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        <title>Principal Financial Group, Inc. v. Bank of America Corporation :: Justia Dockets &amp; Filings</title>
        <link>https://dockets.justia.com/docket/circuit-courts/ca2/25-2871</link>
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        <pubDate>Tue, 10 Nov 2026 23:12:16 -0800</pubDate>
        <lastBuildDate>Tue, 10 Nov 2026 23:12:16 -0800</lastBuildDate>
        <generator>Justia Dockets &amp; Filings</generator>
        <copyright>Copyright 2026 Justia Inc</copyright>
        <description>Principal Financial Group, Inc. v. Bank of America Corporation - Docket Entries - Showing 1 through 34</description>
                                    <item>
        <title>
                            <![CDATA[Document 34]]>
                    </title>
                <description>
            <![CDATA[
                NEW CASE MANAGER, Yenni Liu, ASSIGNED. [Entered: 12/11/2025 03:25 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_32315296</guid>
                <pubDate>
            Thu, 11 Dec 2025 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 33]]>
                    </title>
                <description>
            <![CDATA[
                CERTIFIED COPY OF ORDER, dated 12/11/2025, determining the appeal to SDNY, ISSUED.[Mandate] [Entered: 12/11/2025 03:21 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_32315297</guid>
                <pubDate>
            Thu, 11 Dec 2025 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 32]]>
                    </title>
                <description>
            <![CDATA[
                MOTION ORDER, granting motion to dismiss at docket entry 29, on behalf of Appellant Principal Financial Group, Inc., Appellant Principal Financial Services, Inc., Appellant Principal Life Insurance Company, FILED. [Entered: 12/11/2025 03:18 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_32315298</guid>
                <pubDate>
            Thu, 11 Dec 2025 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 31]]>
                    </title>
                <description>
            <![CDATA[
                CURED DEFECTIVE DOCUMENT, Motion to dismiss, at entry 29, on behalf of Appellant Principal Financial Group, Inc., Appellant Principal Financial Services, Inc., Appellant Principal Life Insurance Company, FILED. [Entered: 12/01/2025 08:16 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_32315299</guid>
                <pubDate>
            Mon, 01 Dec 2025 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 30]]>
                    </title>
                <description>
            <![CDATA[
                DEFECTIVE DOCUMENT, Motion to dismiss, at docket entry 28, on behalf of Appellant Principal Financial Group, Inc., Appellant Principal Financial Services, Inc., Appellant Principal Life Insurance Company, FILED. [Entered: 12/01/2025 08:14 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_32315300</guid>
                <pubDate>
            Mon, 01 Dec 2025 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 29]]>
                    </title>
                <description>
            <![CDATA[
                MOTION, to dismiss, on behalf of Appellant Principal Financial Group, Inc., Appellant Principal Financial Services, Inc., Appellant Principal Life Insurance Company, FILED. Service date 11/26/2025 by ACMS. [Entered: 11/26/2025 05:26 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_32315301</guid>
                <pubDate>
            Wed, 26 Nov 2025 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 28]]>
                    </title>
                <description>
            <![CDATA[
                MOTION, to dismiss, on behalf of Appellant Principal Financial Group, Inc., Appellant Principal Financial Services, Inc., Appellant Principal Life Insurance Company, FILED. Service date 11/26/2025 by ACMS. [Entered: 11/26/2025 02:32 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_32315302</guid>
                <pubDate>
            Wed, 26 Nov 2025 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 27]]>
                    </title>
                <description>
            <![CDATA[
                ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Royal Bank of Canada, FILED. Service date 11/26/2025 by ACMS. [Entered: 11/26/2025 07:47 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_32315303</guid>
                <pubDate>
            Wed, 26 Nov 2025 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 26]]>
                    </title>
                <description>
            <![CDATA[
                ATTORNEY, Robert Thomas Smith for Appellee Royal Bank of Canada, ADDED. [Entered: 11/25/2025 11:11 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_32315304</guid>
                <pubDate>
            Tue, 25 Nov 2025 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 25]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL/ADDITIONAL COUNSEL, on behalf of Royal Bank of Canada, FILED. [Entered: 11/25/2025 05:07 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_32315305</guid>
                <pubDate>
