In Re Vivendi Universal, S.A.

In Re Vivendi Universal, S.A.

Plaintiff:	Prigest, S.A, Tocqueville Finance, S.A, Rosenbaum Partners, L.P., on behalf of themselves and all others similarly situated, Miami Group, consisting of the Retirement System for General Employees of the City of Miami Beach, Oliver M. Gerard, Francois R. Gerard, Prigest S.A. and Tocqueville Finance S.A., Pearson-Doniger Family, consisting of two sister and their respective family members Beatrice Doniger, Bruce Doniger, Grandchildren's Trust by Bruce Doniger Trustee, Alison Doniger, Michael Doniger, Edward B. Brunswick and Ruth Pearson Trust Pearson Trus, Ruth Pearson Trust, GAMCO Investors, Incorporated, Oppenheim Kapitalanlagegesellschaft mbH, Plaintiff KBC Asset Management N.V., Capitalia Asset Management SGR, S.p.A., Capitalia Investment Management S.A., Eurizon Capital SGR S.p.A., Baden-Wurttembergische Investmentgesellschaft mbH, Barclays Global Investors (Deutcshland), Cominvest Asset Management GMBH, Deutsche Asset Management Investmentgesellschaft mbH, DWS (Austria) Investmentgesellschaft mbH, DWS Investment GmbH, Erste-Sparinvest Kapitalanlagegesellschaft m.b.H., Forsta AP-fonden, Fortis Investment Management SA, KBC Asset Management S.A., Landesbank Berlin Investment GmbH, LBBW Luxemburg S.A., Oppenheim Asset Management Services S.a.r.l., Pioneer Investment Management Limited, Pioneer Investment Management SGRPA, Pioneer Investments Austria GmbH, Pioneer Investments Kapitalanlagegesellschaft mbH, Raiffeisen Kapitalanlage-Gesellschaft m.b.H., SEB Investment Management AB, Skandia Insurance Company Ltd., Union Asset Management Holding AG, Universal-Investment-Gesellschaft Mbh, SEB Investment GmbH, Andra Ap-Fonden, Bayern-Invest Kapitalanlagegesellschaft mbH, Deka Investment GmbH, Deka International (Ireland) Limited, Deka International S.A. Luxemburg, Deka Fundmaster Investmentgesellschaft MBH, Fideuram Investimenti S.G.R., Fideuram Gestions S.A., Interfund Sica V, Frankfurt-Trust Investment-Gesellschaft MBH, Frankfurt-Trust Invest Luxemburg AG, Helaba Invest Kapitalanlagegesellschaft MBH, HSBC Trinkaus & Burkhardt AG, Internationale Kapitalanlagegesellschaft mbH, Meag Munich Ergo Kapitalanlagegesellschaft mbH, Meag Munich Ergo Asset Management GMBH, Metzler Investment GmbH, Metzler Ireland LTD, Nordcon Investment Management AG, Norges Bank, Swiss Life Holding AG, Swiss Life Investment Management Holding AG, Swiss Life Asset Management AG, Swiss Life Funds AG, Swiss Life (Belgium) S.A., Swiss Life Asset Management GmbH, Swiss Life Asset Management (Nederland) B.V., Tredje Ap-Fonden, Westlb Mellon Asset Management Kapitalanlagegesellschaft MBH, Alecta Pensionsforsakring, Omsesidigt, Sjunde Ap-Fonden, Varma Mutual Pension Insurance Company, Danske Invest Administration A/S, AFA Livforsakringsaktiebolag, AFA Trygghetsforsakringsaktiebolag, AFA Sjukforsakringsaktiebolag, AMF Pension Fondforvaltning AB, Arbetsmarknadsforsakringar, Pensionsforsakringsaktiebolag, Pensionskassernes Adminstration A/S, Arbejdsmarkedets Tillaegspension, Industriens Pensionsforikring A/S, Arca SGR S.p.A., Ilmarinen Mutual Pension Insurance Company, Prima Societa' di Gestione del Risparmio S.p.A., Nordea Invest Fund Management A/S, Nordea Fonder AB, Nordea Investment Funds Company I.S.A., Nordea Fondene Norge AS, Nordea Fondbolag Finland AB, Swedbank Robur Fonder AB, Fjarde AP-Fonden, Olivier Chastan, Reed S. Clark, Daha Davis, Collen Dodi, Ruth Pearson Trust Pearson Trustee, Edward B Brunswick, Michael Doniger, Alison Doniger, Grandchildren's Trust by Bruce Doniger Trustee, Beatrice Doniger, Jeffrey Kurtz, Price Hal, W. Scott Polland, Jr., Nicholas A. Radosevich, Pearson-Doniger Family, Rosenbaum Partners, L.P., Marc Rovner, Sheldon Seid, Leslie Turbowitz, Yong Man Kim, Liberty Media Corporation, LMC Capital LLC, Liberty Programming Company LLC, LMC USA VI, Inc., LMC USA VII, Inc., LMC USA VIII, Inc., LMC USA X, Inc., Liberty HSN LLC Holdings, Inc., Liberty Media International, Inc., Allianz Global Investors Kapitalanlagegesellschaft MBH, Allianz Global Investors Luxembourg