Woldanski v. TuSimple Holdings, Inc. et al.
| Patrick Woldanski |
| TuSimple Holdings, Inc., Cheng Lu, Patrick Dillon, ERIC TAPIA, Xiaodi Hou, Mo Chen, James Mullen, Morgan Stanley & Co. LLC, Citigroup Global Markets Inc., J.P. Morgan Securities LLC, BofA Securities, Inc., Credit Suisse Securities (USA) LLC, Cowen and Company, LLC, Nomura Securities International Inc., RBC Capital Markets, LLC, Needham & Company, LLC, Oppenheimer & Co., Inc., Piper Sandler & Co., Robert W. Baird & Co. Incorporated and Valuable Capital Limited |
| George Maurizi, Guy Donald Foulkes, Ronald Betsworth, Mark Oholendt, Jeff Huntington and Indiana Public Retirement System |
| 3:2023cv00282 |
| February 14, 2023 |
| US District Court for the Southern District of California |
| Roger T Benitez |
| Michael S Berg |
| Daniel E Butcher |
| Robert S Huie |
| James E Simmons |
| Securities/Commodities |
| 15 U.S.C. § 0077 Securities Fraud |
| Plaintiff |
Docket Report
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| Filing 75 MINUTE ORDER OF TRANSFER. Judge Linda Lopez is no longer assigned. Case reassigned to Judge Roger T. Benitez for all further proceedings. The new case number is 23cv282-BEN(MSB).(no document attached) (rmc) |
| Filing 74 MINUTE ORDER OF TRANSFER. Judge Todd W. Robinson is no longer assigned. Case reassigned to Judge Linda Lopez for all further proceedings. The new case number is 23cv282-LL(MSB).(no document attached) (rmc) |
| Filing 73 MINUTE ORDER OF RECUSAL. District Judge James E. Simmons, Jr is no longer assigned. Case reassigned to Judge Todd W. Robinson for all further proceedings. The new case number is 23cv00282-TWR-MSB.(no document attached) (ggv) |
Filing 72
CONSENT ORDER Granting to Substitution of Attorney. Added attorney Jordan David Eth for Patrick Dillon. Attorney Timothy Perla terminated. Signed by District Judge James E. Simmons, Jr on 4/12/2023. (maq)
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| Filing 71 NOTICE of Filing of Motion to Consolidate by TuSimple Holdings, Inc. (Attachments: #1 Exhibit A) (Muck, Kevin) (maq). |
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Filing 70
CONSENT ORDER Granting Substitution of Attorney (ECF No. #60 ) added Jonathan Acker Shapiro for Eric Tapia. Attorney Timothy Perla terminated . Signed by District Judge James E. Simmons, Jr on 03/22/2023. (maq)
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Filing 69
CONSENT ORDER Granting Substitution of Attorney (ECF No. #59 ) added Jonathan Acker Shapiro for Cheng Lu. Attorney Timothy Perla terminated . Signed by District Judge James E. Simmons, Jr on 03/22/2023. (maq)
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Filing 68
CONSENT ORDER Granting Substitution of Attorney (ECF No. #64 ) Added attorney Jason Nathaniel Haycock for James Mullen. Attorney Timothy Perla terminated . Signed by District Judge James E. Simmons, Jr on 03/22/2023. (maq)
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| Filing 67 NOTICE of Lodgment by TuSimple Holdings, Inc. of Notices of Substitution of Counsel (Attachments: #1 Exhibit A, #2 Exhibit B)(Muck, Kevin) (maq). |
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Filing 66
ORDER OF TRANSFER. Judge Linda Lopez is no longer assigned. Case reassigned to District Judge James E. Simmons, Jr for all further proceedings. The new case number is 23cv282-JES-MSB. Signed by Judge Linda Lopez on 3/20/2023.(ddf)
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| Filing 65 NOTICE of Appearance by Kevin P. Muck on behalf of TuSimple Holdings, Inc. (Muck, Kevin)Attorney Kevin P. Muck added to party TuSimple Holdings, Inc.(pty:dft) (ddf). |
| Filing 64 MOTION to Substitute Attorney Consent Order Granting Substitution of Attorney by James Mullen. (Haycock, Jason) (ddf). |
| Filing 63 NOTICE of Appearance by Nicole Kim on behalf of Cheng Lu, ERIC TAPIA (Kim, Nicole)Attorney Nicole Kim added to party Cheng Lu(pty:dft), Attorney Nicole Kim added to party ERIC TAPIA(pty:dft) (ddf). |
