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        <title>In Re: ProShares Trust Securit :: Justia Dockets &amp; Filings</title>
        <link>https://dockets.justia.com/docket/circuit-courts/ca2/12-3981</link>
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        <pubDate>Sun, 08 Nov 2026 11:47:03 -0800</pubDate>
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        <copyright>Copyright 2026 Justia Inc</copyright>
        <description>In Re: ProShares Trust Securit - Docket Entries - Showing 1 through 95</description>
                                    <item>
        <title>
                            <![CDATA[Document 95]]>
                    </title>
                <description>
            <![CDATA[
                ARGUMENT CD to Fred Isquith, TRANSMITTED.[1093889] [12-3981] [Entered: 11/15/2013 02:49 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827175</guid>
                <pubDate>
            Fri, 15 Nov 2013 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 94]]>
                    </title>
                <description>
            <![CDATA[
                JUDGMENT MANDATE, ISSUED.[1020978] [12-3981] [Entered: 08/20/2013 11:03 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827174</guid>
                <pubDate>
            Tue, 20 Aug 2013 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 93]]>
                    </title>
                <description>
            <![CDATA[
                JUDGMENT, FILED.[996207] [12-3981] [Entered: 07/22/2013 12:05 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827173</guid>
                <pubDate>
            Mon, 22 Jul 2013 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 90]]>
                    </title>
                <description>
            <![CDATA[
                OPINION, affirming judgment of the district court, by RCW, SLC, J.C. WALLACE, FILED.[995837] [12-3981] [Entered: 07/22/2013 09:44 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827172</guid>
                <pubDate>
            Mon, 22 Jul 2013 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 89]]>
                    </title>
                <description>
            <![CDATA[
                NEW CASE MANAGER, Yana Segal, ASSIGNED.[995829] [12-3981] [Entered: 07/22/2013 09:41 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827171</guid>
                <pubDate>
            Mon, 22 Jul 2013 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 87]]>
                    </title>
                <description>
            <![CDATA[
                ARGUMENT CD, TRANSMITTED.[972678] [12-3981] [Entered: 06/24/2013 08:36 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827170</guid>
                <pubDate>
            Mon, 24 Jun 2013 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 86]]>
                    </title>
                <description>
            <![CDATA[
                REQUEST FOR ARGUMENT CD, with fee, RECEIVED.[959216] [12-3981] [Entered: 06/07/2013 01:57 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827169</guid>
                <pubDate>
            Fri, 07 Jun 2013 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 84]]>
                    </title>
                <description>
            <![CDATA[
                FRAP 28(j) LETTER, dated 05/07/2013, on behalf of Appellee Simon D. Collier, Edward Karpowicz, Louis M. Mayberg, Barry Pershkow, ProShares Trust II, Proshare Advisors LLC, Proshares Trust, SEI Investments Distribution Co., Michael L. Sapir, William E. Seale and Charles Todd, RECEIVED. Service date 05/07/2013 by CM/ECF.[930360] [12-3981] [Entered: 05/07/2013 04:21 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827168</guid>
                <pubDate>
            Tue, 07 May 2013 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 82]]>
                    </title>
                <description>
            <![CDATA[
                FRAP 28(j) LETTER, dated 05/06/2013, on behalf of Appellant Anthony Alexander, Jay Bilyeu, Judy Bilyeu, David Bowman, Mark Everett Brown, David Chow, Edward Cisneros, Michael Eric Codlin, Jonathan Dean, Francisco Javier De Lion Diaz, Stephen Herman, Dorothy Hershman, James Hershman, Nancy Hitchins, Chris Honcik, Douglas Jones, Mark Karasick, John E. Killough, Anthony Kouri, Kenneth L. Kramer, Rene LaCroix, Elena Lavender-Bowen, Dorothy Lowell, Martin Gary Norris, Alan Parker, Richard Rhoads, Wendy Rockwell-Goff, Dmitri Routski, Sherri Schnall, Steven Schnall, Robert Schumacher, Howard Schwack, Stephen Shoap, Lawrence Lewis Sinsel, Jr., Scott A. Smeltz, Scott Tessler, Thomas Truong and Lawrence I. Weiner, RECEIVED. Service date 05/06/2013 by CM/ECF.[928235] [12-3981] [Entered: 05/06/2013 11:10 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827167</guid>
