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        <title>United States Securities and Exchange Commission v. Spencer, et al. :: Justia Dockets &amp; Filings</title>
        <link>https://dockets.justia.com/docket/circuit-courts/ca9/25-4341</link>
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        <pubDate>Fri, 13 Nov 2026 19:44:55 -0800</pubDate>
        <lastBuildDate>Fri, 13 Nov 2026 19:44:55 -0800</lastBuildDate>
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        <description>United States Securities and Exchange Commission v. Spencer, et al. - Docket Entries - Showing 1 through 22</description>
                                    <item>
        <title>
                            <![CDATA[Document 22]]>
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                <description>
            <![CDATA[
                ORDER FILED. Richard R. CLIFTON, Daniel A. BRESS The motions (Docket Entry No. 9 in 25-4341; Docket Entry No. 9 in 25-4342) to stay execution of the judgment pending appeal are denied. The existing briefing schedule remains in effect. [25-4341, 25-4342] [Entered: 12/23/2025 04:00 PM]
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            Tue, 23 Dec 2025 00:00:00 -0800
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                        <item>
        <title>
                            <![CDATA[Document 21]]>
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                <description>
            <![CDATA[
                ORDER FILED. These appeals are consolidated. The motions (Docket Entry Nos. 14 & 15 in 25-4341) for suspension of deadlines and extensions of time to respond to the motions to stay execution of the judgment pending appeal are moot. The motions (Docket Entry Nos. 16 & 20 in 25-4341) for an extension of time to file the opening briefs are granted. The opening briefs are due January 20, 2026. The consolidated answering brief is due February 19, 2026. The optional consolidated reply briefs are due 21 days after the consolidated answering brief is served. [25-4341, 25-4342] [Entered: 12/17/2025 03:04 PM]
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                <pubDate>
            Wed, 17 Dec 2025 00:00:00 -0800
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                        <item>
        <title>
                            <![CDATA[Document 20]]>
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                <description>
            <![CDATA[
                MOTION to Extend Time to File Brief filed by Appellant Anthony Spencer. [Entered: 12/11/2025 04:03 PM]
            ]]>
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                <pubDate>
            Thu, 11 Dec 2025 00:00:00 -0800
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                        <item>
        <title>
                            <![CDATA[Document 19]]>
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                <description>
            <![CDATA[
                REPLY to Response to Motion to Stay Lower Court or Agency Proceedings, Order, or Judgment (DE 18) filed by Appellant Anthony Spencer. [Entered: 12/10/2025 03:44 PM]
            ]]>
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                <pubDate>
            Wed, 10 Dec 2025 00:00:00 -0800
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                        <item>
        <title>
                            <![CDATA[Document 18]]>
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                <description>
            <![CDATA[
                RESPONSE to Motion to Stay Lower Court or Agency Proceedings, Order, or Judgment (DE 9) filed by Appellee United States Securities and Exchange Commission. [Entered: 12/03/2025 12:00 PM]
            ]]>
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                <pubDate>
            Wed, 03 Dec 2025 00:00:00 -0800
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                        <item>
        <title>
                            <![CDATA[Document 17]]>
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                <description>
            <![CDATA[
                On November 13, 2025, the court issued a global order resetting the non-jurisdictional filing deadlines for federally funded attorneys (including FPDs and CJA counsel), that had been stayed by the courts October 1, 2025 Supplemental Administrative Order. If your deadlines were suspended by the October 1 Administrative Order, please review the #Order Resetting Deadlines, available on the courts website, to find your new deadlines. [Entered: 11/14/2025 03:58 PM]
            ]]>
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                <pubDate>
            Fri, 14 Nov 2025 00:00:00 -0800
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                        <item>
        <title>
                            <![CDATA[Document 16]]>
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                <description>
            <![CDATA[
                MOTION to Extend Time to File Brief filed by Appellant Anthony Spencer. [Entered: 10/27/2025 06:57 PM]
            ]]>
