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        <title>Sullivan v. Barclays PLC :: Justia Dockets &amp; Filings</title>
        <link>https://dockets.justia.com/docket/circuit-courts/ca2/19-2012</link>
        <atom:link href="https://dockets.justia.com/docket/circuit-courts/ca2/19-2012/feed" rel="self" type="application/rss+xml" />
        <pubDate>Wed, 11 Nov 2026 11:16:35 -0800</pubDate>
        <lastBuildDate>Wed, 11 Nov 2026 11:16:35 -0800</lastBuildDate>
        <generator>Justia Dockets &amp; Filings</generator>
        <copyright>Copyright 2026 Justia Inc</copyright>
        <description>Sullivan v. Barclays PLC - Docket Entries - Showing 1 through 85</description>
                                    <item>
        <title>
                            <![CDATA[Document 85]]>
                    </title>
                <description>
            <![CDATA[
                MOTION, to hold appeal in abeyance, on behalf of Appellee California State Teachers' Retirement System, FrontPoint Australian Opportunities Trust, FrontPoint Partners Trading Fund, L.P., Sonterra Capital Master Fund, LTD. and Stephen Sullivan in 19-2012, FILED. Service date 08/21/2019 by CM/ECF. [2638253] [19-1769, 19-2012] [Entered: 08/21/2019 02:11 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156777</guid>
                <pubDate>
            Wed, 21 Aug 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 84]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant-Cross-Appellee FrontPoint Partners Trading Fund, L.P., FrontPoint Australian Opportunities Trust, California State Teachers' Retirement System, Sonterra Capital Master Fund, LTD., Stephen Sullivan and White Oak Fund LP in 19-1769, FILED. Service date 08/16/2019 by CM/ECF. [2635090] [19-1769, 19-2012] [Entered: 08/16/2019 05:43 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156776</guid>
                <pubDate>
            Fri, 16 Aug 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 83]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant-Cross-Appellee California State Teachers' Retirement System and Stephen Sullivan in 19-1769, FILED. Service date 08/15/2019 by CM/ECF. [2632864] [19-1769, 19-2012] [Entered: 08/15/2019 10:55 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156775</guid>
                <pubDate>
            Thu, 15 Aug 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 82]]>
                    </title>
                <description>
            <![CDATA[
                ATTORNEY, T. Jakob Sebrow for ICAP Europe Limited ICAP plc, in case 19-2012 T. Jakob Sebrow for ICAP Europe Limited ICAP plc, in case 19-1769 , [81], ADDED.[2631298] [19-1769, 19-2012] [Entered: 08/13/2019 03:47 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156774</guid>
                <pubDate>
            Tue, 13 Aug 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 81]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant-Cross-Appellee California State Teachers' Retirement System and Stephen Sullivan in 19-1769, FILED. Service date 08/13/2019 by CM/ECF. [2631287] [19-1769, 19-2012] [Entered: 08/13/2019 03:43 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156773</guid>
                <pubDate>
            Tue, 13 Aug 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 80]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee-Cross-Appellant ICAP Europe Limited and ICAP plc in 19-1769, FILED. Service date 08/12/2019 by CM/ECF. [2629553] [19-1769, 19-2012] [Entered: 08/12/2019 11:11 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156772</guid>
                <pubDate>
            Mon, 12 Aug 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 79]]>
                    </title>
                <description>
            <![CDATA[
                CAPTION, added Cross-Appellants and Cross-Appellees designations to all the parties on appeal, AMENDED.[2623315] [19-1769, 19-2012] [Entered: 08/02/2019 02:35 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156771</guid>
                <pubDate>
            Fri, 02 Aug 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 78]]>
                    </title>
                <description>
            <![CDATA[
                ATTORNEY, Peter Dexter St. Phillip Jr. for Sonterra Capital Master Fund, LTD. Stephen Sullivan FrontPoint Partners Trading Fund, L.P. FrontPoint Australian Opportunities Trust White Oak Fund LP California State Teachers' Retirement System, in case 19-2012, [ # 73 ], ADDED.[2614888] [19-2012] [Entered: 07/23/2019 11:33 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156770</guid>
                <pubDate>
            Tue, 23 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 77]]>
                    </title>
                <description>
            <![CDATA[