            Tue, 25 Nov 2025 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 24]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE, to Appellees Chase Bank USA, N.A., HBOS PLC, J.P. Morgan Bank Dublin PLC, JPMorgan Chase Bank N.A., JPMorgan Chase & Co., J.P. Morgan Securities LLC, Lloyds Banking Group plc, Lloyds Bank PLC, Royal Bank of Canada, The Royal Bank of Scotland Group PLC, The Royal Bank of Scotland PLC, RBS Securities Inc., for failure to file an appearance, SENT. [Entered: 11/25/2025 02:11 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_32315306</guid>
                <pubDate>
            Tue, 25 Nov 2025 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 23]]>
                    </title>
                <description>
            <![CDATA[
                ORDER, dated 11/25/2025, dismissing appeal by 12/09/2025, unless Appellants Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Life Insurance Company, submit Acknowledgment and Notice of Appearance Form, FILED. [Entered: 11/25/2025 02:04 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_32315307</guid>
                <pubDate>
            Tue, 25 Nov 2025 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 22]]>
                    </title>
                <description>
            <![CDATA[
                ATTORNEY, Andrew Lichtenberg for Appellee Cooperatieve Centrale Raiffeisen - Boerenleenbank B.A., ADDED. [Entered: 11/25/2025 07:13 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_32315308</guid>
                <pubDate>
            Tue, 25 Nov 2025 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 21]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL/ADDITIONAL COUNSEL, on behalf of Cooperatieve Centrale Raiffeisen - Boerenleenbank B.A., FILED. [Entered: 11/24/2025 04:23 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_32315309</guid>
                <pubDate>
            Mon, 24 Nov 2025 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 20]]>
                    </title>
                <description>
            <![CDATA[
                ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee UBS AG, Appellee UBS Securities LLC, FILED. Service date 11/21/2025 by ACMS. [Entered: 11/21/2025 08:57 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_32315310</guid>
                <pubDate>
            Fri, 21 Nov 2025 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 19]]>
                    </title>
                <description>
            <![CDATA[
                ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Bank of America Corporation, Appellee Bank of America, N.A., Appellee Merrill Lynch Capital Services, Inc., Appellee Merrill Lynch, Pierce, Fenner & Smith Incorporated, FILED. Service date 11/21/2025 by ACMS. [Entered: 11/21/2025 01:45 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_32315311</guid>
                <pubDate>
            Fri, 21 Nov 2025 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 17]]>
                    </title>
                <description>
            <![CDATA[
                ORDER, dated 11/18/2025, dismissing appeal by 12/02/2025, unless Appellants Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Life Insurance Company, submit Form D, FILED. [Entered: 11/18/2025 01:39 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_32315312</guid>
                <pubDate>
            Tue, 18 Nov 2025 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 16]]>
                    </title>
                <description>
            <![CDATA[
                ORDER, dated 11/18/2025, dismissing appeal by 12/02/2025, unless Appellants Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Life Insurance Company, submit Form C, FILED. [Entered: 11/18/2025 01:07 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_32315313</guid>
                <pubDate>
            Tue, 18 Nov 2025 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 15]]>
                    </title>
                <description>
            <![CDATA[
                ATTORNEYS, Jason M. Hall, Edward Moss, Adam Mintz for Appellee Credit Suisse AG, Appellee Credit Suisse Group AG, Appellee Credit Suisse International, Appellee Credit Suisse Securities (USA) LLC, ADDED. [Entered: 11/17/2025 01:45 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_32315314</guid>
                <pubDate>
            Mon, 17 Nov 2025 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 14]]>
                    </title>
                <description>
            <![CDATA[
                ATTORNEYS, Neal Kumar Katyal, Mark D. Villaverde for Appellee Cooperatieve Centrale Raiffeisen - Boerenleenbank B.A., ADDED. [Entered: 11/17/2025 01:39 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_32315315</guid>
                <pubDate>
            Mon, 17 Nov 2025 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 13]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL/ADDITIONAL COUNSEL, on behalf of Appellee Credit Suisse AG, Appellee Credit Suisse Group AG, Appellee Credit Suisse International, Appellee Credit Suisse Securities (USA) LLC, FILED. [Entered: 11/14/2025 04:55 PM] [Edited: 11/17/2025 01:48 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_32315316</guid>
                <pubDate>