S.A., Allianz Global Investors Ireland Limited, AGF Asset Management, S.A., Pensions Management (SWF) Limited, CI Investments, Inc., Fortis Gesbeta SGIIC S.A., Gam Fund Management Limited, Scottish Widows PLC, Scottish Widows Unit Funds Limited, Lloyds TSB Group Pension Scheme No. 1, Lloyds TSB Group Pension Scheme No. 2, Lloyds TSB Asset Finance Division Pension Scheme, Lloyds TSB Offshore Funds Limited, Abbey Life Assurance Company Limited, Irish Life Investment Managers Limited, Eurizon Capital S.A., Caisse de Depot et Placement du Quebec, Allianz Global Investors France, S.A., WSV, Norges Bank, and others, Monte Paschi Asset Management S.G.R. S.P.A, Barry Family, LP, Individually and on behalf of all other similarly situated. and Eleanor Turberg, on behalf of herself and all others similarly situated
Defendant:	Vivendi Universal, Jean-Marie Messier, Guillaume Hannezo and Vivendi Universal S.A.
Plaintiff - Appellant:	Gerard Morel, Bruce Doniger, Oliver M. Gerard, William Cavanagh and The Retirement System for General Employees of the City of Miami Beach
Defendant - Appellee:	Vivendi, S.A.
Case Number:	16-2770
Filed:	August 10, 2016
Court:	U.S. Court of Appeals, Second Circuit
Nature of Suit:	STATUTES-Secur Comm Exchange

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Plaintiff: Prigest, S.A
Represented By:	Stuart M. Grant
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Plaintiff: Tocqueville Finance, S.A
Represented By:	Stuart M. Grant
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Plaintiff: Rosenbaum Partners, L.P., on behalf of themselves and all others similarly situated
Represented By:	Gregory Mark Nespole
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Plaintiff: Miami Group, consisting of the Retirement System for General Employees of the City of Miami Beach, Oliver M. Gerard, Francois R. Gerard, Prigest S.A. and Tocqueville Finance S.A.
Represented By:	James Stuart Notis
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Plaintiff: Pearson-Doniger Family, consisting of two sister and their respective family members Beatrice Doniger, Bruce Doniger, Grandchildren's Trust by Bruce Doniger Trustee, Alison Doniger, Michael Doniger, Edward B. Brunswick and Ruth Pearson Trust Pearson Trus
Represented By:	James Stuart Notis
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Plaintiff: Ruth Pearson Trust
Represented By:	Brian Kerr
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Plaintiff: GAMCO Investors, Incorporated
Represented By:	Harold F. McGuire
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Plaintiff: Oppenheim Kapitalanlagegesellschaft mbH
Represented By:	Joseph F. Rice
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Plaintiff: Plaintiff KBC Asset Management N.V.
Represented By:	Javier Bleichmar
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Plaintiff: Capitalia Asset Management SGR, S.p.A.
Represented By:	Javier Bleichmar
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Plaintiff: Capitalia Investment Management S.A.
Represented By:	Javier Bleichmar
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Plaintiff: Eurizon Capital SGR S.p.A.
Represented By:	Javier Bleichmar
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Plaintiff: Baden-Wurttembergische Investmentgesellschaft mbH
Represented By:	Joseph F. Rice
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Plaintiff: Barclays Global Investors (Deutcshland)
Represented By:	Joseph F. Rice
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Plaintiff: Cominvest Asset Management GMBH
Represented By:	Joseph F. Rice
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Plaintiff: Deutsche Asset Management Investmentgesellschaft mbH
Represented By:	Joseph F. Rice
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Plaintiff: DWS (Austria) Investmentgesellschaft mbH
Represented By:	Joseph F. Rice
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Plaintiff: DWS Investment GmbH
Represented By:	Joseph F. Rice
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Plaintiff: Erste-Sparinvest Kapitalanlagegesellschaft m.b.H.