| Filing 62 PRO HAC APPROVED: William Paine appearing for Defendant TuSimple Holdings, Inc. (no document attached) (jrm) |
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Filing 61
ORDER Granting Substitution Of Attorney #53 . Signed by Judge Linda Lopez on 3/9/2023. (All non-registered users served via U.S. Mail Service)(ddf)
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| Filing 60 MOTION for Order (Consent Order Granting Substitution of Attorney) by ERIC TAPIA. (Shapiro, Jonathan) (ddf). |
| Filing 59 MOTION for Order (Consent Order Granting Substitution of Attorney) by Cheng Lu. (Shapiro, Jonathan) (ddf). |
| Filing 58 Request to Appear Pro Hac Vice ( Filing fee received: $ 213 receipt number ACASDC-17649702.) (Application to be reviewed by Clerk.) (Paine, William) |
| Filing 57 PRO HAC APPROVED: Robert Kingsley Smith appearing for Defendant TuSimple Holdings, Inc. (no document attached) (jrm) |
| Filing 56 Request to Appear Pro Hac Vice ( Filing fee received: $ 213 receipt number ACASDC-17649113.) (Application to be reviewed by Clerk.) (Smith, Robert) |
| Filing 55 NOTICE of Association of Counsel by TuSimple Holdings, Inc. (Harwell, Elaine)Attorney Elaine F. Harwell added to party TuSimple Holdings, Inc.(pty:dft) (ddf). |
| Filing 54 NOTICE of Appearance by Jason Nathaniel Haycock on behalf of James Mullen (Haycock, Jason)Attorney Jason Nathaniel Haycock added to party James Mullen(pty:dft) (ddf). |
| Filing 53 MOTION for Order Granting Substitution of Attorney by Xiaodi Hou. (Sarles, Joseph) (ddf). |
| Filing 52 NOTICE of Appearance by Joseph Caldwell Sarles on behalf of Xiaodi Hou (Sarles, Joseph)Attorney Joseph Caldwell Sarles added to party Xiaodi Hou(pty:dft) (ddf). |
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Filing 51
ORDER OF TRANSFER PURSUANT TO LOW NUMBER RULE. Case reassigned to Judge Linda Lopez and Magistrate Judge Michael S. Berg for all further proceedings. District Judge Robert S. Huie, Magistrate Judge Daniel E. Butcher no longer assigned to case. The new case number is 23CV0282-LL-MSB.. Signed by District Judge Robert S. Huie on 2/22/2023. Signed by Judge Linda Lopez on 2/23/2023.(alns)
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| Filing 50 NOTICE of Appearance by Jonathan Acker Shapiro on behalf of Cheng Lu, ERIC TAPIA (Shapiro, Jonathan)Attorney Jonathan Acker Shapiro added to party Cheng Lu(pty:dft), Attorney Jonathan Acker Shapiro added to party ERIC TAPIA(pty:dft) (ddf). |
| Filing 49 District Judge Robert S. Huie and Magistrate Judge Daniel E. Butcher assigned to transfer case from the Southern District of New York. (no document attached) (jpp) |
| Filing 48 Case transferred in from the Southern District of New York; Case Number 1:22-cv-09625-AKH. Original file received electronically. |
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Filing 47
ORDER AND OPINION GRANTING MOTION TO TRANSFER VENUE re: #8 MOTION to Transfer Case to the United States District Court for the Southern District of California. filed by Patrick Dillon, Cheng Lu, TuSimple Holdings, Inc., Xiaodi Hou, Eric Tapia, James Mullen. In sum, because the relevant factors favor transfer or are otherwise neutral, Defendant has made a clear and convincing showing that transfer to the Southern District of California would be convenient for the witnesses and parties and in the interest of justice. Accordingly, the motion to transfer venue is granted. I leave determination as to the appointment of the lead counsel to the transferee forum. The Clerk of Court shall terminate Defendant's motion (ECF No. 8) and all pending motions, leaving them to the transferee court to decide. SO ORDERED. (Signed by Judge Alvin K. Hellerstein on 2/7/2023) (jca) Transmission to Office of the Clerk of Court for processing. [Transferred from New York Southern on 2/14/2023.]
