Securities and Exchange Commission v. NL Technology, LLC. et al
| Securities and Exchange Commission |
| Donato Baca, Jr., Jonny Ngo and NL Technology, LLC. |
| 3:2018cv02253 |
| September 27, 2018 |
| US District Court for the Southern District of California |
| M James Lorenz |
| Andrew G Schopler |
| Securities/Commodities |
| None |
Docket Report
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This docket was last retrieved on October 10, 2018. A more recent docket listing may be available from PACER.
| Document Text |
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| Filing 8 WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission, as to Donato Baca, Jr.. (Longo, Amy) (anh). |
| Filing 7 CONSENT JUDGMENT as to Defendant Jonny Ngo. Signed by Judge M. James Lorenz on 9/28/2018.(sjt) |
| Filing 6 CONSENT JUDGMENT as to Defendant NL Technology, LLC. Signed by Judge M. James Lorenz on 9/28/2018.(sjt) |
Filing 5
Notice of Document Discrepancies and Order Thereon by Judge M. James Lorenz Accepting re #4 MOTION to Approve Consent Judgment for Defendant Jonny Ngo, #3 MOTION to Approve Consent Judgment for Defendant NL Technology, LLC, from Plaintiff Securities and Exchange Commission. Non-compliance with local rule(s), ECF 2(f): Lacking proper signature, Civ. L. Rule 7.1: Missing Motion. IT IS HEREBY ORDERED: The document is accepted despite the discrepancy noted above. Any further non-compliant documents may be stricken from the record. Signed by Judge M. James Lorenz on 9/28/2018.(sjt)
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| Filing 4 MOTION to Approve Consent Judgment for Defendant Jonny Ngo by Securities and Exchange Commission. (Dean, Lynn) (sjt). |
| Filing 3 MOTION to Approve Consent Judgment for Defendant NL Technology, LLC by Securities and Exchange Commission. (Dean, Lynn)(sjt). |
| Filing 2 Summons Issued. Counsel receiving this notice electronically should print this summons and serve it in accordance with Rule 4, Fed.R.Civ.P and LR 4.1. (cdw) (jao). |
| Filing 1 COMPLAINT against Donato Baca, Jr., NL Technology, LLC., Jonny Ngo (fee waived), filed by Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet)The new case number is 3:18-cv-02253-L-AGS. Judge M. James Lorenz and Magistrate Judge Andrew G. Schopler are assigned to the case. (Dean, Lynn)(cdw) (jao). |
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