Soe v. Progenity, Inc. et al
| Aung Kyaw Soe |
| Lynne Powell, Samuel Nussbaum, John Bigalke, Harry Stylli, Jeffrey Alter, Raymond James & Associates, Inc., BTIG, LLC, Eric D'Esparbes, Robert W. Baird & Co. Incorporated, Piper Sandler & Co., Wells Fargo Securities, LLC, Brian L. Kotzin, Progenity, Inc. and Jeffrey Ferrell |
| 3:2020cv01683 |
| August 28, 2020 |
| US District Court for the Southern District of California |
| Cathy Ann Bencivengo |
| Allison H Goddard |
| William Q Hayes |
| Securities/Commodities |
| 15 U.S.C. § 0077 |
| Plaintiff |
Docket Report
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This docket was last retrieved on July 12, 2023. A more recent docket listing may be available from PACER.
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Filing 22
ORDER Approving the Pro Hac Vice Application of Daniel Cantor, re #19 Request to Appear Pro Hac Vice. Signed by Judge Cathy Ann Bencivengo on 9/23/2020.(rmc)
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Filing 21
ORDER Granting Parties' Joint Motion and Stipulation to Extend Time to Respond to Complaint [Doc. No. #17 ]. Signed by Judge Cathy Ann Bencivengo on 9/23/2020. (anh)
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Filing 20
ORDER Re Joint Motion and Stipulation Re Service of Process and Extending Time to Respond to Complain [Doc. No. #10 ]. Signed by Judge Cathy Ann Bencivengo on 9/23/2020. (anh)
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Filing 19
Request to Appear Pro Hac Vice ( Filing fee received: $ 206 receipt number ACASDC-14557181.) (Application to be reviewed by Clerk.) (Cantor, Daniel) (rmc).
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Filing 18
Corporate Disclosure Statement by BTIG, LLC, Piper Sandler & Co., Raymond James & Associates, Inc., Robert W. Baird & Co. Incorporated, Wells Fargo Securities, LLC identifying Corporate Parent Piper Sandler Companies, Other Affiliate BlackRock, Inc. for Piper Sandler & Co.; Corporate Parent Baird Financial Group, Inc. for Robert W. Baird & Co. Incorporated; Corporate Parent Wells Fargo & Company for Wells Fargo Securities, LLC; Corporate Parent Raymond James Financial, Inc. for Raymond James & Associates, Inc.; Corporate Parent Condor Trading LP for BTIG, LLC.. (Close, Matthew) (anh).
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Filing 17
Joint MOTION for Extension of Time to File Answer re #1 Complaint,, by BTIG, LLC, Piper Sandler & Co., Raymond James & Associates, Inc., Robert W. Baird & Co. Incorporated, Wells Fargo Securities, LLC. (Close, Matthew) (anh).
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Filing 16
NOTICE of Appearance by Yuan Zhong on behalf of BTIG, LLC, Piper Sandler & Co., Raymond James & Associates, Inc., Robert W. Baird & Co. Incorporated, Wells Fargo Securities, LLC (Zhong, Yuan)Attorney Yuan Zhong added to party BTIG, LLC(pty:dft), Attorney Yuan Zhong added to party Piper Sandler & Co.(pty:dft), Attorney Yuan Zhong added to party Raymond James & Associates, Inc.(pty:dft), Attorney Yuan Zhong added to party Robert W. Baird & Co. Incorporated(pty:dft), Attorney Yuan Zhong added to party Wells Fargo Securities, LLC(pty:dft) (anh).
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Filing 15
NOTICE of Appearance by Matthew William Close on behalf of BTIG, LLC, Piper Sandler & Co., Raymond James & Associates, Inc., Robert W. Baird & Co. Incorporated, Wells Fargo Securities, LLC (Close, Matthew)Attorney Matthew William Close added to party BTIG, LLC(pty:dft), Attorney Matthew William Close added to party Piper Sandler & Co.(pty:dft), Attorney Matthew William Close added to party Raymond James & Associates, Inc.(pty:dft), Attorney Matthew William Close added to party Robert W. Baird & Co. Incorporated(pty:dft), Attorney Matthew William Close added to party Wells Fargo Securities, LLC(pty:dft) (anh).