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| ***NOTICE TO COURT REGARDING PROPOSED ORDER. Document No. #46 Proposed Order was reviewed and approved as to form. (km) [Transferred from New York Southern on 2/14/2023.] |
| Filing 46 PROPOSED ORDER. Document filed by Indiana Public Retirement System. Related Document Number: #45 ..(Rosenfeld, David) Proposed Order to be reviewed by Clerk's Office staff. [Transferred from New York Southern on 2/14/2023.] |
| Filing 45 NOTICE of Unopposed Motion re: #32 MOTION to Appoint Indiana Public Retirement System to serve as lead plaintiff(s) in the Event the Court Declines to Transfer the Action.. Document filed by Indiana Public Retirement System..(Rosenfeld, David) [Transferred from New York Southern on 2/14/2023.] |
| Filing 44 MEMORANDUM OF LAW in Opposition re: #29 MOTION to Appoint Mark Oholendt and Jeff Huntington to serve as lead plaintiff(s) . MOTION to Appoint Counsel ., #27 MOTION to Appoint RONALD BETSWORTH to serve as lead plaintiff(s) The Rosen Law Firm, P.A.. MOTION to Appoint Counsel ., #24 MOTION to Appoint Counsel . MOTION to Appoint Guy Donald Foulkes to serve as lead plaintiff(s) ., #21 MOTION to Appoint Counsel . MOTION to Appoint George Maurizi to serve as lead plaintiff(s) . . Document filed by Indiana Public Retirement System..(Rosenfeld, David) [Transferred from New York Southern on 2/14/2023.] |
| Filing 43 NOTICE of Non-Opposition to Competing Motion to Appoint Lead Plaintiff and Approve Selection of Lead Counsel re: #29 MOTION to Appoint Mark Oholendt and Jeff Huntington to serve as lead plaintiff(s) . MOTION to Appoint Counsel .. Document filed by Jeff Huntington, Mark Oholendt..(Tarnor, Nathaniel) [Transferred from New York Southern on 2/14/2023.] |
| Filing 42 NOTICE of Withdrawal of Motion re: #21 MOTION to Appoint Counsel . MOTION to Appoint George Maurizi to serve as lead plaintiff(s) .. Document filed by George Maurizi..(Linkh, Gregory) [Transferred from New York Southern on 2/14/2023.] |
| Filing 41 NOTICE of NON-OPPOSITION OF RONALD BETSWORTH TO COMPETING LEAD PLAINTIFF MOTIONS re: #27 MOTION to Appoint RONALD BETSWORTH to serve as lead plaintiff(s) The Rosen Law Firm, P.A.. MOTION to Appoint Counsel .. Document filed by Ronald Betsworth..(Kim, Phillip) [Transferred from New York Southern on 2/14/2023.] |
| Filing 40 NOTICE OF APPEARANCE by Elton Joe Kendall on behalf of Indiana Public Retirement System..(Kendall, Elton) [Transferred from New York Southern on 2/14/2023.] |
| Filing 39 RESPONSE to Motion re: #29 MOTION to Appoint Mark Oholendt and Jeff Huntington to serve as lead plaintiff(s) . MOTION to Appoint Counsel ., #27 MOTION to Appoint RONALD BETSWORTH to serve as lead plaintiff(s) The Rosen Law Firm, P.A.. MOTION to Appoint Counsel ., #24 MOTION to Appoint Counsel . MOTION to Appoint Guy Donald Foulkes to serve as lead plaintiff(s) ., #21 MOTION to Appoint Counsel . MOTION to Appoint George Maurizi to serve as lead plaintiff(s) ., #32 MOTION to Appoint Indiana Public Retirement System to serve as lead plaintiff(s) in the Event the Court Declines to Transfer the Action. . Document filed by Patrick Dillon, Xiaodi Hou, Cheng Lu, James Mullen, Eric Tapia, TuSimple Holdings, Inc...(Perla, Timothy) [Transferred from New York Southern on 2/14/2023.] |
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Filing 38
ORDER FOR ADMISSION PRO HAC VICE granting #36 Motion for Joe Kendall to Appear Pro Hac Vice. The motion of Joe Kendall ("Applicant") for admission to practice pro hac vice in the above-captioned action is granted. IT IS HEREBY ORDERED that Applicant is admitted to practice pro hac vice in the above-captioned case in the United States District Court for the Southern District of New York. All attorneys appearing before this Court are subject to the Local Rules of this Court, including the Rules governing discipline of attorneys. (Signed by Judge Alvin K. Hellerstein on 1/12/23) (yv) [Transferred from New York Southern on 2/14/2023.]
