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        <title>SEC v. Putnam, et al :: Justia Dockets &amp; Filings</title>
        <link>https://dockets.justia.com/docket/circuit-courts/ca10/24-4112</link>
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        <pubDate>Thu, 01 Oct 2026 02:16:31 -0700</pubDate>
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        <description>SEC v. Putnam, et al - Docket Entries - Showing 1 through 21</description>
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                            <![CDATA[Document 21]]>
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            <![CDATA[
                [11148902] On the court's own motion and pursuant to 10th Cir. R. 33.1, order filed by (CLK) extending time to file appellants' brief and the joint consolidated appendix until 03/07/2025 for MMT Distribution, LLC, Daniel F. Putnam, R&D Global, LLC and Jean Paul Ramirez Rico. [24-4112, 24-4113] [Entered: 01/07/2025 11:18 AM]
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            Tue, 07 Jan 2025 00:00:00 -0800
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                            <![CDATA[Document 19]]>
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            <![CDATA[
                [11142322] On the court's own motion and pursuant to 10th Cir. R. 33.1, order filed by (CLK) extending time to file appellants' brief and the joint consolidated appendix until 02/12/2025 for MMT Distribution, LLC, Daniel F. Putnam, R&D Global, LLC and Jean Paul Ramirez Rico [24-4112, 24-4113] [Entered: 12/06/2024 03:19 PM]
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                <pubDate>
            Fri, 06 Dec 2024 00:00:00 -0800
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                        <item>
        <title>
                            <![CDATA[Document 18]]>
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                <description>
            <![CDATA[
                [11141827] Notice of Mediation Conference filed by the Tenth Circuit Mediation Office. Telephone conference scheduled for 12/27/2024 at 1:00 pm (MT). The mediation contact form must be completed and returned to the Mediation Office within four days of the date of this notice. [Please open the Notice for important information.] [24-4112, 24-4113] [Entered: 12/05/2024 11:05 AM]
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                <pubDate>
            Thu, 05 Dec 2024 00:00:00 -0800
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        <title>
                            <![CDATA[Document 20]]>
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                <description>
            <![CDATA[
                [11144298] Attorney Mr. Jose A. Abarca for Daniel F. Putnam, R&D Global, LLC and MMT Distribution, LLC admitted to the bar of this court. [24-4112] [Entered: 12/16/2024 10:27 AM]
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                <pubDate>
            Wed, 04 Dec 2024 00:00:00 -0800
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        <title>
                            <![CDATA[Document 17]]>
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                <description>
            <![CDATA[
                [11140900] Rule 26 Disclosure Statement filed by MMT Distribution, LLC and R&D Global, LLC. More than 50 parties disclosed: no. Served on 12/02/2024. Manner of Service: email. [24-4112] MQ [Entered: 12/02/2024 05:03 PM]
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                <pubDate>
            Mon, 02 Dec 2024 00:00:00 -0800
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        <title>
                            <![CDATA[Document 16]]>
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                <description>
            <![CDATA[
                [11140801] Deficiency notice issued. Disclosure statement now due on 12/05/2024 for MMT Distribution, LLC and R&D Global, LLC. [24-4112] [Entered: 12/02/2024 02:31 PM]
            ]]>
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                <pubDate>
            Mon, 02 Dec 2024 00:00:00 -0800
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                        <item>
        <title>
                            <![CDATA[Document 15]]>
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                <description>
            <![CDATA[
                [11140799] Minute order filed - Appellants' brief(s) and joint consolidated appendix due on 01/13/2025 for MMT Distribution, LLC, Daniel F. Putnam, R&D Global, LLC and Jean Paul Ramirez Rico. (Text Only - No Attachment) [24-4112, 24-4113] [Entered: 12/02/2024 02:29 PM]
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                <pubDate>
            Mon, 02 Dec 2024 00:00:00 -0800
        </pubDate>
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                        <item>
        <title>
                            <![CDATA[Document 13]]>
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                <description>
            <![CDATA[
                [11140368] Admissions letter sent. Response date set to 12/27/2024 for Jose A. Abarca. [24-4112] [Entered: 11/27/2024 04:47 PM]
            ]]>
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                <pubDate>
            Wed, 27 Nov 2024 00:00:00 -0800
        </pubDate>
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                        <item>
        <title>
                            <![CDATA[Document 11]]>
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                <description>
            <![CDATA[
                [11139987] Filed notice record is complete. Served on 11/26/2024. [24-4112] [Entered: 11/26/2024 03:24 PM]
            ]]>
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                <pubDate>
            Tue, 26 Nov 2024 00:00:00 -0800
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                        <item>
        <title>
                            <![CDATA[Document 9]]>
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                <description>
            <![CDATA[