                CURED DEFECTIVE DOCUMENT: NOTICE OF APPEARANCE FOR ADDITIONAL COUNSEL, [ # 70 ], [ # 73 ], on behalf of Appellee California State Teachers' Retirement System, FrontPoint Australian Opportunities Trust, FrontPoint Partners Trading Fund, L.P., Sonterra Capital Master Fund, LTD., Stephen Sullivan and White Oak Fund LP, in case 19-2012, FILED.[2614886] [19-2012] [Entered: 07/23/2019 11:32 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156769</guid>
                <pubDate>
            Tue, 23 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 76]]>
                    </title>
                <description>
            <![CDATA[
                ATTORNEY, Geoffrey M. Horn for Sonterra Capital Master Fund, LTD., Stephen Sullivan FrontPoint Partners Trading Fund, L.P. FrontPoint Australian Opportunities Trust White Oak Fund LP California State Teachers' Retirement System, in case 19-2012, [ # 72 ], ADDED.[2614881] [19-2012] [Entered: 07/23/2019 11:29 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156768</guid>
                <pubDate>
            Tue, 23 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 75]]>
                    </title>
                <description>
            <![CDATA[
                CURED DEFECTIVE DOCUMENT: NOTICE OF APPEARANCE FOR ADDITIONAL COUNSEL, [ # 69 ], [ # 72 ], on behalf of Appellee California State Teachers' Retirement System, FrontPoint Australian Opportunities Trust, FrontPoint Partners Trading Fund, L.P., Sonterra Capital Master Fund, LTD., Stephen Sullivan and White Oak Fund LP in 19-2012, FILED.[2614875] [19-2012, 19-1769] [Entered: 07/23/2019 11:27 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156767</guid>
                <pubDate>
            Tue, 23 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 74]]>
                    </title>
                <description>
            <![CDATA[
                CURED DEFECTIVE DOCUMENT: ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, [ # 68 ], [ # 71 ], on behalf of Appellant-Cross-Appellee California State Teachers' Retirement System, FrontPoint Australian Opportunities Trust, FrontPoint Partners Trading Fund, L.P., Sonterra Capital Master Fund, LTD., Stephen Sullivan and White Oak Fund LP in 19-2012, FILED.[2614846] [19-2012, 19-1769] [Entered: 07/23/2019 11:19 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156766</guid>
                <pubDate>
            Tue, 23 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 73]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee California State Teachers' Retirement System, FrontPoint Australian Opportunities Trust, FrontPoint Partners Trading Fund, L.P., Sonterra Capital Master Fund, LTD., Stephen Sullivan and White Oak Fund LP, FILED. Service date 07/23/2019 by CM/ECF. [2614619] [19-2012] [Entered: 07/23/2019 10:01 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156765</guid>
                <pubDate>
            Tue, 23 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 72]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee California State Teachers' Retirement System, FrontPoint Australian Opportunities Trust, FrontPoint Partners Trading Fund, L.P., Sonterra Capital Master Fund, LTD., Stephen Sullivan and White Oak Fund LP, FILED. Service date 07/23/2019 by CM/ECF. [2614615] [19-2012] [Entered: 07/23/2019 09:59 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156764</guid>
                <pubDate>
            Tue, 23 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 71]]>
                    </title>
                <description>
            <![CDATA[
                ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee California State Teachers' Retirement System, FrontPoint Australian Opportunities Trust, FrontPoint Partners Trading Fund, L.P., Sonterra Capital Master Fund, LTD., Stephen Sullivan and White Oak Fund LP, FILED. Service date 07/23/2019 by CM/ECF.[2614612] [19-2012] [Entered: 07/23/2019 09:57 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156763</guid>
                <pubDate>
            Tue, 23 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 70]]>
                    </title>
                <description>
            <![CDATA[
                DEFECTIVE DOCUMENT, Notice of Appearance for Additional Counsel, [67], on behalf of Appellee California State Teachers' Retirement System, FrontPoint Australian Opportunities Trust, FrontPoint Partners Trading Fund, L.P., Sonterra Capital Master Fund, LTD., Stephen Sullivan and White Oak Fund LP in 19-2012, FILED.[2614597] [19-1769, 19-2012] [Entered: 07/23/2019 09:51 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156762</guid>
                <pubDate>
            Tue, 23 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 69]]>
                    </title>
                <description>
            <![CDATA[
