United States Securities and Exchange Commission v. Findley et al
| United States Securities and Exchange Commission |
| Bernard Findley and Halitron Inc. |
| 3:2020cv00397 |
| March 25, 2020 |
| US District Court for the District of Connecticut |
| Stefan R Underhill |
| Securities/Commodities |
| 15 U.S.C. § 77 |
| Plaintiff |
Docket Report
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This docket was last retrieved on February 21, 2024. A more recent docket listing may be available from PACER.
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Filing 16
MOTION for Attorney(s) Matthew L. Elkin to be Admitted Pro Hac Vice (paid $75 PHV fee; receipt number ACTDC-5873895) by Bernard Findley, Halitron Inc.. (Savino, Michael)
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Filing 15
MOTION for Attorney(s) Joseph P. Dever to be Admitted Pro Hac Vice (paid $75 PHV fee; receipt number ACTDC-5873892) by Bernard Findley, Halitron Inc.. (Savino, Michael)
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Filing 14
MOTION to Dismiss by Bernard Findley, Halitron Inc..Responses due by 6/12/2020 (Attachments: #1 Memorandum in Support)(Savino, Michael)
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Filing 13
Corporate Disclosure Statement - no parent corporation by Halitron Inc.. (Savino, Michael)
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Filing 12
NOTICE of Appearance by Michael Anthony Savino on behalf of Bernard Findley, Halitron Inc. (Savino, Michael)
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Filing 11
WAIVER OF SERVICE Returned Executed as to Halitron Inc. waiver sent on 3/26/2020, answer due 5/25/2020 filed by United States Securities and Exchange Commission. (Day, Alfred)
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Filing 10
WAIVER OF SERVICE Returned Executed as to Bernard Findley waiver sent on 3/26/2020, answer due 5/25/2020 filed by United States Securities and Exchange Commission. (Day, Alfred)
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Filing 9
STANDING PROTECTIVE ORDER Signed by Judge Stefan R. Underhill on 3/27/2020.(Jaiman, R.)
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Filing 8
ORDER OF TRANSFER. Case reassigned to Judge Stefan R. Underhill for all further proceedings. Signed by Judge Kari A. Dooley on 3/26/2020.(Gould, K.)
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Filing 7
ELECTRONIC SUMMONS ISSUED in accordance with Fed. R. Civ. P. 4 and LR 4 as to *Halitron Inc.* with answer to complaint due within *21* days. Attorney *Alfred Arthur Day* *Securities and Exchange Commission* *33 Arch Street 24th Floor* *Boston, MA 02110*. (Fanelle, N.)
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Filing 6
ELECTRONIC SUMMONS ISSUED in accordance with Fed. R. Civ. P. 4 and LR 4 as to *Bernard Findley* with answer to complaint due within *21* days. Attorney *Alfred Arthur Day* *Securities and Exchange Commission* *33 Arch Street 24th Floor* *Boston, MA 02110*. (Fanelle, N.)
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Filing 5
NOTICE TO COUNSEL/SELF-REPRESENTED PARTIES : Counsel or self-represented parties initiating or removing this action are responsible for serving all parties with attached documents and copies of #2 Order on Pretrial Deadlines, #4 Standing Protective Order, #3 Electronic Filing Order, #1 Complaint filed by United States Securities and Exchange Commission Signed by Clerk on 03/25/2020.(Fazekas, J.)
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Filing 4
STANDING PROTECTIVE ORDER Signed by Judge Kari A. Dooley on 03/25/2020.(Fazekas, J.)
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Filing 3
ELECTRONIC FILING ORDER FOR COUNSEL - PLEASE ENSURE COMPLIANCE WITH COURTESY COPY REQUIREMENTS IN THIS ORDER Signed by Judge Kari A. Dooley on 03/25/2020.(Fazekas, J.)
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Filing 2
Order on Pretrial Deadlines: Amended Pleadings due by 5/24/2020. Discovery due by 9/24/2020. Dispositive Motions due by 10/29/2020. Signed by Clerk on 03/25/2020.(Fazekas, J.)
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Filing 1
COMPLAINT against Bernard Findley, Halitron Inc., filed by United States Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet)(Day, Alfred)
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Judge Kari A. Dooley added. (Nuzzi, Tiffany)
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Request for Clerk to issue summons as to Halitron Inc.. (Day, Alfred)
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Request for Clerk to issue summons as to Bernard Findley. (Day, Alfred)
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