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        <title>United States Securities and E v. Stewart :: Justia Dockets &amp; Filings</title>
        <link>https://dockets.justia.com/docket/circuit-courts/ca2/21-2516</link>
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        <pubDate>Wed, 08 Jul 2026 20:00:50 -0700</pubDate>
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        <description>United States Securities and E v. Stewart - Docket Entries - Showing 1 through 28</description>
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        <title>
                            <![CDATA[Document 28]]>
                    </title>
                <description>
            <![CDATA[
                PAPERS, general docket information regarding prior case, RECEIVED.[3211338] [21-2516] [Entered: 11/15/2021 04:18 PM]
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                <pubDate>
            Fri, 12 Nov 2021 00:00:00 -0800
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                        <item>
        <title>
                            <![CDATA[Document 25]]>
                    </title>
                <description>
            <![CDATA[
                CURED DEFECTIVE FORM D-P [ # 19 ], [ # 22 ], on behalf of Appellant Allen B. Gottlieb, FILED.[3199840] [21-2516] [Entered: 10/26/2021 01:36 PM]
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                <pubDate>
            Tue, 26 Oct 2021 00:00:00 -0700
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        <title>
                            <![CDATA[Document 24]]>
                    </title>
                <description>
            <![CDATA[
                PAPERS, Letter to Atty. Michael Conley regarding change of address, RECEIVED.[3199834] [21-2516] [Entered: 10/26/2021 01:35 PM]
            ]]>
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                <pubDate>
            Mon, 25 Oct 2021 00:00:00 -0700
        </pubDate>
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                        <item>
        <title>
                            <![CDATA[Document 23]]>
                    </title>
                <description>
            <![CDATA[
                ACKNOWLEDGMENT AND NOTICE OF APPEARANCE FORM, on behalf of Appellant Allen B. Gottlieb, FILED. Service date 10/20/2021 by US mail.[3199827] [21-2516] [Entered: 10/26/2021 01:33 PM]
            ]]>
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                <pubDate>
            Mon, 25 Oct 2021 00:00:00 -0700
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                        <item>
        <title>
                            <![CDATA[Document 22]]>
                    </title>
                <description>
            <![CDATA[
                FORM D-P, on behalf of Appellant Allen B. Gottlieb, FILED. Service date 10/20/2021 by US mail.[3199821] [21-2516] [Entered: 10/26/2021 01:31 PM]
            ]]>
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                    <guid isPermaLink="false">https://dockets.justia.com#entry_14430428</guid>
                <pubDate>
            Mon, 25 Oct 2021 00:00:00 -0700
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                        <item>
        <title>
                            <![CDATA[Document 19]]>
                    </title>
                <description>
            <![CDATA[
                DEFECTIVE DOCUMENT, Form D-P, [18], on behalf of Appellant Allen B. Gottlieb, copy to pro se appellant, FILED.[3195736] [21-2516] [Entered: 10/20/2021 08:42 AM]
            ]]>
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                <pubDate>
            Wed, 20 Oct 2021 00:00:00 -0700
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                        <item>
        <title>
                            <![CDATA[Document 18]]>
                    </title>
                <description>
            <![CDATA[
                FORM D-P, on behalf of Appellant Allen B. Gottlieb, FILED. No service.[3195734] [21-2516] [Entered: 10/20/2021 08:41 AM]
            ]]>
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                <pubDate>
            Mon, 18 Oct 2021 00:00:00 -0700
        </pubDate>
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                        <item>
        <title>
                            <![CDATA[Document 14]]>
                    </title>
                <description>
            <![CDATA[
                ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee United States Securities and Exchange Commission, FILED. Service date 10/14/2021 by CM/ECF, US mail.[3192738] [21-2516] [Entered: 10/14/2021 04:40 PM]
            ]]>
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                <pubDate>
            Thu, 14 Oct 2021 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 13]]>
                    </title>
                <description>
            <![CDATA[
                ATTORNEY, Brooke Wagner for United States Securities and Exchange Commission, in case 21-2516 , [ # 11 ], ADDED.[3192720] [21-2516] [Entered: 10/14/2021 04:29 PM]
            ]]>
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                <pubDate>
            Thu, 14 Oct 2021 00:00:00 -0700
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                        <item>
        <title>
                            <![CDATA[Document 11]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee United States Securities and Exchange Commission, FILED. Service date 10/14/2021 by CM/ECF, US mail. [3191878] [21-2516] [Entered: 10/14/2021 08:07 AM]
            ]]>
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                <pubDate>
            Thu, 14 Oct 2021 00:00:00 -0700
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                        <item>
        <title>
                            <![CDATA[Document 10]]>
                    </title>
                <description>
            <![CDATA[
                INSTRUCTIONAL FORMS, to Pro Se litigant, SENT.[3189171] [21-2516] [Entered: 10/08/2021 09:23 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_13863005</guid>
                <pubDate>
            Fri, 08 Oct 2021 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 9]]>
                    </title>
                <description>
            <![CDATA[
                ELECTRONIC INDEX, in lieu of record, FILED.[3189166] [21-2516] [Entered: 10/08/2021 09:21 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_13863004</guid>
                <pubDate>
            Tue, 05 Oct 2021 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 8]]>
                    </title>
                <description>
            <![CDATA[
                AMENDED NOTICE OF APPEAL, with copy of district court docket, on behalf of Appellant Allen B. Gottlieb, FILED.[3189163] [21-2516] [Entered: 10/08/2021 09:20 AM]
            ]]>
        </description>
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                <pubDate>
            Tue, 05 Oct 2021 00:00:00 -0700
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                        <item>
        <title>
                            <![CDATA[Document 6]]>
                    </title>
                <description>
            <![CDATA[
                ELECTRONIC INDEX, in lieu of record, FILED.[3188982] [21-2516] [Entered: 10/07/2021 04:56 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_13863002</guid>
                <pubDate>
            Tue, 05 Oct 2021 00:00:00 -0700
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                        <item>
        <title>
                            <![CDATA[Document 3]]>
                    </title>
                <description>
            <![CDATA[
                PAYMENT OF DOCKETING FEE, on behalf of Appellant Allen B. Gottlieb, district court receipt # 465401286752, FILED.[3188977] [21-2516] [Entered: 10/07/2021 04:54 PM]
            ]]>
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                <pubDate>
            Tue, 05 Oct 2021 00:00:00 -0700
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                        <item>
        <title>
                            <![CDATA[Document 2]]>
                    </title>
                <description>
            <![CDATA[
                DISTRICT COURT ORDER, dated 10/05/2021, RECEIVED.[3188975] [21-2516] [Entered: 10/07/2021 04:53 PM]
            ]]>
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                <pubDate>
            Tue, 05 Oct 2021 00:00:00 -0700
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                        <item>
        <title>
                            <![CDATA[Document 1]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Allen B. Gottlieb, FILED. [3188970] [21-2516] [Entered: 10/07/2021 04:49 PM]
            ]]>
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                    <guid isPermaLink="false">https://dockets.justia.com#entry_13862999</guid>
                <pubDate>
            Tue, 05 Oct 2021 00:00:00 -0700
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