                DEFECTIVE DOCUMENT, Notice of Appearance for Additional Counsel, [66], on behalf of Appellee California State Teachers' Retirement System, FrontPoint Australian Opportunities Trust, FrontPoint Partners Trading Fund, L.P., Sonterra Capital Master Fund, LTD., Stephen Sullivan and White Oak Fund LP in 19-2012, FILED.[2614584] [19-1769, 19-2012] [Entered: 07/23/2019 09:47 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156761</guid>
                <pubDate>
            Tue, 23 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 68]]>
                    </title>
                <description>
            <![CDATA[
                DEFECTIVE DOCUMENT, Acknowledgment and Notice of Appearance, [65], on behalf of Appellee California State Teachers' Retirement System, FrontPoint Australian Opportunities Trust, FrontPoint Partners Trading Fund, L.P., Sonterra Capital Master Fund, LTD., Stephen Sullivan and White Oak Fund LP in 19-2012, FILED.[2614561] [19-1769, 19-2012] [Entered: 07/23/2019 09:38 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156760</guid>
                <pubDate>
            Tue, 23 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 67]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant-Cross-Appellee California State Teachers' Retirement System, FrontPoint Australian Opportunities Trust, FrontPoint Partners Trading Fund, L.P., Sonterra Capital Master Fund, LTD., Stephen Sullivan and White Oak Fund LP in 19-1769, FILED. Service date 07/22/2019 by CM/ECF. [2614330] [19-2012, 19-1769] [Entered: 07/22/2019 04:45 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156759</guid>
                <pubDate>
            Mon, 22 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 66]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant-Cross-Appellee California State Teachers' Retirement System, FrontPoint Australian Opportunities Trust, FrontPoint Partners Trading Fund, L.P., Sonterra Capital Master Fund, LTD., Stephen Sullivan and White Oak Fund LP in 19-1769, FILED. Service date 07/22/2019 by CM/ECF. [2614319] [19-2012, 19-1769] [Entered: 07/22/2019 04:43 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156758</guid>
                <pubDate>
            Mon, 22 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 65]]>
                    </title>
                <description>
            <![CDATA[
                ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant-Cross-Appellee California State Teachers' Retirement System, FrontPoint Australian Opportunities Trust, FrontPoint Partners Trading Fund, L.P., Sonterra Capital Master Fund, LTD. and Stephen Sullivan in 19-1769, FILED. Service date 07/22/2019 by CM/ECF.[2614311] [19-2012, 19-1769] [Entered: 07/22/2019 04:40 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156757</guid>
                <pubDate>
            Mon, 22 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 63]]>
                    </title>
                <description>
            <![CDATA[
                ATTORNEY, Andrew Hammond for Credit Agricole S.A. Credit Agricole CIB, in case 19-2012, [ # 62 ], ADDED.[2614068] [19-2012] [Entered: 07/22/2019 03:15 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156756</guid>
                <pubDate>
            Mon, 22 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 62]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Credit Agricole CIB and Credit Agricole S.A., FILED. Service date 07/22/2019 by CM/ECF. [2613969] [19-2012] [Entered: 07/22/2019 02:12 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156755</guid>
                <pubDate>
            Mon, 22 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 61]]>
                    </title>
                <description>
            <![CDATA[
                FORM D, on behalf of Appellant Credit Agricole CIB and Credit Agricole S.A., FILED. Service date 07/22/2019 by CM/ECF.[2613961] [19-2012] [Entered: 07/22/2019 02:08 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156754</guid>
                <pubDate>
            Mon, 22 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 60]]>
                    </title>
                <description>
            <![CDATA[
                FORM C, on behalf of Appellant Credit Agricole CIB and Credit Agricole S.A., FILED. Service date 07/22/2019 by CM/ECF.[2613959] [19-2012] [Entered: 07/22/2019 02:08 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156735</guid>
                <pubDate>
            Mon, 22 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 59]]>
                    </title>
                <description>
            <![CDATA[
                ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Credit Agricole CIB and Credit Agricole S.A., FILED. Service date 07/22/2019 by CM/ECF.[2613955] [19-2012] [Entered: 07/22/2019 02:04 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156734</guid>
                <pubDate>
            Mon, 22 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 58]]>
                    </title>
                <description>