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| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #36 MOTION for Joe Kendall to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27182324. Motion and supporting papers to be reviewed by Clerk's Office staff. The document has been reviewed and there are no deficiencies. (sac) [Transferred from New York Southern on 2/14/2023.] |
| Filing 37 NOTICE of Withdrawal of Motion re: #24 MOTION to Appoint Counsel . MOTION to Appoint Guy Donald Foulkes to serve as lead plaintiff(s) .. Document filed by Guy Donald Foulkes..(Apton, Adam) [Transferred from New York Southern on 2/14/2023.] |
| Filing 36 MOTION for Joe Kendall to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27182324. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Indiana Public Retirement System. (Attachments: #1 Affidavit in Support of Motion for Admission Pro Hac Vice, #2 Exhibit Certificate of Good Standing, #3 Text of Proposed Order Proposed Order).(Kendall, Elton) [Transferred from New York Southern on 2/14/2023.] |
| ***NOTICE TO COURT REGARDING PROPOSED ORDER. Document No. #35 Proposed Order was reviewed and approved as to form. (nd) [Transferred from New York Southern on 2/14/2023.] |
| Filing 35 PROPOSED ORDER. Document filed by Indiana Public Retirement System. Related Document Number: #32 ..(Rosenfeld, David) Proposed Order to be reviewed by Clerk's Office staff. [Transferred from New York Southern on 2/14/2023.] |
| Filing 34 DECLARATION of David A. Rosenfeld in Support re: #32 MOTION to Appoint Indiana Public Retirement System to serve as lead plaintiff(s) in the Event the Court Declines to Transfer the Action.. Document filed by Indiana Public Retirement System. (Attachments: #1 Exhibit 1 - PSLRA Notice, #2 Exhibit 2 - Certification, #3 Exhibit 3 - Estimate of losses).(Rosenfeld, David) [Transferred from New York Southern on 2/14/2023.] |
| Filing 33 MEMORANDUM OF LAW in Support re: #32 MOTION to Appoint Indiana Public Retirement System to serve as lead plaintiff(s) in the Event the Court Declines to Transfer the Action. . Document filed by Indiana Public Retirement System..(Rosenfeld, David) [Transferred from New York Southern on 2/14/2023.] |
| Filing 32 MOTION to Appoint Indiana Public Retirement System to serve as lead plaintiff(s) in the Event the Court Declines to Transfer the Action. Document filed by Indiana Public Retirement System..(Rosenfeld, David) [Transferred from New York Southern on 2/14/2023.] |
| Filing 31 DECLARATION of Lucas E. Gilmore in Support re: #29 MOTION to Appoint Mark Oholendt and Jeff Huntington to serve as lead plaintiff(s) . MOTION to Appoint Counsel .. Document filed by Jeff Huntington, Mark Oholendt. (Attachments: #1 Exhibit A - Movants' Certifications, #2 Exhibit B - Movants' Loss Charts, #3 Exhibit C - Notice of Pendency, #4 Exhibit D - Firm Resume, #5 Exhibit E - Movants' Joint Declaration).(Tarnor, Nathaniel) [Transferred from New York Southern on 2/14/2023.] |
| Filing 30 MEMORANDUM OF LAW in Support re: #29 MOTION to Appoint Mark Oholendt and Jeff Huntington to serve as lead plaintiff(s) . MOTION to Appoint Counsel . . Document filed by Jeff Huntington, Mark Oholendt..(Tarnor, Nathaniel) [Transferred from New York Southern on 2/14/2023.] |
| Filing 29 MOTION to Appoint Mark Oholendt and Jeff Huntington to serve as lead plaintiff(s) ., MOTION to Appoint Counsel . Document filed by Mark Oholendt, Jeff Huntington. (Attachments: #1 Text of Proposed Order [Proposed] Order Granting Motion).(Tarnor, Nathaniel) [Transferred from New York Southern on 2/14/2023.] |
| Filing 28 MEMORANDUM OF LAW in Support re: #27 MOTION to Appoint RONALD BETSWORTH to serve as lead plaintiff(s) The Rosen Law Firm, P.A.. MOTION to Appoint Counsel . The Rosen Law Firm, P.A.. Document filed by Ronald Betsworth. (Attachments: #1 Exhibit 1 - PSLRA Early Notice, #2 Exhibit 2 - PSLRA Certification, #3 Exhibit 3 - Loss Chart, #4 Exhibit 4 - Firm Resume).(Kim, Phillip) [Transferred from New York Southern on 2/14/2023.] |
