Transfer Venue (Frisch, Michael) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 43 NOTICE of Motion by Steven Lawrence Merouse for presentment of motion for leave to file excess pages,,,, #41 before Honorable Sharon Johnson Coleman on 10/17/2017 at 08:45 AM. (Merouse, Steven) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 42 NOTICE of Motion by Steven Lawrence Merouse for presentment of Motion to Dismiss for Failure to State a Claim #40 before Honorable Sharon Johnson Coleman on 10/17/2017 at 08:45 AM. (Merouse, Steven) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 41 MOTION by Defendants Louis Carabini, Michael Carabini, Monex Credit Company, Monex Deposit Company, Newport Services Corporation for leave to file excess pages re Memorandum in Support of Motion to Dismiss for Failure to State a Claim (Attachments: #1 Exhibit 1 Memorandum In Support of Motion to Dismiss for Failure to State a Claim, #2 Exhibit 1 to Memorandum In Support of Motion to Dismiss for Failure to State a Claim | Sauter Declaration, #3 Exhibit A to Sauter Declaration | Monex Atlas Marketing Brochure, #4 Exhibit B to Sauter Declaration | Monex Atlas Account Agreements, #5 Exhibit C to Sauter Declaration | Worth Complaint, #6 Exhibit D to Sauter Declaration | Worth Consent Order, #7 Exhibit E to Sauter Declarartion | Worth Monitor Report, #8 Exhibit F to Sauter Declaration | Worth CFTC Opposition to Motion to Dismiss, #9 Exhibit G to Sauter Declaration | Worth Motion to Discharge Monitor, #10 Exhibit H to Sauter Declaration| Worth Consent Order, #11 Exhibit 2 to Memorandum In Support of Motion to Dismiss for Failure to State a Claim | Unreported Cases)(Merouse, Steven) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 40 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM (Merouse, Steven) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 39 MEMORANDUM by Louis Carabini, Michael Carabini, Monex Credit Company, Monex Deposit Company, Newport Services Corporation in support of motion to transfer case #38 pursuant to 28 U.S.C. 1404(a) (Attachments: #1 Declaration Declaration of Louis Carabini, #2 Exhibit Compendium of Unreported Cases, #3 Exhibit CFTC S.D. Calf. Complaints)(Merouse, Steven) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 38 MOTION by Defendants Louis Carabini, Michael Carabini, Monex Credit Company, Monex Deposit Company, Newport Services Corporation to transfer case pursuant to 28 USC 1404(a) (Merouse, Steven) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 37 ATTORNEY Appearance for Defendants Louis Carabini, Michael Carabini, Monex Credit Company, Monex Deposit Company, Newport Services Corporation by Benjamin J.A Sauter (Sauter, Benjamin) (Docket Text Modified by Clerk's Office) Modified on 9/20/2017 (pk, ). [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 36 ATTORNEY Appearance for Defendants Louis Carabini, Michael Carabini, Monex Credit Company, Monex Deposit Company, Newport Services Corporation by Matthew I. Menchel (Menchel, Matthew) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 35 MINUTE entry before the Honorable Sharon Johnson Coleman: Motion hearing held on 9/19/2017. Applications by Matthew I. Menchell #33 and Benjamin J.A. Sauter #34 for leave to appear pro hac vice are granted. Defendants motion to change venue is to be filed by 10/3/2017. Response due by 10/17/2017. Reply due by 10/27/2017. The parties are encouraged to initiate discovery prior to the resolution of that motion. Status hearing set for 11/3/2017 at 9:00 a.m. Mailed notice (rth) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 34 MOTION for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752-13591041. (Sauter, Benjamin) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 33 MOTION for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752-13590939. (Menchel, Matthew) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 32 ATTORNEY Appearance for Defendants Louis Carabini, Michael Carabini, Monex Credit Company, Monex Deposit Company, Newport Services Corporation by Andrew C. Lourie (Lourie, Andrew) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 31 WAIVER OF SERVICE returned executed by Michael Carabini. Michael Carabini waiver sent on 9/6/2017, answer due 11/6/2017. (Senderowitz, Stephen) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 30 WAIVER OF SERVICE returned executed by Louis Carabini. Louis Carabini waiver sent on 9/6/2017, answer due 11/6/2017. (Senderowitz, Stephen) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 29 ATTORNEY Appearance for Defendants Louis Carabini, Michael Carabini by Marilyn B. Rosen (Rosen, Marilyn) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 28 ATTORNEY Appearance for Defendants Louis Carabini, Michael Carabini by Geoffrey M. Miller (Miller, Geoffrey) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 27 ATTORNEY Appearance for Defendants Louis Carabini, Michael Carabini by Jacqueline A, Giannini (Giannini, Jacqueline) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 26 ATTORNEY Appearance for Defendants Louis Carabini, Michael Carabini by Steven Lawrence Merouse (Merouse, Steven) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 25 ATTORNEY Appearance for Defendants Louis Carabini, Michael Carabini by Stephen Jay Senderowitz (Senderowitz, Stephen) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 24 WAIVER OF SERVICE returned executed by Newport Services Corporation. Newport Services Corporation waiver sent on 9/6/2017, answer due 11/6/2017. (Senderowitz, Stephen) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 23 WAIVER OF SERVICE returned executed by Monex Deposit Company. Monex Deposit Company waiver sent on 9/6/2017, answer due 11/6/2017. (Senderowitz, Stephen) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 22 WAIVER OF