            Fri, 14 Nov 2025 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 12]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL/ADDITIONAL COUNSEL, on behalf of Appellee Credit Suisse AG, Appellee Credit Suisse Group AG, Appellee Credit Suisse International, Appellee Credit Suisse Securities (USA) LLC, FILED. [Entered: 11/14/2025 04:44 PM] [Edited: 11/17/2025 01:47 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_32315317</guid>
                <pubDate>
            Fri, 14 Nov 2025 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 11]]>
                    </title>
                <description>
            <![CDATA[
                ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Credit Suisse AG, Appellee Credit Suisse Group AG, Appellee Credit Suisse International, Appellee Credit Suisse Securities (USA) LLC, FILED. Service date 11/14/2025 by ACMS. [Entered: 11/14/2025 04:35 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_32315318</guid>
                <pubDate>
            Fri, 14 Nov 2025 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 10]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL/ADDITIONAL COUNSEL, on behalf of Appellee Credit Suisse AG, Appellee Credit Suisse Group AG, Appellee Credit Suisse International, Appellee Credit Suisse Securities (USA) LLC, FILED. [Entered: 11/14/2025 04:00 PM] [Edited: 11/17/2025 01:46 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_32315319</guid>
                <pubDate>
            Fri, 14 Nov 2025 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 9]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL/ADDITIONAL COUNSEL, on behalf of Cooperatieve Centrale Raiffeisen - Boerenleenbank B.A., FILED. [Entered: 11/14/2025 02:24 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_32315320</guid>
                <pubDate>
            Fri, 14 Nov 2025 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 8]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL/ADDITIONAL COUNSEL, on behalf of Cooperatieve Centrale Raiffeisen - Boerenleenbank B.A., FILED. [Entered: 11/14/2025 02:07 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_32315321</guid>
                <pubDate>
            Fri, 14 Nov 2025 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 7]]>
                    </title>
                <description>
            <![CDATA[
                ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Cooperatieve Centrale Raiffeisen - Boerenleenbank B.A., FILED. Service date 11/13/2025 by ACMS. [Entered: 11/13/2025 08:22 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_32315322</guid>
                <pubDate>
            Thu, 13 Nov 2025 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 6]]>
                    </title>
                <description>
            <![CDATA[
                CIVIL APPEAL, on behalf of Appellant Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Life Insurance Company, OPENED. [Entered: 11/10/2025 12:42 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_31293491</guid>
                <pubDate>
            Mon, 10 Nov 2025 00:00:00 -0800
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 18]]>
                    </title>
                <description>
            <![CDATA[
                ELECTRONIC INDEX, in lieu of record, FILED. [Entered: 11/21/2025 11:13 AM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_34636268</guid>
                <pubDate>
            Tue, 28 Oct 2025 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 5]]>
                    </title>
                <description>
            <![CDATA[
                PAYMENT OF DOCKETING FEE, on behalf of Appellant Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Life Insurance Company, district court receipt #ANYSDC-31908703, FILED. [Entered: 11/10/2025 12:38 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_31293492</guid>
                <pubDate>
            Tue, 28 Oct 2025 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 4]]>
                    </title>
                <description>
            <![CDATA[
                DISTRICT COURT MEMORANDUM AND ORDER, dated 04/10/2023, RECEIVED. [Entered: 11/10/2025 12:36 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_31293493</guid>
                <pubDate>
            Tue, 28 Oct 2025 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 3]]>
                    </title>
                <description>
            <![CDATA[
                DISTRICT COURT MEMORANDUM AND ORDER, dated 03/25/2019, RECEIVED. [Entered: 11/10/2025 12:35 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_31293494</guid>
                <pubDate>
            Tue, 28 Oct 2025 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 2]]>
                    </title>
                <description>
            <![CDATA[
                DISTRICT COURT MEMORANDUM AND ORDER, dated 02/16/2017, RECEIVED. [Entered: 11/10/2025 12:33 PM]
            ]]>
        </description>
                    <guid isPermaLink="false">https://dockets.justia.com#entry_31293495</guid>
                <pubDate>
            Tue, 28 Oct 2025 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 1]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Life Insurance Company, FILED. [Entered: 11/10/2025 12:32 PM]
            ]]>
        </description>
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                <pubDate>
            Tue, 28 Oct 2025 00:00:00 -0700
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