                [11139935] Order filed by Clerk of the Court re consolidation of appeals. The parties shall collaborate to prepare a joint consolidated appendix that contains the portions of the district court record that are necessary for this court to consider all issues that the parties intend to raise in both appeals. Appellants are encouraged to file a consolidated opening brief, Appellee SEC is encouraged to file a single, consolidated response brief and Appellants are encouraged to file a single consolidated reply brief. See order for details. Served on 11/26/2024. [24-4112, 24-4113] [Entered: 11/26/2024 02:16 PM]
            ]]>
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                <pubDate>
            Tue, 26 Nov 2024 00:00:00 -0800
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                        <item>
        <title>
                            <![CDATA[Document 8]]>
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                <description>
            <![CDATA[
                [11139771] Minute order filed - Notice due that record is complete by 12/03/2024 for Gary P. Serdar, Clerk of Court. (Text Only - No Attachment) [24-4112] [Entered: 11/26/2024 10:31 AM]
            ]]>
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                <pubDate>
            Tue, 26 Nov 2024 00:00:00 -0800
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                        <item>
        <title>
                            <![CDATA[Document 7]]>
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                <description>
            <![CDATA[
                [11139747] Acknowledgment of transcript order filed by MMT Distributions, LLC, Daniel F. Putnam and R&D Global, LLC. Transcript ordered: Transcript is already on file in the district court.. Served on: 11/26/2024. Manner of Service: email. [24-4112] MQ [Entered: 11/26/2024 10:07 AM]
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                <pubDate>
            Tue, 26 Nov 2024 00:00:00 -0800
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        <title>
                            <![CDATA[Document 6]]>
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                <description>
            <![CDATA[
                [11139740] Docketing statement filed by MMT Distributions, LLC, Daniel F. Putnam and R&D Global, LLC. Served on 11/26/2024. Manner of Service: email. [24-4112] MQ [Entered: 11/26/2024 10:01 AM]
            ]]>
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                <pubDate>
            Tue, 26 Nov 2024 00:00:00 -0800
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        <title>
                            <![CDATA[Document 5]]>
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                <description>
            <![CDATA[
                [11139617] Entry of appearance filed by Michelle Quist, Brent R. Baker, Jose A. Abarca and Romaine C. Marshall for Daniel F. Putnam, MMT Distributions, LLC and R&D Global, LLC. CERT. OF INTERESTED PARTIES: y. Served on 11/25/2024. Manner of Service: email [24-4112] [Entered: 11/26/2024 07:30 AM]
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                <pubDate>
            Tue, 26 Nov 2024 00:00:00 -0800
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        <title>
                            <![CDATA[Document 4]]>
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                <description>
            <![CDATA[
                [11139591] Entry of appearance submitted by Brent R. Baker, Michelle Quist, Romaine C. Marshall, Jose A. Abarca for Appellants Daniel F. Putnam, MMT Distributions, LLC and R&D Global, LLC for court review. Certificate of Interested Parties: Yes. Served on 11/25/2024. Manner of Service: email. [24-4112]--[Edited 11/26/2024 by DJD. Removed PDF as pleading filed 11/26/24] MQ [Entered: 11/25/2024 05:57 PM]
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                <pubDate>
            Mon, 25 Nov 2024 00:00:00 -0800
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                        <item>
        <title>
                            <![CDATA[Document 3]]>
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                <description>
            <![CDATA[
                [11138989] Entry of appearance filed by Mr. Samuel Benjamin Goldstein, Ms. Kerry Dingle, and Mr. Daniel Staroselsky for SEC. CERT. OF INTERESTED PARTIES: y (Some of the parties listed are or were counsel of record). Served on 11/22/2024. Manner of Service: email. [24-4112] [Entered: 11/22/2024 12:18 PM]
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                <pubDate>
            Fri, 22 Nov 2024 00:00:00 -0800
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        <title>
                            <![CDATA[Document 2]]>
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                <description>
            <![CDATA[
                [11138971] Entry of appearance submitted by Daniel Staroselsky; Kerry J. Dingle; Samuel B. Goldstein for Appellee SEC for court review. Certificate of Interested Parties: Yes. Served on 11/22/2024. Manner of Service: email. [24-4112]--[Edited 11/22/2024 by AT to remove PDF as pleading was filed on 11/22/2024.] SBG [Entered: 11/22/2024 11:46 AM]
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                <pubDate>
            Fri, 22 Nov 2024 00:00:00 -0800
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                        <item>
        <title>
                            <![CDATA[Document 1]]>
                    </title>
                <description>
            <![CDATA[
                [11136149] Civil case docketed. Preliminary record filed. DATE RECEIVED: 11/13/2024 Docketing statement, Transcript order form, Notice of appearance due 11/27/2024 for MMT Distributions, LLC, Daniel F. Putnam, and R&D Global, LLC. Notice of appearance due on 11/27/2024 for MMT Distributions, LLC, Daniel F. Putnam, R&D Global, LLC and Securities and Exchange Commission. Disclosure statement due on 11/27/2024 for MMT Distributions, LLC, R&D Global, LLC, and Securities and Exchange Commission. [24-4112] [Entered: 11/13/2024 09:49 AM]
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                <pubDate>
            Wed, 13 Nov 2024 00:00:00 -0800
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