Represented By:	Joseph F. Rice
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Plaintiff: Forsta AP-fonden
Represented By:	Joseph F. Rice
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Plaintiff: Fortis Investment Management SA
Represented By:	Joseph F. Rice
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Plaintiff: KBC Asset Management S.A.
Represented By:	Javier Bleichmar
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Plaintiff: Landesbank Berlin Investment GmbH
Represented By:	Joseph F. Rice
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Plaintiff: LBBW Luxemburg S.A.
Represented By:	Joseph F. Rice
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Plaintiff: Oppenheim Asset Management Services S.a.r.l.
Represented By:	Joseph F. Rice
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Plaintiff: Pioneer Investment Management Limited
Represented By:	Joseph F. Rice
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Plaintiff: Pioneer Investment Management SGRPA
Represented By:	Joseph F. Rice
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Plaintiff: Pioneer Investments Austria GmbH
Represented By:	Joseph F. Rice
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Plaintiff: Pioneer Investments Kapitalanlagegesellschaft mbH
Represented By:	Joseph F. Rice
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Plaintiff: Raiffeisen Kapitalanlage-Gesellschaft m.b.H.
Represented By:	Joseph F. Rice
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Plaintiff: SEB Investment Management AB
Represented By:	Joseph F. Rice
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Plaintiff: Skandia Insurance Company Ltd.
Represented By:	Joseph F. Rice
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Plaintiff: Union Asset Management Holding AG
Represented By:	Joseph F. Rice
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Plaintiff: Universal-Investment-Gesellschaft Mbh
Represented By:	Joseph F. Rice
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Plaintiff: SEB Investment GmbH
Represented By:	Joseph F. Rice
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Plaintiff: Andra Ap-Fonden
Represented By:	James Sabella
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Plaintiff: Bayern-Invest Kapitalanlagegesellschaft mbH
Represented By:	James Sabella
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Plaintiff: Deka Investment GmbH
Represented By:	James Sabella
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Plaintiff: Deka International (Ireland) Limited
Represented By:	James Sabella
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Plaintiff: Deka International S.A. Luxemburg
Represented By:	James Sabella
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Plaintiff: Deka Fundmaster Investmentgesellschaft MBH
Represented By:	James Sabella
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Plaintiff: Fideuram Investimenti S.G.R.
Represented By:	James Sabella
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Plaintiff: Fideuram Gestions S.A.
Represented By:	James Sabella
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Plaintiff: Interfund Sica V
Represented By:	James Sabella
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Plaintiff: Frankfurt-Trust Investment-Gesellschaft MBH
Represented By:	James Sabella
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Plaintiff: Frankfurt-Trust Invest Luxemburg AG
Represented By:	James Sabella
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Plaintiff: Helaba Invest Kapitalanlagegesellschaft MBH
Represented By:	James Sabella
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Plaintiff: HSBC Trinkaus & Burkhardt AG
Represented By:	James Sabella
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Plaintiff: Internationale Kapitalanlagegesellschaft mbH
Represented By:	James Sabella
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Plaintiff: Meag Munich Ergo Kapitalanlagegesellschaft mbH
Represented By:	James Sabella
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Plaintiff: Meag Munich Ergo Asset Management GMBH
Represented By:	James Sabella
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Plaintiff: Metzler Investment GmbH
Represented By:	James Sabella
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Plaintiff: Metzler Ireland LTD
Represented By:	James Sabella
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Plaintiff: Nordcon Investment Management AG
Represented By:	James Sabella
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Plaintiff: Norges Bank
Represented By:	James Sabella
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Plaintiff: Swiss Life Holding AG
Represented By:	James Sabella
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Plaintiff: Swiss Life Investment Management Holding AG
Represented By:	James Sabella
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Plaintiff: Swiss Life Asset Management AG
Represented By:	James Sabella
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Plaintiff: Swiss Life Funds AG
Represented By:	James Sabella
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Plaintiff: Swiss Life (Belgium) S.A.
Represented By:	James Sabella
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Plaintiff: Swiss Life Asset Management GmbH
Represented By:	James Sabella
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Plaintiff: Swiss Life Asset Management (Nederland) B.V.