| Filing 27 MOTION to Appoint RONALD BETSWORTH to serve as lead plaintiff(s) The Rosen Law Firm, P.A.., MOTION to Appoint Counsel . Document filed by Ronald Betsworth. (Attachments: #1 Text of Proposed Order Proposed Order).(Kim, Phillip) [Transferred from New York Southern on 2/14/2023.] |
| Filing 26 DECLARATION of Adam M. Apton in Support re: #24 MOTION to Appoint Counsel . MOTION to Appoint Guy Donald Foulkes to serve as lead plaintiff(s) .. Document filed by Guy Donald Foulkes. (Attachments: #1 Exhibit A- PSLRA Certification, #2 Exhibit B- Loss Chart, #3 Exhibit C- PSLRA Notice, #4 Exhibit D- Movant Declaration, #5 Exhibit E- LK Resume).(Apton, Adam) [Transferred from New York Southern on 2/14/2023.] |
| Filing 25 MEMORANDUM OF LAW in Support re: #24 MOTION to Appoint Counsel . MOTION to Appoint Guy Donald Foulkes to serve as lead plaintiff(s) . . Document filed by Guy Donald Foulkes..(Apton, Adam) [Transferred from New York Southern on 2/14/2023.] |
| Filing 24 MOTION to Appoint Counsel ., MOTION to Appoint Guy Donald Foulkes to serve as lead plaintiff(s) . Document filed by Guy Donald Foulkes. (Attachments: #1 Text of Proposed Order [Proposed] Order Granting Motion).(Apton, Adam) [Transferred from New York Southern on 2/14/2023.] |
| Filing 23 DECLARATION of Gregory B. Linkh in Support re: #21 MOTION to Appoint Counsel . MOTION to Appoint George Maurizi to serve as lead plaintiff(s) .. Document filed by George Maurizi. (Attachments: #1 Exhibit A - Press Release, #2 Exhibit B - Certification, #3 Exhibit C - Loss Chart, #4 Exhibit D - GPM Firm Resume).(Linkh, Gregory) [Transferred from New York Southern on 2/14/2023.] |
| Filing 22 MEMORANDUM OF LAW in Support re: #21 MOTION to Appoint Counsel . MOTION to Appoint George Maurizi to serve as lead plaintiff(s) . . Document filed by George Maurizi..(Linkh, Gregory) [Transferred from New York Southern on 2/14/2023.] |
| Filing 21 MOTION to Appoint Counsel ., MOTION to Appoint George Maurizi to serve as lead plaintiff(s) . Document filed by George Maurizi. (Attachments: #1 Text of Proposed Order - [Proposed] Order Granting Motion).(Linkh, Gregory) [Transferred from New York Southern on 2/14/2023.] |
| Filing 20 REPLY MEMORANDUM OF LAW in Support re: #8 MOTION to Transfer Case to the United States District Court for the Southern District of California. . Document filed by Patrick Dillon, Xiaodi Hou, Cheng Lu, James Mullen, Eric Tapia, TuSimple Holdings, Inc...(Perla, Timothy) [Transferred from New York Southern on 2/14/2023.] |
| Filing 19 MEMO ENDORSEMENT on re: #15 Letter filed by TuSimple Holdings, Inc. ENDORSEMENT: Time to answer is enlarged to Feb. 10, 2023. BofA Securities, Inc. answer due 2/10/2023; Mo Chen answer due 2/10/2023; Citigroup Global Markets Inc. answer due 2/10/2023; Cowen and Company, LLC answer due 2/10/2023; Credit Suisse Securities (USA) LLC answer due 2/10/2023; Patrick Dillon answer due 2/10/2023; Xiaodi Hou answer due 2/10/2023; J.P. Morgan Securities LLC answer due 2/10/2023; Cheng Lu answer due 2/10/2023; Morgan Stanley & Co. LLC answer due 2/10/2023; James Mullen answer due 2/10/2023; Needham & Company, LLC answer due 2/10/2023; Nomura Securities International, Inc. answer due 2/10/2023; Oppenheimer & CO., Inc. answer due 2/10/2023; Piper Sandler & Co. answer due 2/10/2023; RBC Capital Markets, LLC answer due 2/10/2023; Robert W. Baird & Co. Incorporated answer due 2/10/2023; Eric Tapia answer due 2/10/2023; TuSimple Holdings, Inc. answer due 2/10/2023; Valuable Capital Limited answer due 2/10/2023. (Signed by Judge Alvin K. Hellerstein on 1/3/2023) (ate) [Transferred from New York Southern on 2/14/2023.] |