                <pubDate>
            Mon, 06 May 2013 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 81]]>
                    </title>
                <description>
            <![CDATA[
                CASE, before RCW, SLC, C.JJ., WALLACE, C.J., 9TH Cir., HEARD.[925403] [12-3981] [Entered: 05/02/2013 10:20 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827166</guid>
                <pubDate>
            Thu, 02 May 2013 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 80]]>
                    </title>
                <description>
            <![CDATA[
                ARGUMENT NOTICE, to attorneys/parties, TRANSMITTED.[892131] [12-3981] [Entered: 03/29/2013 12:04 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827165</guid>
                <pubDate>
            Fri, 29 Mar 2013 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 78]]>
                    </title>
                <description>
            <![CDATA[
                CASE CALENDARING, for argument on 05/02/2013, SET.[888033] [12-3981] [Entered: 03/26/2013 11:02 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827164</guid>
                <pubDate>
            Tue, 26 Mar 2013 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 76]]>
                    </title>
                <description>
            <![CDATA[
                ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney Mr. Christopher Lovell, Esq. for Appellant Howard Schwack, Mark Karasick, Steven Schnall, Sherri Schnall, Francisco Javier De Lion Diaz, Rene LaCroix, Anthony Kouri, Anthony Alexander, Jay Bilyeu, Judy Bilyeu, Michael Eric Codlin, Wendy Rockwell-Goff, Robert Schumacher, James Hershman, Dorothy Hershman, Scott Tessler, Richard Rhoads, Martin Gary Norris, Dorothy Lowell, Nancy Hitchins, Thomas Truong, Edward Cisneros, Chris Honcik, Stephen Shoap, Dmitri Routski, Elena Lavender-Bowen, David Bowman, David Chow, Mark Everett Brown, Jonathan Dean, Lawrence Lewis Sinsel, Jr., Kenneth L. Kramer, Lawrence I. Weiner, John E. Killough, Alan Parker, Scott A. Smeltz, Douglas Jones and Stephen Herman, FILED. Service date 03/13/2013 by CM/ECF. [874666] [12-3981] [Entered: 03/13/2013 04:15 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827163</guid>
                <pubDate>
            Wed, 13 Mar 2013 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 75]]>
                    </title>
                <description>
            <![CDATA[
                CASE CALENDARING, for the week of 04/29/2013, PROPOSED.[870245] [12-3981] [Entered: 03/11/2013 10:15 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827162</guid>
                <pubDate>
            Mon, 11 Mar 2013 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 74]]>
                    </title>
                <description>
            <![CDATA[
                ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney Robert A Skinner, Esq. for Appellee Charles Todd, Proshares Trust, Proshare Advisors LLC, SEI Investments Distribution Co., Michael L. Sapir, Louis M. Mayberg, Simon D. Collier, ProShares Trust II, Edward Karpowicz, William E. Seale and Barry Pershkow, FILED. Service date 03/08/2013 by CM/ECF. [869262] [12-3981] [Entered: 03/08/2013 01:08 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827161</guid>
                <pubDate>
            Fri, 08 Mar 2013 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 72]]>
                    </title>
                <description>
            <![CDATA[
                CORRECTED BRIEF, on behalf of Appellant Anthony Alexander, Jay Bilyeu, Judy Bilyeu, David Bowman, Mark Everett Brown, David Chow, Edward Cisneros, Michael Eric Codlin, Jonathan Dean, Francisco Javier De Lion Diaz, Stephen Herman, Dorothy Hershman, James Hershman, Nancy Hitchins, Chris Honcik, Douglas Jones, Mark Karasick, John E. Killough, Anthony Kouri, Kenneth L. Kramer, Rene LaCroix, Elena Lavender-Bowen, Dorothy Lowell, Martin Gary Norris, Alan Parker, Richard Rhoads, Wendy Rockwell-Goff, Dmitri Routski, Sherri Schnall, Steven Schnall, Robert Schumacher, Howard Schwack, Stephen Shoap, Lawrence Lewis Sinsel, Jr., Scott A. Smeltz, Scott Tessler, Thomas Truong and Lawrence I. Weiner, FILED. Service date 02/28/2013 by CM/ECF. [861029] [12-3981] [Entered: 02/28/2013 05:56 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827160</guid>