            <![CDATA[
                ATTORNEY, Stratton C. Strand, [ # 57 ], in place of attorney Benjamin H. Torrance, SUBSTITUTED.[2613886] [19-2012] [Entered: 07/22/2019 01:21 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156733</guid>
                <pubDate>
            Mon, 22 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 57]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of United States of America in 19-2012, FILED. Service date 07/22/2019 by CM/ECF. [2613779] [19-2012, 19-1769] [Entered: 07/22/2019 12:05 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156732</guid>
                <pubDate>
            Mon, 22 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 55]]>
                    </title>
                <description>
            <![CDATA[
                FORM D, on behalf of Appellant Cooperatieve Rabobank U.A., FILED. Service date 07/19/2019 by CM/ECF.[2613268] [19-2012] [Entered: 07/19/2019 04:51 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156731</guid>
                <pubDate>
            Fri, 19 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 54]]>
                    </title>
                <description>
            <![CDATA[
                ATTORNEY, Mark D. Villaverde for Cooperatieve Rabobank U.A., in case 19-2012, [ # 51 ], ADDED.[2613267] [19-2012] [Entered: 07/19/2019 04:51 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156730</guid>
                <pubDate>
            Fri, 19 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 53]]>
                    </title>
                <description>
            <![CDATA[
                FORM C, on behalf of Appellant Cooperatieve Rabobank U.A., FILED. Service date 07/19/2019 by CM/ECF.[2613264] [19-2012] [Entered: 07/19/2019 04:50 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156729</guid>
                <pubDate>
            Fri, 19 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 52]]>
                    </title>
                <description>
            <![CDATA[
                ATTORNEY, Tawfiq Saifee Rangwala for Cooperatieve Rabobank U.A., in case 19-2012, [ # 50 ], ADDED.[2613259] [19-2012] [Entered: 07/19/2019 04:47 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156728</guid>
                <pubDate>
            Fri, 19 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 51]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Cooperatieve Rabobank U.A., FILED. Service date 07/19/2019 by CM/ECF. [2613258] [19-2012] [Entered: 07/19/2019 04:47 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156727</guid>
                <pubDate>
            Fri, 19 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 50]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Cooperatieve Rabobank U.A., FILED. Service date 07/19/2019 by CM/ECF. [2613254] [19-2012] [Entered: 07/19/2019 04:45 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156726</guid>
                <pubDate>
            Fri, 19 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 49]]>
                    </title>
                <description>
            <![CDATA[
                ATTORNEY, Robert Charles Hora for Cooperatieve Rabobank U.A., in case 19-2012, [ # 48 ], ADDED.[2613252] [19-2012] [Entered: 07/19/2019 04:44 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156725</guid>
                <pubDate>
            Fri, 19 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 48]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Cooperatieve Rabobank U.A., FILED. Service date 07/19/2019 by CM/ECF. [2613239] [19-2012] [Entered: 07/19/2019 04:37 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156724</guid>
                <pubDate>
            Fri, 19 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 47]]>
                    </title>
                <description>
            <![CDATA[
                ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Cooperatieve Rabobank U.A., FILED. Service date 07/19/2019 by CM/ECF.[2613175] [19-2012] [Entered: 07/19/2019 04:07 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156723</guid>
                <pubDate>
            Fri, 19 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 45]]>
                    </title>
                <description>
            <![CDATA[
                FORM D, on behalf of Appellant The Royal Bank of Scotland PLC, FILED. Service date 07/19/2019 by CM/ECF.[2612903] [19-2012] [Entered: 07/19/2019 01:41 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156722</guid>
                <pubDate>
            Fri, 19 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 44]]>
                    </title>
                <description>
            <![CDATA[
                ATTORNEY, Jamie Dycus for The Royal Bank of Scotland PLC, in case 19-2012, [ # 42 ], ADDED.[2612897] [19-2012] [Entered: 07/19/2019 01:37 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156721</guid>