SERVICE returned executed by Monex Credit Company. Monex Credit Company waiver sent on 9/6/2017, answer due 11/6/2017. (Senderowitz, Stephen) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 21 ATTORNEY Appearance for Defendants Monex Credit Company, Monex Deposit Company, Newport Services Corporation by Marilyn B. Rosen (Rosen, Marilyn) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 20 ATTORNEY Appearance for Defendants Monex Credit Company, Monex Deposit Company, Newport Services Corporation by Geoffrey M. Miller (Miller, Geoffrey) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 19 ATTORNEY Appearance for Defendants Monex Credit Company, Monex Deposit Company, Newport Services Corporation by Jacqueline A, Giannini (Giannini, Jacqueline) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 18 ATTORNEY Appearance for Defendants Monex Credit Company, Monex Deposit Company, Newport Services Corporation by Steven Lawrence Merouse (Merouse, Steven) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 17 ATTORNEY Appearance for Defendants Monex Credit Company, Monex Deposit Company, Newport Services Corporation by Stephen Jay Senderowitz (Senderowitz, Stephen) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 16 EXHIBIT G1 by Plaintiff Commodity Futures Trading Commission(Filed as a CD) regarding appendix, #9 (nsf, ) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 15 EXHIBIT F1 by Plaintiff Commodity Futures Trading Commission (Filed as a CD) regarding appendix, #9 (nsf, ) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 14 EXHIBIT D1 by Plaintiff Commodity Futures Trading Commission. (Filed as a CD) regarding appendix, #9 (nsf, ) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 13 AMENDED NOTICE of Motion by Michael David Frisch for presentment of motion for preliminary injunction #6 , motion for leave to file excess pages #7 before Honorable Sharon Johnson Coleman on 9/19/2017 at 08:45 AM. (Frisch, Michael) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 12 NOTICE of Motion by Michael David Frisch for presentment of motion for preliminary injunction #6 , motion for leave to file excess pages #7 before Honorable Sharon Johnson Coleman on 9/14/2017 at 08:45 AM. (Frisch, Michael) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 11 NOTICE TO THE PARTIES - The Court is participating in the Mandatory Initial Discovery Pilot (MIDP). The key features and deadlines are set forth in the attached Notice which includes the MIDP Standing Order. Also attached is a checklist for use by the parties. In cases subject to the pilot, all parties must respond to the mandatory initial discovery requests set forth in the Standing Order before initiating any further discovery in this case. Please note: The discovery obligations in the Standing Order supersede the disclosures required by Rule 26(a)(1). Any party seeking affirmative relief must serve a copy of the attached documents (Notice to Parties and the Standing Order) on each new party when the Complaint, Counterclaim, Crossclaim, or Third-Party Complaint is served. (jh, ) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 10 ATTORNEY Appearance for Plaintiff Commodity Futures Trading Commission by Eric L. Schleef (Schleef, Eric) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 9 APPENDIX motion for preliminary injunction #6 (Volume II) (Attachments: #1 Exhibit 4, #2 Exhibit 5, #3 Exhibit 6, #4 Exhibit 7, #5 Exhibit 8, #6 Exhibit 9, #7 Exhibit 10, #8 Exhibit 11, #9 Exhibit 12, #10 Exhibit 13, #11 Exhibit 14, #12 Exhibit 15, #13 Exhibit 16, #14 Exhibit 17, #15 Exhibit 18, #16 Exhibit 19, #17 Exhibit 20, #18 Exhibit 21, #19 Exhibit 22, #20 Exhibit 23, #21 Exhibit 24)(Metzger, Carlin) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 8 APPENDIX motion for preliminary injunction #6 (Volume I) (Attachments: #1 Exhibit 1 (Part 1), #2 Exhibit 1 (Part 2), #3 Exhibit 1 (Part 3), #4 Exhibit 1 (Part 4), #5 Exhibit 2, #6 Exhibit 3)(Metzger, Carlin) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 7 MOTION by Plaintiff Commodity Futures Trading Commission for leave to file excess pages (Attachments: #1 Memorandum in Support of Motion for Preliminary Injunction)(Metzger, Carlin) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 6 MOTION by Plaintiff Commodity Futures Trading Commission for preliminary injunction (Metzger, Carlin) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 5 ATTORNEY Appearance for Plaintiff Commodity Futures Trading Commission by Michael David Frisch (Frisch, Michael) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 4 ATTORNEY Appearance for Plaintiff Commodity Futures Trading Commission by Joseph A. Konizeski (Konizeski, Joseph) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 3 ATTORNEY Appearance for Plaintiff Commodity Futures Trading Commission by Carlin R Metzger (Metzger, Carlin) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 2 CIVIL Cover Sheet (Metzger, Carlin) [Transferred from Illinois Northern on 10/24/2017.] |
| Filing 1 COMPLAINT filed by Commodity Futures Trading Commission; Jury Demand. (Metzger, Carlin) [Transferred from Illinois Northern on 10/24/2017.] |
| CASE ASSIGNED to the Honorable Sharon Johnson Coleman. Designated as Magistrate Judge the Honorable Susan E. Cox. FEE DUE, NO INFORMA PAUPERIS APPLICATION SUBMITTED. (meg, ) [Transferred from Illinois Northern on 10/24/2017.] |
Access additional case information on PACER
Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.
Access this case on the California Southern District Court's Electronic Court Filings (ECF) System
- Search for Party Aliases
- Associated Cases
- Attorneys
- Case File Location
- Case Summary
- Docket Report
- History/Documents
- Parties
- Related Transactions
- Check Status
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