                <pubDate>
            Thu, 28 Feb 2013 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 71]]>
                    </title>
                <description>
            <![CDATA[
                LETTER, on behalf of Appellant Anthony Alexander, Jay Bilyeu, Judy Bilyeu, David Bowman, Mark Everett Brown, David Chow, Edward Cisneros, Michael Eric Codlin, Jonathan Dean, Francisco Javier De Lion Diaz, Stephen Herman, Dorothy Hershman, James Hershman, Nancy Hitchins, Chris Honcik, Douglas Jones, Mark Karasick, John E. Killough, Anthony Kouri, Kenneth L. Kramer, Rene LaCroix, Elena Lavender-Bowen, Dorothy Lowell, Martin Gary Norris, Alan Parker, Richard Rhoads, Wendy Rockwell-Goff, Dmitri Routski, Sherri Schnall, Steven Schnall, Robert Schumacher, Howard Schwack, Stephen Shoap, Lawrence Lewis Sinsel, Jr., Scott A. Smeltz, Scott Tessler, Thomas Truong and Lawrence I. Weiner, RECEIVED. Service date 02/28/2013 by CM/ECF.[861027] [12-3981] [Entered: 02/28/2013 05:53 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827159</guid>
                <pubDate>
            Thu, 28 Feb 2013 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 69]]>
                    </title>
                <description>
            <![CDATA[
                REPLY BRIEF, on behalf of Appellant Anthony Alexander, Jay Bilyeu, Judy Bilyeu, David Bowman, Mark Everett Brown, David Chow, Edward Cisneros, Michael Eric Codlin, Jonathan Dean, Francisco Javier De Lion Diaz, Stephen Herman, Dorothy Hershman, James Hershman, Nancy Hitchins, Chris Honcik, Douglas Jones, Mark Karasick, John E. Killough, Anthony Kouri, Kenneth L. Kramer, Rene LaCroix, Elena Lavender-Bowen, Dorothy Lowell, Martin Gary Norris, Alan Parker, Richard Rhoads, Wendy Rockwell-Goff, Dmitri Routski, Sherri Schnall, Steven Schnall, Robert Schumacher, Howard Schwack, Stephen Shoap, Lawrence Lewis Sinsel, Jr., Scott A. Smeltz, Scott Tessler, Thomas Truong and Lawrence I. Weiner, FILED. Service date 02/25/2013 by CM/ECF. [856429] [12-3981] [Entered: 02/25/2013 11:29 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827158</guid>
                <pubDate>
            Mon, 25 Feb 2013 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 68]]>
                    </title>
                <description>
            <![CDATA[
                MOTION ORDER, granting motion to extend time [ # 54 ] filed by Appellant Howard Schwack, Mark Karasick, Steven Schnall, Sherri Schnall, Francisco Javier De Lion Diaz, Rene LaCroix, Anthony Kouri, Anthony Alexander, Jay Bilyeu, Judy Bilyeu, Michael Eric Codlin, Wendy Rockwell-Goff, Robert Schumacher, James Hershman, Dorothy Hershman, Scott Tessler, Richard Rhoads, Martin Gary Norris, Dorothy Lowell, Nancy Hitchins, Thomas Truong, Edward Cisneros, Chris Honcik, Stephen Shoap, Dmitri Routski, Elena Lavender-Bowen, David Bowman, David Chow, Mark Everett Brown, Jonathan Dean, Lawrence Lewis Sinsel, Jr., Kenneth L. Kramer, Lawrence I. Weiner, John E. Killough, Alan Parker, Scott A. Smeltz, Douglas Jones and Stephen Herman; granting motion to file oversized brief [ # 54 ] filed by Appellant Howard Schwack, Mark Karasick, Steven Schnall, Sherri Schnall, Francisco Javier De Lion Diaz, Rene LaCroix, Anthony Kouri, Anthony Alexander, Jay Bilyeu, Judy Bilyeu, Michael Eric Codlin, Wendy Rockwell-Goff, Robert Schumacher, James Hershman, Dorothy Hershman, Scott Tessler, Richard Rhoads, Martin Gary Norris, Dorothy Lowell, Nancy Hitchins, Thomas Truong, Edward Cisneros, Chris Honcik, Stephen Shoap, Dmitri Routski, Elena Lavender-Bowen, David Bowman, David Chow, Mark Everett Brown, Jonathan Dean, Lawrence Lewis Sinsel, Jr., Kenneth L. Kramer, Lawrence I. Weiner, John E. Killough, Alan Parker, Scott A. Smeltz, Douglas Jones and Stephen Herman, by SLC, FILED. [845411][68] [12-3981] [Entered: 02/13/2013 04:49 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827157</guid>
                <pubDate>
            Wed, 13 Feb 2013 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 63]]>
                    </title>
                <description>
            <![CDATA[
