St. Lucie County Fire District, et al v. Joseph Bryant, et al

Justia Dockets & Filings Fifth Circuit U.S. Court of Appeals, Fifth Circuit St. Lucie County Fire District, et al v. Joseph Bryant, et al

St. Lucie County Fire District, et al v. Joseph Bryant, et al

Plaintiff - Appellee:	ST. LUCIE COUNTY FIRE DISTRICT FIREFIGHTERS' PENSION TRUST FUND, FIRE AND POLICE RETIREE HEALTH CARE FUND, SAN ANTONIO, on behalf of themselves and all others similarly situated, UNIVERSAL INVESTMENT GESELLSCHAFT M.B.H., SJUNDE AP-FONDEN, GAMCO GLOBAL GOLD, NATURAL RESOURCES & INCOME TRUST, lead plaintiff and GAMCO NATURAL RESOURCES, GOLD & INCOME TRUST
Defendant - Appellant:	JOSEPH H. BRYANT, JAMES W. FARNSWORTH, JOHN P. WILKIRSON, PETER R. CONEWAY, HENRY CORNELL, JACK E. GOLDEN, N. JOHN LANCASTER, JON A. MARSHALL, KENNETH W. MOORE, J. HARDY MURCHISON, MICHAEL G. FRANCE, KENNETH A. PONTARELLI, SCOTT L. LEBOVITZ, MYLES W. SCOGGINS, D. JEFF VAN STEENBERGEN, MARTIN H. YOUNG, JR., WILLIAM P. UTT, COBALT INTERNATIONAL ENERGY, INCORPORATED, GOLDMAN SACHS GROUP, INCORPORATED, RIVERSTONE HOLDINGS, L.L.C., CARLYLE GROUP, GOLDMAN SACHS & COMPANY, MORGAN STANLEY & COMPANY, L.L.C., CREDIT SUISSE SECURITIES (USA), L.L.C., CITIGROUP GLOBAL MARKETS, INCORPORATED, JP MORGAN SECURITIES, L.L.C., TUDOR, PICKERING, HOLT & COMPANY SECURITIES, INCORPORATED, DEUTSCHE BANK SECURITIES, INCORPORATED, RBC CAPITAL MARKETS, L.L.C., UBS SECURITIES, L.L.C., HOWARD WEIL, INCORPORATED, STIFEL, NICOLAUS & COMPANY, INCORPORATED, CAPITAL ONE SOUTHCOAST, INCORPORATED, LAZARD CAPITAL MARKETS, L.L.C., FRC FOUNDERS CORPORATION and ACM, LIMITED
Case Number:	17-20503
Filed:	August 4, 2017
Court:	U.S. Court of Appeals, Fifth Circuit
Nature of Suit:	Securities, Commodities, Exchange

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Search for this case: St. Lucie County Fire District, et al v. Joseph Bryant, et al
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Plaintiff - appellee: ST. LUCIE COUNTY FIRE DISTRICT FIREFIGHTERS' PENSION TRUST FUND
Represented By:	Thomas R. Ajamie
Represented By:	Gerald T. Drought
Represented By:	Andrew J. Entwistle
Represented By:	Matthew C. Matheny
Represented By:	Christopher F. Moriarty
Represented By:	David R. Stickney
Represented By:	Jonathan D. Uslaner
Represented By:	Johnston de Forest Whitman
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Plaintiff - appellee: FIRE AND POLICE RETIREE HEALTH CARE FUND, SAN ANTONIO, on behalf of themselves and all others similarly situated
Represented By:	Thomas R. Ajamie
Represented By:	Gerald T. Drought
Represented By:	Andrew J. Entwistle
Represented By:	Matthew C. Matheny
Represented By:	Christopher F. Moriarty
Represented By:	David R. Stickney
Represented By:	Jonathan D. Uslaner
Represented By:	Johnston de Forest Whitman
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Plaintiff - appellee: UNIVERSAL INVESTMENT GESELLSCHAFT M.B.H.