Represented By:	James Sabella
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Plaintiff: Tredje Ap-Fonden
Represented By:	James Sabella
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Plaintiff: Westlb Mellon Asset Management Kapitalanlagegesellschaft MBH
Represented By:	James Sabella
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Plaintiff: Alecta Pensionsforsakring, Omsesidigt
Represented By:	James Sabella
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Plaintiff: Sjunde Ap-Fonden
Represented By:	Javier Bleichmar
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Plaintiff: Varma Mutual Pension Insurance Company
Represented By:	Javier Bleichmar
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Plaintiff: Danske Invest Administration A/S
Represented By:	Javier Bleichmar
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Plaintiff: AFA Livforsakringsaktiebolag
Represented By:	James Sabella
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Plaintiff: AFA Trygghetsforsakringsaktiebolag
Represented By:	James Sabella
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Plaintiff: AFA Sjukforsakringsaktiebolag
Represented By:	Javier Bleichmar
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Plaintiff: AMF Pension Fondforvaltning AB
Represented By:	Javier Bleichmar
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Plaintiff: Arbetsmarknadsforsakringar, Pensionsforsakringsaktiebolag
Represented By:	Javier Bleichmar
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Plaintiff: Pensionskassernes Adminstration A/S
Represented By:	Javier Bleichmar
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Plaintiff: Arbejdsmarkedets Tillaegspension
Represented By:	Javier Bleichmar
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Plaintiff: Industriens Pensionsforikring A/S
Represented By:	Javier Bleichmar
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Plaintiff: Arca SGR S.p.A.
Represented By:	Javier Bleichmar
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Plaintiff: Ilmarinen Mutual Pension Insurance Company
Represented By:	Javier Bleichmar
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Plaintiff: Prima Societa' di Gestione del Risparmio S.p.A.
Represented By:	Javier Bleichmar
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Plaintiff: Nordea Invest Fund Management A/S
Represented By:	Javier Bleichmar
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Plaintiff: Nordea Fonder AB
Represented By:	Javier Bleichmar
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Plaintiff: Nordea Investment Funds Company I.S.A.
Represented By:	Javier Bleichmar
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Plaintiff: Nordea Fondene Norge AS
Represented By:	Javier Bleichmar
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Plaintiff: Nordea Fondbolag Finland AB
Represented By:	Javier Bleichmar
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Plaintiff: Swedbank Robur Fonder AB
Represented By:	Javier Bleichmar
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Plaintiff: Fjarde AP-Fonden
Represented By:	Javier Bleichmar
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Plaintiff: Olivier Chastan
Represented By:	Brian Kerr
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Plaintiff: Reed S. Clark
Represented By:	Brian Kerr
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Plaintiff: Daha Davis
Represented By:	Brian Kerr
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Plaintiff: Collen Dodi
Represented By:	Brian Kerr
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Plaintiff: Ruth Pearson Trust Pearson Trustee
Represented By:	Brian Kerr
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Plaintiff: Edward B Brunswick
Represented By:	Brian Kerr
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Plaintiff: Michael Doniger
Represented By:	Brian Kerr
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Plaintiff: Alison Doniger
Represented By:	Brian Kerr
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Plaintiff: Grandchildren's Trust by Bruce Doniger Trustee
Represented By:	Brian Kerr
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Plaintiff: Beatrice Doniger
Represented By:	Brian Kerr
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Plaintiff: Jeffrey Kurtz
Represented By:	Javier Bleichmar
Represented By:	Brian Kerr
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Plaintiff: Price Hal
Represented By:	Stuart M. Grant
Represented By:	Brian Kerr
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Plaintiff: W. Scott Polland, Jr.
Represented By:	Stuart M. Grant
Represented By:	Brian Kerr
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Plaintiff: Nicholas A. Radosevich
Represented By:	Stuart M. Grant
Represented By:	Brian Kerr
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Plaintiff: Pearson-Doniger Family
Represented By:	Stuart M. Grant
Represented By:	Brian Kerr
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Plaintiff: Rosenbaum Partners, L.P.
Represented By:	Stuart M. Grant
Represented By:	Brian Kerr
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Plaintiff: Marc Rovner
Represented By:	Stuart M. Grant
Represented By:	Brian Kerr
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Plaintiff: Sheldon Seid
Represented By:	Stuart M. Grant
Represented By:	Brian Kerr
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Plaintiff: Leslie Turbowitz
Represented By:	Stuart M. Grant
Represented By:	Brian Kerr
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Plaintiff: Yong Man Kim
Represented By:	Javier Bleichmar
Represented By:	Stuart M. Grant
Represented By:	Brian Kerr
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Plaintiff: Liberty Media Corporation
Represented By:	Michael L. Calhoon
Represented By:	Alexandra Walsh
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Plaintiff: LMC Capital LLC
Represented By:	Michael L. Calhoon
Represented By:	Alexandra Walsh
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Plaintiff: Liberty Programming Company LLC
Represented By:	Michael L. Calhoon
Represented By:	Alexandra Walsh
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Plaintiff: LMC USA VI, Inc.