                REPLY TO OPPOSITION [ # 59 ], on behalf of Appellant Anthony Alexander, Jay Bilyeu, Judy Bilyeu, David Bowman, Mark Everett Brown, David Chow, Edward Cisneros, Michael Eric Codlin, Jonathan Dean, Francisco Javier De Lion Diaz, Stephen Herman, Dorothy Hershman, James Hershman, Nancy Hitchins, Chris Honcik, Douglas Jones, Mark Karasick, John E. Killough, Anthony Kouri, Kenneth L. Kramer, Rene LaCroix, Elena Lavender-Bowen, Dorothy Lowell, Martin Gary Norris, Alan Parker, Richard Rhoads, Wendy Rockwell-Goff, Dmitri Routski, Sherri Schnall, Steven Schnall, Robert Schumacher, Howard Schwack, Stephen Shoap, Lawrence Lewis Sinsel, Jr., Scott A. Smeltz, Scott Tessler, Thomas Truong and Lawrence I. Weiner, FILED. Service date 02/06/2013 by CM/ECF.[839784][63] [12-3981] [Entered: 02/06/2013 05:29 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827156</guid>
                <pubDate>
            Wed, 06 Feb 2013 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 62]]>
                    </title>
                <description>
            <![CDATA[
                ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Anthony Alexander, Jay Bilyeu, Judy Bilyeu, David Bowman, Mark Everett Brown, David Chow, Edward Cisneros, Michael Eric Codlin, Jonathan Dean, Francisco Javier De Lion Diaz, Stephen Herman, Dorothy Hershman, James Hershman, Nancy Hitchins, Chris Honcik, Douglas Jones, Mark Karasick, John E. Killough, Anthony Kouri, Kenneth L. Kramer, Rene LaCroix, Elena Lavender-Bowen, Dorothy Lowell, Martin Gary Norris, Alan Parker, Richard Rhoads, Wendy Rockwell-Goff, Dmitri Routski, Sherri Schnall, Steven Schnall, Robert Schumacher, Howard Schwack, Stephen Shoap, Lawrence Lewis Sinsel, Jr., Scott A. Smeltz, Scott Tessler, Thomas Truong and Lawrence I. Weiner, FILED. Service date 02/06/2013 by CM/ECF.[839520] [12-3981] [Entered: 02/06/2013 04:00 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827155</guid>
                <pubDate>
            Wed, 06 Feb 2013 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 59]]>
                    </title>
                <description>
            <![CDATA[
                OPPOSITION TO to extend time [ # 54 ],to file oversized brief [ # 54 ], to extend time [ # 26 ], on behalf of Appellee Simon D. Collier, Edward Karpowicz, Louis M. Mayberg, Barry Pershkow, ProShares Trust II, Proshare Advisors LLC, Proshares Trust, SEI Investments Distribution Co., Michael L. Sapir, William E. Seale and Charles Todd, FILED. Service date 02/06/2013 by CM/ECF. [838770][59] [12-3981] [Entered: 02/06/2013 11:52 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827154</guid>
                <pubDate>
            Wed, 06 Feb 2013 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 57]]>
                    </title>
                <description>
            <![CDATA[
                LETTER, on behalf of Appellee Russell S. Reynolds, III and Michael Wachs, RECEIVED. Service date 02/05/2013 by CM/ECF.[837658] [12-3981] [Entered: 02/05/2013 03:17 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827153</guid>
                <pubDate>
            Tue, 05 Feb 2013 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 54]]>
                    </title>
                <description>
            <![CDATA[
                MOTION, to extend time, to file oversized brief, on behalf of Appellant Anthony Alexander, Jay Bilyeu, Judy Bilyeu, David Bowman, Mark Everett Brown, David Chow, Edward Cisneros, Michael Eric Codlin, Jonathan Dean, Francisco Javier De Lion Diaz, Stephen Herman, Dorothy Hershman, James Hershman, Nancy Hitchins, Chris Honcik, Douglas Jones, Mark Karasick, John E. Killough, Anthony Kouri, Kenneth L. Kramer, Rene LaCroix, Elena Lavender-Bowen, Dorothy Lowell, Martin Gary Norris, Alan Parker, Richard Rhoads, Wendy Rockwell-Goff, Dmitri Routski, Sherri Schnall, Steven Schnall, Robert Schumacher, Howard Schwack, Stephen Shoap, Lawrence Lewis Sinsel, Jr., Scott A. Smeltz, Scott Tessler, Thomas Truong and Lawrence I. Weiner, FILED. Service date 02/04/2013 by CM/ECF. [836599] [12-3981] [Entered: 02/04/2013 07:23 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827152</guid>
                <pubDate>
            Mon, 04 Feb 2013 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 51]]>
                    </title>
                <description>
            <![CDATA[
                ATTORNEY, Douglas Hallward-Driemeier for Edward Karpowicz Simon D. Collier Michael L. Sapir Proshare Advisors LLC Charles Todd Barry Pershkow ProShares Trust II Proshares Trust Louis M. Mayberg William E. Seale, in case 12-3981 , [ # 49 ], ADDED.[835001] [12-3981] [Entered: 02/01/2013 04:37 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827151</guid>
                <pubDate>