Represented By:	Thomas R. Ajamie
Represented By:	Gerald T. Drought
Represented By:	Andrew J. Entwistle
Represented By:	Matthew C. Matheny
Represented By:	Christopher F. Moriarty
Represented By:	David R. Stickney
Represented By:	Jonathan D. Uslaner
Represented By:	Johnston de Forest Whitman
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Plaintiff - appellee: SJUNDE AP-FONDEN
Represented By:	Thomas R. Ajamie
Represented By:	Gerald T. Drought
Represented By:	Andrew J. Entwistle
Represented By:	Matthew C. Matheny
Represented By:	Christopher F. Moriarty
Represented By:	David R. Stickney
Represented By:	Jonathan D. Uslaner
Represented By:	Johnston de Forest Whitman
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Plaintiff - appellee: GAMCO GLOBAL GOLD, NATURAL RESOURCES & INCOME TRUST, lead plaintiff
Represented By:	Thomas R. Ajamie
Represented By:	Gerald T. Drought
Represented By:	Andrew J. Entwistle
Represented By:	Matthew C. Matheny
Represented By:	Christopher F. Moriarty
Represented By:	David R. Stickney
Represented By:	Jonathan D. Uslaner
Represented By:	Johnston de Forest Whitman
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Plaintiff - appellee: GAMCO NATURAL RESOURCES, GOLD & INCOME TRUST
Represented By:	Thomas R. Ajamie
Represented By:	Gerald T. Drought
Represented By:	Andrew J. Entwistle
Represented By:	Matthew C. Matheny
Represented By:	Christopher F. Moriarty
Represented By:	David R. Stickney
Represented By:	Jonathan D. Uslaner
Represented By:	Johnston de Forest Whitman
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Defendant - appellant: JOSEPH H. BRYANT
Represented By:	Karl S. Stern
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Defendant - appellant: JAMES W. FARNSWORTH
Represented By:	David Dykeman Sterling
Represented By:	Karl S. Stern
Represented By:	Aaron Michael Streett
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Defendant - appellant: JOHN P. WILKIRSON
Represented By:	David Dykeman Sterling
Represented By:	Karl S. Stern
Represented By:	Aaron Michael Streett
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Defendant - appellant: PETER R. CONEWAY
Represented By:	David Dykeman Sterling
Represented By:	Karl S. Stern
Represented By:	Aaron Michael Streett
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Defendant - appellant: HENRY CORNELL
Represented By:	David Dykeman Sterling
Represented By:	Karl S. Stern
Represented By:	Aaron Michael Streett
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Defendant - appellant: JACK E. GOLDEN
Represented By:	David Dykeman Sterling
Represented By:	Karl S. Stern
Represented By:	Aaron Michael Streett
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Defendant - appellant: N. JOHN LANCASTER
Represented By:	David Dykeman Sterling
Represented By:	Karl S. Stern
Represented By:	Aaron Michael Streett
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Defendant - appellant: JON A. MARSHALL
Represented By:	David Dykeman Sterling
Represented By:	Aaron Michael Streett
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Defendant - appellant: KENNETH W. MOORE
Represented By:	David Dykeman Sterling
Represented By:	Karl S. Stern
Represented By:	Aaron Michael Streett
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Defendant - appellant: J. HARDY MURCHISON
Represented By:	David Dykeman Sterling
Represented By:	Karl S. Stern
Represented By:	Aaron Michael Streett
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Defendant - appellant: MICHAEL G. FRANCE
Represented By:	David Dykeman Sterling
Represented By:	Karl S. Stern
Represented By:	Aaron Michael Streett
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Defendant - appellant: KENNETH A. PONTARELLI
Represented By:	David Dykeman Sterling
Represented By:	Karl S. Stern
Represented By:	Aaron Michael Streett
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Defendant - appellant: SCOTT L. LEBOVITZ
Represented By:	David Dykeman Sterling
Represented By:	Karl S. Stern
Represented By:	Aaron Michael Streett
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Defendant - appellant: MYLES W. SCOGGINS
Represented By:	David Dykeman Sterling
Represented By:	Karl S. Stern
Represented By:	Aaron Michael Streett
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Defendant - appellant: D. JEFF VAN STEENBERGEN
Represented By:	David Dykeman Sterling
Represented By:	Karl S. Stern
Represented By:	Aaron Michael Streett
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Defendant - appellant: MARTIN H. YOUNG, JR.