Represented By:	Michael L. Calhoon
Represented By:	Alexandra Walsh
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Plaintiff: LMC USA VII, Inc.
Represented By:	Michael L. Calhoon
Represented By:	Alexandra Walsh
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Plaintiff: LMC USA VIII, Inc.
Represented By:	Michael L. Calhoon
Represented By:	Alexandra Walsh
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Plaintiff: LMC USA X, Inc.
Represented By:	Michael L. Calhoon
Represented By:	Alexandra Walsh
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Plaintiff: Liberty HSN LLC Holdings, Inc.
Represented By:	Michael L. Calhoon
Represented By:	Alexandra Walsh
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Plaintiff: Liberty Media International, Inc.
Represented By:	Michael L. Calhoon
Represented By:	Alexandra Walsh
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Plaintiff: Allianz Global Investors Kapitalanlagegesellschaft MBH
Represented By:	David Kessler
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Plaintiff: Allianz Global Investors Luxembourg S.A.
Represented By:	David Kessler
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Plaintiff: Allianz Global Investors Ireland Limited
Represented By:	David Kessler
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Plaintiff: AGF Asset Management, S.A.
Represented By:	Javier Bleichmar
Represented By:	David J. Goldsmith
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Plaintiff: Pensions Management (SWF) Limited
Represented By:
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Plaintiff: CI Investments, Inc.
Represented By:
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Plaintiff: Fortis Gesbeta SGIIC S.A.
Represented By:
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Plaintiff: Gam Fund Management Limited
Represented By:
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Plaintiff: Scottish Widows PLC
Represented By:
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Plaintiff: Scottish Widows Unit Funds Limited
Represented By:
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Plaintiff: Lloyds TSB Group Pension Scheme No. 1
Represented By:
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Plaintiff: Lloyds TSB Group Pension Scheme No. 2
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Plaintiff: Lloyds TSB Asset Finance Division Pension Scheme
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Plaintiff: Lloyds TSB Offshore Funds Limited
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Plaintiff: Abbey Life Assurance Company Limited
Represented By:
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Plaintiff: Irish Life Investment Managers Limited
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Plaintiff: Eurizon Capital S.A.
Represented By:
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Plaintiff: Caisse de Depot et Placement du Quebec
Represented By:	James Sabella
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Plaintiff: Allianz Global Investors France, S.A.
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Plaintiff: WSV
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Plaintiff: Norges Bank, and others
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Plaintiff: Monte Paschi Asset Management S.G.R. S.P.A
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Plaintiff: Barry Family, LP, Individually and on behalf of all other similarly situated.
Represented By:	Lionel Z. Glancy
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Plaintiff: Eleanor Turberg, on behalf of herself and all others similarly situated
Represented By:	Evan J. Kaufman
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Plaintiff - appellant: Gerard Morel
Represented By:	Arthur N. Abbey
Represented By:	Matthew Gluck
Represented By:	Brian Kerr
Represented By:	Stephen T. Rodd
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Plaintiff - appellant: Bruce Doniger
Represented By:	Arthur N. Abbey
Represented By:	Matthew Gluck
Represented By:	Brian Kerr
Represented By:	Jeffrey A. Lamken
Represented By:	Stephen T. Rodd
Represented By:	Michael Champlin Spencer
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Plaintiff - appellant: Oliver M. Gerard
Represented By:	Arthur N. Abbey
Represented By:	Matthew Gluck
Represented By:	Brian Kerr
Represented By:	Stephen T. Rodd
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Plaintiff - appellant: William Cavanagh
Represented By:	Arthur N. Abbey
Represented By:	Matthew Gluck
Represented By:	Brian Kerr
Represented By:	Stephen T. Rodd
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Plaintiff - appellant: The Retirement System for General Employees of the City of Miami Beach
Represented By:	Arthur N. Abbey
Represented By:	Matthew Gluck
Represented By:	Brian Kerr
Represented By:	Stephen T. Rodd
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Defendant - appellee: Vivendi, S.A.
Represented By:	James W. Quinn
Represented By:	Miguel A. Estrada
Represented By:	Caitlin Joan Halligan
Represented By:	Mark Andrew Perry
Represented By:	Miranda S. Schiller
Represented By:	Gregory Silbert
Represented By:	Lucas Townsend
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Defendant: Vivendi Universal
Represented By:
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Defendant: Jean-Marie Messier
Represented By:
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Defendant: Guillaume Hannezo
Represented By:
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Defendant: Vivendi Universal S.A.
Represented By:
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