            Fri, 01 Feb 2013 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 50]]>
                    </title>
                <description>
            <![CDATA[
                BRIEF, on behalf of Appellee Simon D. Collier, Edward Karpowicz, Louis M. Mayberg, Barry Pershkow, ProShares Trust II, Proshare Advisors LLC, Proshares Trust, SEI Investments Distribution Co., Michael L. Sapir, William E. Seale and Charles Todd, FILED. Service date 02/01/2013 by CM/ECF. [834351] [12-3981] [Entered: 02/01/2013 12:49 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827150</guid>
                <pubDate>
            Fri, 01 Feb 2013 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 49]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Simon D. Collier, Edward Karpowicz, Louis M. Mayberg, ProShares Trust II, Proshare Advisors LLC, Proshares Trust, SEI Investments Distribution Co., Michael L. Sapir, William E. Seale and Charles Todd, FILED. Service date 02/01/2013 by CM/ECF. [834119] [12-3981] [Entered: 02/01/2013 11:22 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827149</guid>
                <pubDate>
            Fri, 01 Feb 2013 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 43]]>
                    </title>
                <description>
            <![CDATA[
                CORRECTED BRIEF, on behalf of Appellant Anthony Alexander, Jay Bilyeu, Judy Bilyeu, David Bowman, Mark Everett Brown, David Chow, Edward Cisneros, Michael Eric Codlin, Jonathan Dean, Francisco Javier De Lion Diaz, Stephen Herman, Dorothy Hershman, James Hershman, Nancy Hitchins, Chris Honcik, Douglas Jones, Mark Karasick, John E. Killough, Anthony Kouri, Kenneth L. Kramer, Rene LaCroix, Elena Lavender-Bowen, Dorothy Lowell, Martin Gary Norris, Alan Parker, Richard Rhoads, Wendy Rockwell-Goff, Dmitri Routski, Sherri Schnall, Steven Schnall, Robert Schumacher, Howard Schwack, Stephen Shoap, Lawrence Lewis Sinsel, Jr., Scott A. Smeltz, Scott Tessler, Thomas Truong and Lawrence I. Weiner, FILED. Service date 01/03/2013 by CM/ECF. [806638] [12-3981] [Entered: 01/03/2013 02:15 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827148</guid>
                <pubDate>
            Thu, 03 Jan 2013 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 42]]>
                    </title>
                <description>
            <![CDATA[
                LETTER, on behalf of Appellant Anthony Alexander, Jay Bilyeu, Judy Bilyeu, David Bowman, Mark Everett Brown, David Chow, Edward Cisneros, Michael Eric Codlin, Jonathan Dean, Francisco Javier De Lion Diaz, Stephen Herman, Dorothy Hershman, James Hershman, Nancy Hitchins, Chris Honcik, Douglas Jones, Mark Karasick, John E. Killough, Anthony Kouri, Kenneth L. Kramer, Rene LaCroix, Elena Lavender-Bowen, Dorothy Lowell, Martin Gary Norris, Alan Parker, Richard Rhoads, Wendy Rockwell-Goff, Dmitri Routski, Sherri Schnall, Steven Schnall, Robert Schumacher, Howard Schwack, Stephen Shoap, Lawrence Lewis Sinsel, Jr., Scott A. Smeltz, Scott Tessler, Thomas Truong and Lawrence I. Weiner, RECEIVED. Service date 01/03/2013 by CM/ECF.[806630] [12-3981] [Entered: 01/03/2013 02:11 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827147</guid>
                <pubDate>
            Thu, 03 Jan 2013 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 39]]>
                    </title>
                <description>
            <![CDATA[
                BRIEF & SPECIAL APPENDIX, on behalf of Appellant Anthony Alexander, Jay Bilyeu, Judy Bilyeu, David Bowman, Mark Everett Brown, David Chow, Edward Cisneros, Michael Eric Codlin, Jonathan Dean, Francisco Javier De Lion Diaz, Stephen Herman, Dorothy Hershman, James Hershman, Nancy Hitchins, Chris Honcik, Douglas Jones, Mark Karasick, John E. Killough, Anthony Kouri, Kenneth L. Kramer, Rene LaCroix, Elena Lavender-Bowen, Dorothy Lowell, Martin Gary Norris, Alan Parker, Richard Rhoads, Wendy Rockwell-Goff, Dmitri Routski, Sherri Schnall, Steven Schnall, Robert Schumacher, Howard Schwack, Stephen Shoap, Lawrence Lewis Sinsel, Jr., Scott A. Smeltz, Scott Tessler, Thomas Truong and Lawrence I. Weiner, FILED. Service date 12/17/2012 by CM/ECF. [796191] [12-3981] [Entered: 12/17/2012 11:15 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827146</guid>
                <pubDate>
            Mon, 17 Dec 2012 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 38]]>
                    </title>
                <description>
            <![CDATA[