| Filing 18 DECLARATION of Phillip Kim in Opposition re: #8 MOTION to Transfer Case to the United States District Court for the Southern District of California.. Document filed by Patrick Woldanski. (Attachments: #1 Exhibit 1- Dicker v. TuSimple (S.D. Cal.) Complaint, #2 Exhibit 2- TuSimple Form S-1, #3 Exhibit 3- TuSimple Form 424, #4 Exhibit 4- TuSimple Form 424).(Kim, Phillip) [Transferred from New York Southern on 2/14/2023.] |
| Filing 17 MEMORANDUM OF LAW in Opposition re: #8 MOTION to Transfer Case to the United States District Court for the Southern District of California. . Document filed by Patrick Woldanski..(Kim, Phillip) [Transferred from New York Southern on 2/14/2023.] |
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Filing 16
MEMO ENDORSEMENT on re: #14 Letter Requesting Extension of Time to File Opposition to Defendants' Motion to Transfer (Dkt. No. 8). filed by Patrick Woldanski. ENDORSEMENT: The request for an extension is granted.SO ORDERED., ( Replies due by 1/9/2023., Responses due by 12/30/2022) (Signed by Judge Alvin K. Hellerstein on 12/23/22) (yv) [Transferred from New York Southern on 2/14/2023.]
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| Filing 15 LETTER addressed to Judge Alvin K. Hellerstein from Timothy J. Perla dated December 22, 2022 re: Requesting Extension of Time. Document filed by TuSimple Holdings, Inc...(Perla, Timothy) [Transferred from New York Southern on 2/14/2023.] |
| Filing 14 LETTER addressed to Judge Alvin K. Hellerstein from Phillip Kim dated December 22, 2022 re: Requesting Extension of Time to File Opposition to Defendants' Motion to Transfer (Dkt. No. 8). Document filed by Patrick Woldanski..(Kim, Phillip) [Transferred from New York Southern on 2/14/2023.] |
| Filing 13 SUMMONS RETURNED EXECUTED. TuSimple Holdings, Inc. served on 12/13/2022, answer due 1/3/2023. Service was accepted by Lyanne Gares, Managing Agent of Defendant's Registered Agent. Document filed by Patrick Woldanski..(Kim, Phillip) [Transferred from New York Southern on 2/14/2023.] |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #11 MOTION for William H. Paine to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27069127. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (sgz) [Transferred from New York Southern on 2/14/2023.] |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #12 MOTION for Robert K. Smith to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27069189. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (sgz) [Transferred from New York Southern on 2/14/2023.] |
| Filing 12 MOTION for Robert K. Smith to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27069189. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Patrick Dillon, Xiaodi Hou, Cheng Lu, James Mullen, Eric Tapia, TuSimple Holdings, Inc.. (Attachments: #1 Exhibit Declaration of Robert K. Smith in Support of Motion, #2 Exhibit Certificate of Good Standing - Massachusetts, #3 Text of Proposed Order Text of Proposed Order for admission Pro Hac Vice).(Smith, Robert) [Transferred from New York Southern on 2/14/2023.] |
| Filing 11 MOTION for William H. Paine to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27069127. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Patrick Dillon, Xiaodi Hou, Cheng Lu, James Mullen, Eric Tapia, TuSimple Holdings, Inc.. (Attachments: #1 Exhibit Declaration of William H. Paine in Support of Motion, #2 Exhibit Certificate of Good Standing - Massachusetts, #3 Text of Proposed Order for admission Pro Hac Vice).(Paine, William) [Transferred from New York Southern on 2/14/2023.] |