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                <pubDate>
            Mon, 27 Oct 2025 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 15]]>
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                <description>
            <![CDATA[
                MOTION to Stay Proceedings in this Court filed by Appellee United States Securities and Exchange Commission. [Court entered filing, PDF from DE 14] [Entered: 10/01/2025 09:28 AM]
            ]]>
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                <pubDate>
            Wed, 01 Oct 2025 00:00:00 -0700
        </pubDate>
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                        <item>
        <title>
                            <![CDATA[Document 14]]>
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                <description>
            <![CDATA[
                MOTION to Extend Time to Respond to Appellants' motion to stay execution of the judgment pending appeal (DE 9) filed by Appellee United States Securities and Exchange Commission. [Entered: 10/01/2025 07:07 AM]
            ]]>
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                <pubDate>
            Wed, 01 Oct 2025 00:00:00 -0700
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                        <item>
        <title>
                            <![CDATA[Document 13]]>
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                <description>
            <![CDATA[
                ORDER FILED. Streamlined Request for Extension of Time to File Brief (DE 12) granted. Amended briefing schedule: Opening Brief Due (Appellant) 11/3/2025, Answering Brief Due (Appellee) 12/3/2025. Optional Reply Brief due 21 days after service of Answering Brief. All briefs shall be served and filed pursuant to FRAP 31 and 9th Cir. R. 31-2.1. [Entered: 09/29/2025 02:57 PM]
            ]]>
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                <pubDate>
            Mon, 29 Sep 2025 00:00:00 -0700
        </pubDate>
    </item>
                        <item>
        <title>
                            <![CDATA[Document 12]]>
                    </title>
                <description>
            <![CDATA[
                Streamlined Request for Extension of Time to File Brief filed by Appellant Anthony Spencer. [Entered: 09/29/2025 11:04 AM]
            ]]>
        </description>
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                <pubDate>
            Mon, 29 Sep 2025 00:00:00 -0700
        </pubDate>
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                        <item>
        <title>
                            <![CDATA[Document 11]]>
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                <description>
            <![CDATA[
                ADDED Counsel for Appellant Becky S. James [Entered: 09/29/2025 09:15 AM]
            ]]>
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                <pubDate>
            Mon, 29 Sep 2025 00:00:00 -0700
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                        <item>
        <title>
                            <![CDATA[Document 10]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF APPEARANCE by Becky S. James for Appellant Anthony Spencer. [Entered: 09/29/2025 07:26 AM]
            ]]>
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                <pubDate>
            Mon, 29 Sep 2025 00:00:00 -0700
        </pubDate>
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                        <item>
        <title>
                            <![CDATA[Document 9]]>
                    </title>
                <description>
            <![CDATA[
                MOTION to Stay Lower Court or Agency Proceedings/Order/Judgment filed by Appellant Anthony Spencer. [Entered: 09/25/2025 01:09 PM]
            ]]>
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                <pubDate>
            Thu, 25 Sep 2025 00:00:00 -0700
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                        <item>
        <title>
                            <![CDATA[Document 8]]>
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                <description>
            <![CDATA[
                RELEASED FROM MEDIATION (text only). This case is released from the Mediation Program. Counsel are requested to contact the Circuit Mediator should circumstances develop that warrant settlement discussions. The briefing schedule previously set by the court remains in effect. [25-4341, 25-4342, 25-4346] [Entered: 08/06/2025 04:23 PM]
            ]]>
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                <pubDate>
            Wed, 06 Aug 2025 00:00:00 -0700
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                        <item>
        <title>
                            <![CDATA[Document 7]]>
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                <description>
            <![CDATA[
                NOTICE of Transcript Designation filed by Appellant Anthony Spencer. [Entered: 07/25/2025 09:22 AM]
            ]]>
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                <pubDate>