                JOINT APPENDIX, volume 4 of 4, (pp. 764-1015), on behalf of Appellant Anthony Alexander, Jay Bilyeu, Judy Bilyeu, David Bowman, Mark Everett Brown, David Chow, Edward Cisneros, Michael Eric Codlin, Jonathan Dean, Francisco Javier De Lion Diaz, Stephen Herman, Dorothy Hershman, James Hershman, Nancy Hitchins, Chris Honcik, Douglas Jones, Mark Karasick, John E. Killough, Anthony Kouri, Kenneth L. Kramer, Rene LaCroix, Elena Lavender-Bowen, Dorothy Lowell, Martin Gary Norris, Alan Parker, Richard Rhoads, Wendy Rockwell-Goff, Dmitri Routski, Sherri Schnall, Steven Schnall, Robert Schumacher, Howard Schwack, Stephen Shoap, Lawrence Lewis Sinsel, Jr., Scott A. Smeltz, Scott Tessler, Thomas Truong and Lawrence I. Weiner, FILED. Service date 12/17/2012 by CM/ECF.[796189] [12-3981] [Entered: 12/17/2012 10:26 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827145</guid>
                <pubDate>
            Mon, 17 Dec 2012 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 37]]>
                    </title>
                <description>
            <![CDATA[
                JOINT APPENDIX, volume 3 of 4, (pp. 509-763), on behalf of Appellant Anthony Alexander, Jay Bilyeu, Judy Bilyeu, David Bowman, Mark Everett Brown, David Chow, Edward Cisneros, Michael Eric Codlin, Jonathan Dean, Francisco Javier De Lion Diaz, Stephen Herman, Dorothy Hershman, James Hershman, Nancy Hitchins, Chris Honcik, Douglas Jones, Mark Karasick, John E. Killough, Anthony Kouri, Kenneth L. Kramer, Rene LaCroix, Elena Lavender-Bowen, Dorothy Lowell, Martin Gary Norris, Alan Parker, Richard Rhoads, Wendy Rockwell-Goff, Dmitri Routski, Sherri Schnall, Steven Schnall, Robert Schumacher, Howard Schwack, Stephen Shoap, Lawrence Lewis Sinsel, Jr., Scott A. Smeltz, Scott Tessler, Thomas Truong and Lawrence I. Weiner, FILED. Service date 12/17/2012 by CM/ECF.[796188] [12-3981] [Entered: 12/17/2012 10:22 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827144</guid>
                <pubDate>
            Mon, 17 Dec 2012 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 36]]>
                    </title>
                <description>
            <![CDATA[
                JOINT APPENDIX, volume 2 of 4, (pp. 255-508), on behalf of Appellant Anthony Alexander, Jay Bilyeu, Judy Bilyeu, David Bowman, Mark Everett Brown, David Chow, Edward Cisneros, Michael Eric Codlin, Jonathan Dean, Francisco Javier De Lion Diaz, Stephen Herman, Dorothy Hershman, James Hershman, Nancy Hitchins, Chris Honcik, Douglas Jones, Mark Karasick, John E. Killough, Anthony Kouri, Kenneth L. Kramer, Rene LaCroix, Elena Lavender-Bowen, Dorothy Lowell, Martin Gary Norris, Alan Parker, Richard Rhoads, Wendy Rockwell-Goff, Dmitri Routski, Sherri Schnall, Steven Schnall, Robert Schumacher, Howard Schwack, Stephen Shoap, Lawrence Lewis Sinsel, Jr., Scott A. Smeltz, Scott Tessler, Thomas Truong and Lawrence I. Weiner, FILED. Service date 12/17/2012 by CM/ECF.[796187] [12-3981] [Entered: 12/17/2012 10:19 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827143</guid>
                <pubDate>
            Mon, 17 Dec 2012 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 35]]>
                    </title>
                <description>
            <![CDATA[
                JOINT APPENDIX, volume 1 of 4, (pp. 1-254), on behalf of Appellant Anthony Alexander, Jay Bilyeu, Judy Bilyeu, David Bowman, Mark Everett Brown, David Chow, Edward Cisneros, Michael Eric Codlin, Jonathan Dean, Francisco Javier De Lion Diaz, Stephen Herman, Dorothy Hershman, James Hershman, Nancy Hitchins, Chris Honcik, Douglas Jones, Mark Karasick, John E. Killough, Anthony Kouri, Kenneth L. Kramer, Rene LaCroix, Elena Lavender-Bowen, Dorothy Lowell, Martin Gary Norris, Alan Parker, Richard Rhoads, Wendy Rockwell-Goff, Dmitri Routski, Sherri Schnall, Steven Schnall, Robert Schumacher, Howard Schwack, Stephen Shoap, Lawrence Lewis Sinsel, Jr., Scott A. Smeltz, Scott Tessler, Thomas Truong and Lawrence I. Weiner, FILED. Service date 12/17/2012 by CM/ECF.[796186] [12-3981] [Entered: 12/17/2012 10:16 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827142</guid>
                <pubDate>
            Mon, 17 Dec 2012 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 34]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE, for the submission of additional paper copies of the appendix or joint appendix, SENT.[777074] [12-3981] [Entered: 11/26/2012 01:58 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827141</guid>
                <pubDate>
            Mon, 26 Nov 2012 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 33]]>