                <pubDate>
            Fri, 19 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 43]]>
                    </title>
                <description>
            <![CDATA[
                FORM C, on behalf of Appellant The Royal Bank of Scotland PLC, FILED. Service date 07/19/2019 by CM/ECF.[2612892] [19-2012] [Entered: 07/19/2019 01:34 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156720</guid>
                <pubDate>
            Fri, 19 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 42]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant The Royal Bank of Scotland PLC, FILED. Service date 07/19/2019 by CM/ECF. [2612883] [19-2012] [Entered: 07/19/2019 01:25 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156719</guid>
                <pubDate>
            Fri, 19 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 41]]>
                    </title>
                <description>
            <![CDATA[
                ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant The Royal Bank of Scotland PLC, FILED. Service date 07/19/2019 by CM/ECF.[2612873] [19-2012] [Entered: 07/19/2019 01:19 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156718</guid>
                <pubDate>
            Fri, 19 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 40]]>
                    </title>
                <description>
            <![CDATA[
                ATTORNEY, David Sapir Lesser, [ # 39 ], in place of attorney Fraser L. Hunter in case 19-2012, SUBSTITUTED.[2612861] [19-2012] [Entered: 07/19/2019 01:05 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156717</guid>
                <pubDate>
            Fri, 19 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 39]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Appellant The Royal Bank of Scotland PLC, FILED. Service date 07/19/2019 by CM/ECF. [2612857] [19-2012] [Entered: 07/19/2019 01:01 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156716</guid>
                <pubDate>
            Fri, 19 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 38]]>
                    </title>
                <description>
            <![CDATA[
                ATTORNEY, Jefferson E. Bell for UBS AG, in case 19-2012, [ # 36 ], ADDED.[2612746] [19-2012] [Entered: 07/19/2019 11:52 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156715</guid>
                <pubDate>
            Fri, 19 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 36]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant UBS AG, FILED. Service date 07/19/2019 by CM/ECF. [2612737] [19-2012] [Entered: 07/19/2019 11:50 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156714</guid>
                <pubDate>
            Fri, 19 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 35]]>
                    </title>
                <description>
            <![CDATA[
                FORM D, on behalf of Appellant UBS AG, FILED. Service date 07/19/2019 by CM/ECF.[2612729] [19-2012] [Entered: 07/19/2019 11:47 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156713</guid>
                <pubDate>
            Fri, 19 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 34]]>
                    </title>
                <description>
            <![CDATA[
                FORM C, on behalf of Appellant UBS AG, FILED. Service date 07/19/2019 by CM/ECF.[2612724] [19-2012] [Entered: 07/19/2019 11:46 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156712</guid>
                <pubDate>
            Fri, 19 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 33]]>
                    </title>
                <description>
            <![CDATA[
                ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant UBS AG, FILED. Service date 07/19/2019 by CM/ECF.[2612719] [19-2012] [Entered: 07/19/2019 11:43 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156711</guid>
                <pubDate>
            Fri, 19 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 30]]>
                    </title>
                <description>
            <![CDATA[
                FORM D, on behalf of Appellant ICAP Europe Limited and ICAP plc, FILED. Service date 07/18/2019 by CM/ECF.[2612326] [19-2012] [Entered: 07/18/2019 09:54 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156710</guid>
                <pubDate>
            Thu, 18 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 29]]>
                    </title>
                <description>
            <![CDATA[
                FORM C, on behalf of Appellant ICAP plc and ICAP Europe Limited, FILED. Service date 07/18/2019 by CM/ECF.[2612325] [19-2012] [Entered: 07/18/2019 09:52 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156709</guid>
                <pubDate>
            Thu, 18 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 27]]>