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Filing 14
ORDER: The Honorable William Q. Hayes hereby recuses himself from the case and requests that the case be assigned to another district judge. Judge William Q. Hayes is no longer assigned. Case reassigned to Judge Cathy Ann Bencivengo for all further proceedings. The new case number is 20cv1683-CAB-AHG. Signed by Judge William Q. Hayes on 9/17/2020.(ag)
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Filing 13
CERTIFICATE OF SERVICE by Jeffrey Alter, John Bigalke, Eric D'Esparbes, Jeffrey Ferrell, Brian L. Kotzin, Samuel Nussbaum, Lynne Powell, Progenity, Inc., Harry Stylli re #12 Notice of Party With Financial Interest, #9 Notice of Appearance,,, #11 Corporate Disclosure Statement, #10 Joint MOTION Re Service of Process and Extending Time to Respond to Complaint (Mircheff, Alexander) (ag).
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Filing 12
NOTICE of Party With Financial Interest by Jeffrey Alter, John Bigalke, Eric D'Esparbes, Jeffrey Ferrell, Brian L. Kotzin, Samuel Nussbaum, Lynne Powell, Progenity, Inc., Harry Stylli (Mircheff, Alexander) (ag).
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Filing 11
Corporate Disclosure Statement by Progenity, Inc.. No Corporate Parents/Interested Parties. (Mircheff, Alexander)(ag).
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Filing 10
Joint MOTION Re Service of Process and Extending Time to Respond to Complaint by Jeffrey Alter, John Bigalke, Eric D'Esparbes, Jeffrey Ferrell, Brian L. Kotzin, Samuel Nussbaum, Lynne Powell, Progenity, Inc., Harry Stylli. (Mircheff, Alexander) (ag).
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Filing 9
NOTICE of Appearance by Alexander Kosta Mircheff on behalf of Jeffrey Alter, John Bigalke, Eric D'Esparbes, Jeffrey Ferrell, Brian L. Kotzin, Samuel Nussbaum, Lynne Powell, Progenity, Inc., Harry Stylli (Mircheff, Alexander)Attorney Alexander Kosta Mircheff added to party Jeffrey Alter(pty:dft), Attorney Alexander Kosta Mircheff added to party John Bigalke(pty:dft), Attorney Alexander Kosta Mircheff added to party Eric D'Esparbes(pty:dft), Attorney Alexander Kosta Mircheff added to party Jeffrey Ferrell(pty:dft), Attorney Alexander Kosta Mircheff added to party Brian L. Kotzin(pty:dft), Attorney Alexander Kosta Mircheff added to party Samuel Nussbaum(pty:dft), Attorney Alexander Kosta Mircheff added to party Lynne Powell(pty:dft), Attorney Alexander Kosta Mircheff added to party Progenity, Inc.(pty:dft), Attorney Alexander Kosta Mircheff added to party Harry Stylli(pty:dft) (ag).
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Filing 8
SUMMONS Returned Executed by Aung Kyaw Soe. BTIG, LLC served. (Cochran, Brian) (ag).
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Filing 7
SUMMONS Returned Executed by Aung Kyaw Soe. Wells Fargo Securities, LLC served. (Cochran, Brian) (ag).
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Filing 6
SUMMONS Returned Executed by Aung Kyaw Soe. Robert W. Baird & Co. Incorporated served. (Cochran, Brian) (ag).
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Filing 5
SUMMONS Returned Executed by Aung Kyaw Soe. Raymond James & Associates, Inc. served. (Cochran, Brian) (ag).
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Filing 4
SUMMONS Returned Executed by Aung Kyaw Soe. Piper Sandler & Co. served. (Cochran, Brian) (ag).
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Filing 3
SUMMONS Returned Executed by Aung Kyaw Soe. Progenity, Inc. served. (Cochran, Brian) (ag).
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Filing 2
Summons Issued. Counsel receiving this notice electronically should print this summons and serve it in accordance with Rule 4, Fed.R.Civ.P and LR 4.1. (smd)(sjt).
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Filing 1
COMPLAINT with Jury Demand against Jeffrey Alter, BTIG, LLC, John Bigalke, Eric D'Esparbes, Jeffrey Ferrell, Brian L. Kotzin, Samuel Nussbaum, Piper Sandler & Co., Lynne Powell, Progenity, Inc., Raymond James & Associates, Inc., Robert W. Baird & Co. Incorporated, Harry Stylli, Wells Fargo Securities, LLC ( Filing fee $ 400 receipt number ACASDC-14414121.), filed by Aung Kyaw Soe. (Attachments: #1 Civil Cover Sheet)The new case number is 3:20-cv-1683-WQH-AHG. Judge William Q. Hayes and Magistrate Judge Allison H. Goddard are assigned to the case. (Cochran, Brian)(smd) (sjt).
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