                    </title>
                <description>
            <![CDATA[
                ATTORNEY, Steven Shane Sparling for Russell S. Reynolds III Michael Wachs, in case 12-3981 , [ # 32 ], ADDED.[771087] [12-3981] [Entered: 11/16/2012 01:08 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827140</guid>
                <pubDate>
            Fri, 16 Nov 2012 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 32]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Russell S. Reynolds, III and Michael Wachs, FILED. Service date 11/15/2012 by CM/ECF. [770031] [12-3981] [Entered: 11/15/2012 04:17 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827139</guid>
                <pubDate>
            Thu, 15 Nov 2012 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 31]]>
                    </title>
                <description>
            <![CDATA[
                MOTION ORDER, granting motion to extend time [ # 26 ] filed by Appellant Mark Karasick, by RKW, FILED. [769077][31] [12-3981] [Entered: 11/15/2012 10:15 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827138</guid>
                <pubDate>
            Thu, 15 Nov 2012 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 26]]>
                    </title>
                <description>
            <![CDATA[
                MOTION, to extend time, on behalf of Appellant Mark Karasick, FILED. Service date 11/07/2012 by CM/ECF. [762776] [12-3981] [Entered: 11/07/2012 05:01 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827137</guid>
                <pubDate>
            Wed, 07 Nov 2012 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 25]]>
                    </title>
                <description>
            <![CDATA[
                ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Simon D. Collier, Edward Karpowicz, Louis M. Mayberg, ProShares Trust II, Proshare Advisors LLC, Proshares Trust, SEI Investments Distribution Co., Michael L. Sapir, William E. Seale and Charles Todd, FILED. Service date 10/18/2012 by CM/ECF.[751069] [12-3981] [Entered: 10/18/2012 05:58 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827136</guid>
                <pubDate>
            Thu, 18 Oct 2012 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 24]]>
                    </title>
                <description>
            <![CDATA[
                ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Russell S. Reynolds, III and Michael Wachs, FILED. Service date 10/18/2012 by CM/ECF.[749788] [12-3981] [Entered: 10/18/2012 08:31 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827135</guid>
                <pubDate>
            Thu, 18 Oct 2012 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 22]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE, for the submission of additional paper copies of the appendix or joint appendix, SENT.[748207] [12-3981] [Entered: 10/16/2012 04:04 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827134</guid>
                <pubDate>
            Tue, 16 Oct 2012 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 21]]>
                    </title>
                <description>
            <![CDATA[
                LOCAL RULE 31.2 NOTICE, placing this appeal on the Court's Expedited Calendar, setting appellant' brief due date as November 20, 2012, appellee's brief due date as December 26, 2012,TRANSMITTED.[748034] [12-3981] [Entered: 10/16/2012 03:21 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827133</guid>
                <pubDate>
            Tue, 16 Oct 2012 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 20]]>
                    </title>
                <description>
            <![CDATA[
                SCHEDULING NOTIFICATION, on behalf of Appellant Mark Karasick, informing Court of proposed due date 01/07/2013, RECEIVED. Service date 10/16/2012 by CM/ECF.[747724] [12-3981] [Entered: 10/16/2012 12:59 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827132</guid>
                <pubDate>
            Tue, 16 Oct 2012 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 17]]>
                    </title>
                <description>
            <![CDATA[
                NEW CASE MANAGER, Deborah Holmes, ASSIGNED.[745759] [12-3981] [Entered: 10/15/2012 09:30 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827131</guid>
                <pubDate>
            Mon, 15 Oct 2012 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 16]]>
                    </title>