Represented By:	David Dykeman Sterling
Represented By:	Karl S. Stern
Represented By:	Aaron Michael Streett
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Defendant - appellant: WILLIAM P. UTT
Represented By:	David Dykeman Sterling
Represented By:	Karl S. Stern
Represented By:	Aaron Michael Streett
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Defendant - appellant: COBALT INTERNATIONAL ENERGY, INCORPORATED
Represented By:	David Dykeman Sterling
Represented By:	Karl S. Stern
Represented By:	Aaron Michael Streett
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Defendant - appellant: GOLDMAN SACHS GROUP, INCORPORATED
Represented By:	George T. Conway
Represented By:	Ronald Leslie Oran
Represented By:	David Dykeman Sterling
Represented By:	Karl S. Stern
Represented By:	Aaron Michael Streett
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Defendant - appellant: RIVERSTONE HOLDINGS, L.L.C.
Represented By:	George T. Conway
Represented By:	Ronald Leslie Oran
Represented By:	David Dykeman Sterling
Represented By:	Karl S. Stern
Represented By:	Aaron Michael Streett
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Defendant - appellant: CARLYLE GROUP
Represented By:	George T. Conway
Represented By:	Ronald Leslie Oran
Represented By:	David Dykeman Sterling
Represented By:	Karl S. Stern
Represented By:	Aaron Michael Streett
Represented By:	Robert A. Van Kirk
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Defendant - appellant: GOLDMAN SACHS & COMPANY
Represented By:	George T. Conway
Represented By:	Jay B. Kasner
Represented By:	Ronald Leslie Oran
Represented By:	Noelle M. Reed
Represented By:	David Dykeman Sterling
Represented By:	Karl S. Stern
Represented By:	Aaron Michael Streett
Represented By:	Robert A. Van Kirk
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Defendant - appellant: MORGAN STANLEY & COMPANY, L.L.C.
Represented By:	George T. Conway
Represented By:	Jay B. Kasner
Represented By:	Ronald Leslie Oran
Represented By:	Noelle M. Reed
Represented By:	David Dykeman Sterling
Represented By:	Karl S. Stern
Represented By:	Aaron Michael Streett
Represented By:	Robert A. Van Kirk
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Defendant - appellant: CREDIT SUISSE SECURITIES (USA), L.L.C.
Represented By:	George T. Conway
Represented By:	Jay B. Kasner
Represented By:	Ronald Leslie Oran
Represented By:	Noelle M. Reed
Represented By:	David Dykeman Sterling
Represented By:	Karl S. Stern
Represented By:	Aaron Michael Streett
Represented By:	Robert A. Van Kirk
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Defendant - appellant: CITIGROUP GLOBAL MARKETS, INCORPORATED
Represented By:	George T. Conway
Represented By:	Jay B. Kasner
Represented By:	Ronald Leslie Oran
Represented By:	Noelle M. Reed
Represented By:	David Dykeman Sterling
Represented By:	Karl S. Stern
Represented By:	Aaron Michael Streett
Represented By:	Robert A. Van Kirk
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Defendant - appellant: JP MORGAN SECURITIES, L.L.C.