            Fri, 25 Jul 2025 00:00:00 -0700
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                        <item>
        <title>
                            <![CDATA[Document 6]]>
                    </title>
                <description>
            <![CDATA[
                MEDIATION ORDER: By 8/5/2025, counsel to email Circuit Mediator regarding settlement potential. Include Ninth Circuit case name and number in subject line. This communication will be kept confidential, if requested, and should not be filed with the court. The existing briefing schedule remains in effect. SEE ORDER FOR DETAILS. [Entered: 07/24/2025 12:22 PM]
            ]]>
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                <pubDate>
            Thu, 24 Jul 2025 00:00:00 -0700
        </pubDate>
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                        <item>
        <title>
                            <![CDATA[Document 5]]>
                    </title>
                <description>
            <![CDATA[
                MEDIATION QUESTIONNAIRE filed by Appellant Anthony Spencer. To submit pertinent confidential information directly to the Circuit Mediators, please email #ca09_mediation@ca9.uscourts.gov and include the case name and number in the subject line. Confidential submissions may include any information relevant to mediation of the case and settlement potential, including, but not limited to, settlement history, ongoing or potential settlement discussions, non-litigated party related issues, other pending actions, and timing considerations that may impact mediation efforts. [Entered: 07/21/2025 05:31 PM]
            ]]>
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                <pubDate>
            Mon, 21 Jul 2025 00:00:00 -0700
        </pubDate>
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                        <item>
        <title>
                            <![CDATA[Document 4]]>
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                <description>
            <![CDATA[
                Attorney Paul Gerard Alvarez as Counsel for Appellee substituted for Attorney Stephen Kam. [Entered: 07/17/2025 09:20 AM]
            ]]>
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                <pubDate>
            Thu, 17 Jul 2025 00:00:00 -0700
        </pubDate>
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                        <item>
        <title>
                            <![CDATA[Document 3]]>
                    </title>
                <description>
            <![CDATA[
                NOTICE OF APPEARANCE by Paul Gerard Alvarez for Appellee United States Securities and Exchange Commission replacing Stephen Kam. [Entered: 07/17/2025 03:48 AM]
            ]]>
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                <pubDate>
            Thu, 17 Jul 2025 00:00:00 -0700
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                        <item>
        <title>
                            <![CDATA[Document 2]]>
                    </title>
                <description>
            <![CDATA[
                SCHEDULE NOTICE. Mediation Questionnaire due (Appellant) 7/21/2025, Appeal Transcript Order Due (Appellant) 7/25/2025, Appeal Transcript Due (Appellant) 8/25/2025, Appeal Opening Brief Due (Appellant) 10/3/2025, Appeal Answering Brief Due (Appellee) 11/3/2025. For appeal no. 25-4341, 2:23-cv-03682-RGK-PVC. All briefs shall be served and filed pursuant to FRAP 31 and 9th Cir. R. 31-2.1. Failure of the petitioner(s)/appellant(s) to comply with this briefing schedule will result in automatic dismissal of the appeal. See 9th Cir. R. 42-1. [Entered: 07/15/2025 11:46 AM]
            ]]>
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                <pubDate>
            Tue, 15 Jul 2025 00:00:00 -0700
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                        <item>
        <title>
                            <![CDATA[Document 1]]>
                    </title>
                <description>
            <![CDATA[
                CASE OPENED. A copy of your notice of appeal / petition filed in 2:23-cv-03682-RGK-PVC has been received in the Clerk's office of the United States Court of Appeals for the Ninth Circuit. The U.S. Court of Appeals docket number 25-4341 has been assigned to this case. All communications with the court must indicate this Court of Appeals docket number. Please carefully review the docket to ensure the name(s) and contact information are correct. It is your responsibility to alert the court if your contact information changes. Resources Available For more information about case processing and to assist you in preparing your brief, please review the Case Opening Information (for #attorneys and #pro se litigants) and review the #Appellate Practice Guide. Attorneys should consider contacting the court's #Appellate Mentoring Program for help with the brief and argument. [Entered: 07/15/2025 11:43 AM]
            ]]>
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                <pubDate>
            Tue, 15 Jul 2025 00:00:00 -0700
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