                <description>
            <![CDATA[
                NEW CASE MANAGER, Deborah Holmes, ASSIGNED.[745724] [12-3981] [Entered: 10/15/2012 09:18 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827130</guid>
                <pubDate>
            Mon, 15 Oct 2012 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 10]]>
                    </title>
                <description>
            <![CDATA[
                FORM D, on behalf of Appellant Mark Karasick, FILED. Service date 10/12/2012 by CM/ECF.[745459] [12-3981] [Entered: 10/12/2012 04:36 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827129</guid>
                <pubDate>
            Fri, 12 Oct 2012 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 9]]>
                    </title>
                <description>
            <![CDATA[
                FORM C, on behalf of Appellant Mark Karasick, FILED. Service date 10/12/2012 by CM/ECF.[745456] [12-3981] [Entered: 10/12/2012 04:35 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827128</guid>
                <pubDate>
            Fri, 12 Oct 2012 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 5]]>
                    </title>
                <description>
            <![CDATA[
                ELECTRONIC INDEX, in lieu of record, FILED.[740615] [12-3981] [Entered: 10/09/2012 12:16 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827127</guid>
                <pubDate>
            Fri, 05 Oct 2012 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 4]]>
                    </title>
                <description>
            <![CDATA[
                DISTRICT COURT JUDGMENT, dated 09/12/2012, RECEIVED.[740613] [12-3981] [Entered: 10/09/2012 12:15 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827126</guid>
                <pubDate>
            Fri, 05 Oct 2012 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 3]]>
                    </title>
                <description>
            <![CDATA[
                DISTRICT COURT OPINION, dated 09/10/2012, RECEIVED.[740612] [12-3981] [Entered: 10/09/2012 12:14 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827125</guid>
                <pubDate>
            Fri, 05 Oct 2012 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 2]]>
                    </title>
                <description>
            <![CDATA[
                PAYMENT OF DOCKETING FEE, on behalf of Appellant Anthony Alexander, Susan Asai, Jay Bilyeu, Judy Bilyeu, David Bowman, Mark Everett Brown, David Chow, Edward Cisneros, Michael Eric Codlin, Jonathan Dean, Francisco Javier De Lion Diaz, Stephen Herman, Stephen C. Herman, Dorothy Hershman, James Hershman, Nancy Hitchins, Chris Honcik, Michael A. Hyman, Douglas Jones, Mark Karasick, John E. Killough, Anthony Kouri, Kenneth L. Kramer, Rene LaCroix, Elena Lavender-Bowen, Dorothy Lowell, Martin Gary Norris, Steven S. Novick, Alan Parker, Richard Rhoads, Wendy Rockwell-Goff, Dmitri Routski, Charles Sankowich, Sherri Schnall, Steven Schnall, Robert Schumacher, Howard Schwack, Howard Schwack, Stephen Shoap, Lawrence Lewis Sinsel, Jr., Scott A. Smeltz, Scott Tessler, Thomas Truong and Lawrence I. Weiner, district court docket entry re: receipt # 465401050109, FILED.[740611] [12-3981] [Entered: 10/09/2012 12:14 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827124</guid>
                <pubDate>
            Fri, 05 Oct 2012 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 1]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Anthony Alexander, Susan Asai, Jay Bilyeu, Judy Bilyeu, David Bowman, Mark Everett Brown, David Chow, Edward Cisneros, Michael Eric Codlin, Jonathan Dean, Francisco Javier De Lion Diaz, Stephen Herman, Stephen C. Herman, Dorothy Hershman, James Hershman, Nancy Hitchins, Chris Honcik, Michael A. Hyman, Douglas Jones, Mark Karasick, John E. Killough, Anthony Kouri, Kenneth L. Kramer, Rene LaCroix, Elena Lavender-Bowen, Dorothy Lowell, Martin Gary Norris, Steven S. Novick, Alan Parker, Richard Rhoads, Wendy Rockwell-Goff, Dmitri Routski, Charles Sankowich, Sherri Schnall, Steven Schnall, Robert Schumacher, Howard Schwack, Howard Schwack, Stephen Shoap, Lawrence Lewis Sinsel, Jr., Scott A. Smeltz, Scott Tessler, Thomas Truong and Lawrence I. Weiner, FILED. [740608] [12-3981] [Entered: 10/09/2012 12:11 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_18827123</guid>
                <pubDate>
            Fri, 05 Oct 2012 00:00:00 -0700
        </pubDate>
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