Represented By:	George T. Conway
Represented By:	Jay B. Kasner
Represented By:	Ronald Leslie Oran
Represented By:	Noelle M. Reed
Represented By:	David Dykeman Sterling
Represented By:	Karl S. Stern
Represented By:	Aaron Michael Streett
Represented By:	Robert A. Van Kirk
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Defendant - appellant: TUDOR, PICKERING, HOLT & COMPANY SECURITIES, INCORPORATED
Represented By:	George T. Conway
Represented By:	Jay B. Kasner
Represented By:	Ronald Leslie Oran
Represented By:	Noelle M. Reed
Represented By:	David Dykeman Sterling
Represented By:	Karl S. Stern
Represented By:	Aaron Michael Streett
Represented By:	Robert A. Van Kirk
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Defendant - appellant: DEUTSCHE BANK SECURITIES, INCORPORATED
Represented By:	George T. Conway
Represented By:	Jay B. Kasner
Represented By:	Ronald Leslie Oran
Represented By:	Noelle M. Reed
Represented By:	David Dykeman Sterling
Represented By:	Karl S. Stern
Represented By:	Aaron Michael Streett
Represented By:	Robert A. Van Kirk
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Defendant - appellant: RBC CAPITAL MARKETS, L.L.C.
Represented By:	George T. Conway
Represented By:	Jay B. Kasner
Represented By:	Ronald Leslie Oran
Represented By:	Noelle M. Reed
Represented By:	David Dykeman Sterling
Represented By:	Karl S. Stern
Represented By:	Aaron Michael Streett
Represented By:	Robert A. Van Kirk
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Defendant - appellant: UBS SECURITIES, L.L.C.
Represented By:	George T. Conway
Represented By:	Jay B. Kasner
Represented By:	Ronald Leslie Oran
Represented By:	Noelle M. Reed
Represented By:	David Dykeman Sterling
Represented By:	Karl S. Stern
Represented By:	Aaron Michael Streett
Represented By:	Robert A. Van Kirk
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Defendant - appellant: HOWARD WEIL, INCORPORATED
Represented By:	George T. Conway
Represented By:	Jay B. Kasner
Represented By:	Ronald Leslie Oran
Represented By:	Noelle M. Reed
Represented By:	David Dykeman Sterling
Represented By:	Karl S. Stern
Represented By:	Aaron Michael Streett
Represented By:	Robert A. Van Kirk
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Defendant - appellant: STIFEL, NICOLAUS & COMPANY, INCORPORATED
Represented By:	George T. Conway
Represented By:	Jay B. Kasner
Represented By:	Ronald Leslie Oran
Represented By:	Noelle M. Reed
Represented By:	David Dykeman Sterling
Represented By:	Karl S. Stern
Represented By:	Aaron Michael Streett
Represented By:	Robert A. Van Kirk
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Defendant - appellant: CAPITAL ONE SOUTHCOAST, INCORPORATED
Represented By:	George T. Conway
Represented By:	Jay B. Kasner
Represented By:	Ronald Leslie Oran
Represented By:	Noelle M. Reed
Represented By:	David Dykeman Sterling
Represented By:	Karl S. Stern
Represented By:	Aaron Michael Streett
Represented By:	Robert A. Van Kirk
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Defendant - appellant: LAZARD CAPITAL MARKETS, L.L.C.
Represented By:	George T. Conway
Represented By:	Jay B. Kasner
Represented By:	Ronald Leslie Oran
Represented By:	Noelle M. Reed
Represented By:	David Dykeman Sterling
Represented By:	Karl S. Stern
Represented By:	Aaron Michael Streett
Represented By:	Robert A. Van Kirk
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Defendant - appellant: FRC FOUNDERS CORPORATION
Represented By:	George T. Conway
Represented By:	Jay B. Kasner
Represented By:	Ronald Leslie Oran
Represented By:	Noelle M. Reed
Represented By:	David Dykeman Sterling
Represented By:	Karl S. Stern
Represented By:	Aaron Michael Streett
Represented By:	Robert A. Van Kirk
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Defendant - appellant: ACM, LIMITED
Represented By:	George T. Conway
Represented By:	Jay B. Kasner
Represented By:	Ronald Leslie Oran
Represented By:	Noelle M. Reed
Represented By:	David Dykeman Sterling
Represented By:	Karl S. Stern
Represented By:	Aaron Michael Streett
Represented By:	Robert A. Van Kirk
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