| Filing 10 DECLARATION of Samuel Picarro in Support re: #8 MOTION to Transfer Case to the United States District Court for the Southern District of California.. Document filed by Patrick Dillon, Xiaodi Hou, Cheng Lu, James Mullen, Eric Tapia, TuSimple Holdings, Inc...(Perla, Timothy) [Transferred from New York Southern on 2/14/2023.] |
| Filing 9 MEMORANDUM OF LAW in Support re: #8 MOTION to Transfer Case to the United States District Court for the Southern District of California. . Document filed by Patrick Dillon, Xiaodi Hou, Cheng Lu, James Mullen, Eric Tapia, TuSimple Holdings, Inc.. (Attachments: #1 Exhibit A - State Court Filing).(Perla, Timothy) [Transferred from New York Southern on 2/14/2023.] |
| Filing 8 MOTION to Transfer Case to the United States District Court for the Southern District of California. Document filed by Patrick Dillon, Xiaodi Hou, Cheng Lu, James Mullen, Eric Tapia, TuSimple Holdings, Inc...(Perla, Timothy) [Transferred from New York Southern on 2/14/2023.] |
| Filing 7 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Patrick Dillon, Xiaodi Hou, Cheng Lu, James Mullen, Eric Tapia, TuSimple Holdings, Inc...(Perla, Timothy) [Transferred from New York Southern on 2/14/2023.] |
| Filing 6 NOTICE OF APPEARANCE by Timothy Perla on behalf of Patrick Dillon, Xiaodi Hou, Cheng Lu, James Mullen, Eric Tapia, TuSimple Holdings, Inc...(Perla, Timothy) [Transferred from New York Southern on 2/14/2023.] |
| Filing 5 ELECTRONIC SUMMONS ISSUED as to BofA Securities, Inc., Mo Chen, Citigroup Global Markets Inc., Cowen and Company, LLC, Credit Suisse Securities (USA) LLC, Patrick Dillon, Xiaodi Hou, J.P. Morgan Securities LLC, Cheng Lu, Morgan Stanley & Co. LLC, James Mullen, Needham & Company, LLC, Nomura Securities International, Inc., Oppenheimer & CO., Inc., Piper Sandler & Co., RBC Capital Markets, LLC, Robert W. Baird & Co. Incorporated, Eric Tapia, TuSimple Holdings, Inc., Valuable Capital Limited..(gp)[Transferred from New York Southern on 2/14/2023.] |
| ***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Phillip C. Kim. The party information for the following party/parties has been modified: all parties. The information for the party/parties has been modified for the following reason/reasons: party name was entered in all caps. (gp) [Transferred from New York Southern on 2/14/2023.] |
| CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Alvin K. Hellerstein. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(gp) [Transferred from New York Southern on 2/14/2023.] |
| Magistrate Judge Ona T. Wang is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (gp) [Transferred from New York Southern on 2/14/2023.] |
| Case Designated ECF. (gp) [Transferred from New York Southern on 2/14/2023.] |
| Filing 4 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by PATRICK WOLDANSKI..(Kim, Phillip) [Transferred from New York Southern on 2/14/2023.] |
| Filing 3 REQUEST FOR ISSUANCE OF SUMMONS as to TuSimple Holdings, Inc., et al., re: #1 Complaint,,. Document filed by PATRICK WOLDANSKI..(Kim, Phillip) [Transferred from New York Southern on 2/14/2023.] |
| Filing 2 CIVIL COVER SHEET filed..(Kim, Phillip) [Transferred from New York Southern on 2/14/2023.] |
| Filing 1 COMPLAINT against BOFA SECURITIES, INC., MO CHEN, CITIGROUP GLOBAL MARKETS INC., COWEN AND COMPANY, LLC, CREDIT SUISSE SECURITIES (USA) LLC, PATRICK DILLON, XIAODI HOU, J.P. MORGAN SECURITIES LLC, CHENG LU, MORGAN STANLEY & CO. LLC, JAMES MULLEN, NEEDHAM & COMPANY, LLC, NOMURA SECURITIES INTERNATIONAL, INC., OPPENHEIMER & CO. INC., PIPER SANDLER & CO., RBC CAPITAL MARKETS, LLC, ROBERT W. BAIRD & CO. INCORPORATED, ERIC TAPIA, TUSIMPLE HOLDINGS, INC., VALUABLE CAPITAL LIMITED. (Filing Fee $ 402.00, Receipt Number ANYSDC-26947596)Document filed by PATRICK WOLDANSKI. (Attachments: #1 Supplement PSLRA Certification).(Kim, Phillip) [Transferred from New York Southern on 2/14/2023.] |
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