                    </title>
                <description>
            <![CDATA[
                ATTORNEY, H. Rowan Gaither IV for ICAP Europe Limited ICAP plc, in case 19-2012, [ # 26 ], ADDED.[2612177] [19-2012] [Entered: 07/18/2019 04:35 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156708</guid>
                <pubDate>
            Thu, 18 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 26]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant ICAP Europe Limited and ICAP plc, FILED. Service date 07/18/2019 by CM/ECF. [2612044] [19-2012] [Entered: 07/18/2019 03:34 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156707</guid>
                <pubDate>
            Thu, 18 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 25]]>
                    </title>
                <description>
            <![CDATA[
                ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant ICAP Europe Limited and ICAP plc in 19-2012, FILED. Service date 07/18/2019 by CM/ECF.[2612031] [19-2012, 19-1769] [Entered: 07/18/2019 03:29 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156706</guid>
                <pubDate>
            Thu, 18 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 22]]>
                    </title>
                <description>
            <![CDATA[
                CURED DEFECTIVE DOCUMENT: FORM D, [ # 2611006-2 ], [ # 20 ], on behalf of Appellant Credit Agricole S.A. in 19-2012, FILED.[2611936] [19-1769, 19-2012] [Entered: 07/18/2019 02:45 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156705</guid>
                <pubDate>
            Thu, 18 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 21]]>
                    </title>
                <description>
            <![CDATA[
                CURED DEFECTIVE DOCUMENT: FORM C, [ # 2610992-2 ], [ # 19 ], on behalf of Appellant Societe Generale S.A. in 19-2012, FILED.[2611933] [19-1769, 19-2012] [Entered: 07/18/2019 02:44 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156704</guid>
                <pubDate>
            Thu, 18 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 20]]>
                    </title>
                <description>
            <![CDATA[
                FORM D, on behalf of Appellant Societe Generale S.A., FILED. Service date 07/18/2019 by CM/ECF.[2611918] [19-2012] [Entered: 07/18/2019 02:36 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156703</guid>
                <pubDate>
            Thu, 18 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 19]]>
                    </title>
                <description>
            <![CDATA[
                FORM C, on behalf of Appellant Societe Generale S.A., FILED. Service date 07/18/2019 by CM/ECF.[2611911] [19-2012] [Entered: 07/18/2019 02:30 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156702</guid>
                <pubDate>
            Thu, 18 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 18]]>
                    </title>
                <description>
            <![CDATA[
                ATTORNEY, Andrew Calica for Societe Generale S.A., in case 19-2012, [ # 15 ], ADDED.[2611896] [19-2012] [Entered: 07/18/2019 02:23 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156701</guid>
                <pubDate>
            Thu, 18 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 17]]>
                    </title>
                <description>
            <![CDATA[
                ATTORNEY, Steven Wolowitz for Societe Generale S.A., in case 19-2012, [ # 14 ], ADDED.[2611892] [19-2012] [Entered: 07/18/2019 02:21 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156700</guid>
                <pubDate>
            Thu, 18 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 15]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Societe Generale S.A., FILED. Service date 07/18/2019 by CM/ECF. [2611862] [19-2012] [Entered: 07/18/2019 02:00 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156699</guid>
                <pubDate>
            Thu, 18 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 14]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Societe Generale S.A., FILED. Service date 07/18/2019 by CM/ECF. [2611858] [19-2012] [Entered: 07/18/2019 01:56 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156698</guid>
                <pubDate>
            Thu, 18 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 13]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Appellant Societe Generale S.A., FILED. Service date 07/18/2019 by CM/ECF. [2611854] [19-2012] [Entered: 07/18/2019 01:54 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156697</guid>
                <pubDate>
            Thu, 18 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 12]]>
                    </title>
                <description>
            <![CDATA[
                ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Societe Generale S.A., FILED. Service date 07/18/2019 by CM/ECF.[2611849] [19-2012] [Entered: 07/18/2019 01:52 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156696</guid>
                <pubDate>
            Thu, 18 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 11]]>
                    </title>
                <description>
            <![CDATA[
                FORM D, on behalf of Appellee Societe Generale S.A. in 19-1769, FILED. Service date 07/12/2019 by CM/ECF.[2607695] [19-1769, 19-2012] [Entered: 07/12/2019 04:12 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156695</guid>
                <pubDate>
            Fri, 12 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 10]]>
                    </title>
                <description>
            <![CDATA[
                FORM C, on behalf of Appellee Societe Generale S.A. in 19-1769, FILED. Service date 07/12/2019 by CM/ECF.[2607682] [19-1769, 19-2012] [Entered: 07/12/2019 04:08 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156694</guid>
                <pubDate>
            Fri, 12 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 16]]>
                    </title>
                <description>
            <![CDATA[
                ATTORNEY, Nicole Saharsky, [ # 14 ], in place of attorney Steven Wolowitz, SUBSTITUTED.[2611888] [19-2012] [Entered: 07/18/2019 02:18 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156693</guid>
                <pubDate>
            Thu, 11 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 9]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Cooperatieve Rabobank U.A. in 19-1769, FILED. Service date 07/11/2019 by CM/ECF. [2606489] [19-1769, 19-2012] [Entered: 07/11/2019 06:08 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156692</guid>
                <pubDate>
            Thu, 11 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 8]]>
                    </title>
                <description>
            <![CDATA[
                LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant California State Teachers' Retirement System, FrontPoint Australian Opportunities Trust, FrontPoint Partners Trading Fund, L.P., Sonterra Capital Master Fund, LTD. and Stephen Sullivan in 19-1769, informing Court of proposed due date 09/27/2019, RECEIVED. Service date 07/11/2019 by CM/ECF.[2605537] [19-1769, 19-2012] [Entered: 07/11/2019 10:35 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_5156691</guid>
                <pubDate>
            Thu, 11 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 5]]>
                    </title>
                <description>
            <![CDATA[
                NOTE: See lead case, 19-1769, containing complete set of docket entries.[2601074] [19-2012, 19-1769] [Entered: 07/03/2019 02:59 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_4443995</guid>
                <pubDate>
            Wed, 03 Jul 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 4]]>
                    </title>
                <description>
            <![CDATA[
                ELECTRONIC INDEX, in lieu of record, FILED.[2601069] [19-2012, 19-1769] [Entered: 07/03/2019 02:58 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_4443994</guid>
                <pubDate>
            Fri, 28 Jun 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 3]]>
                    </title>
                <description>
            <![CDATA[
                PAYMENT OF DOCKETING FEE, on behalf of Appellant Cooperatieve Rabobank U.A., Credit Agricole CIB, Credit Agricole S.A., ICAP Europe Limited, ICAP plc, Societe Generale S.A., The Royal Bank of Scotland PLC and UBS AG in 19-2012, district court receipt # BNYSDC-17164578, FILED.[2601067] [19-2012, 19-1769] [Entered: 07/03/2019 02:57 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_4443993</guid>
                <pubDate>
            Fri, 28 Jun 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 2]]>
                    </title>
                <description>
            <![CDATA[
                DISTRICT COURT MEMORANDUM AND ORDER, dated 02/21/2017, RECEIVED.[2601062] [19-2012, 19-1769] [Entered: 07/03/2019 02:55 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_4443992</guid>
                <pubDate>
            Fri, 28 Jun 2019 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 1]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF CIVIL CROSS APPEAL, with district court docket, on behalf of Appellant Cooperatieve Rabobank U.A., Credit Agricole CIB, Credit Agricole S.A., ICAP Europe Limited, ICAP plc, Societe Generale S.A., The Royal Bank of Scotland PLC and UBS AG in 19-2012, FILED. [2601056] [19-2012, 19-1769] [Entered: 07/03/2019 02:53 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_4443991</guid>
                <pubDate>
            Fri, 28 Jun 2019 00:00:00 -0700
        </pubDate>
    </item>
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