Lincoln Financial Securities Corporation et al v. Foster et al
| Barry D Horowitz and Lincoln Financial Securities Corporation |
| Miriam McCrary, Barbara Foster and Cheryl Bonomo |
| 3:2020cv01132 |
| August 7, 2020 |
| U.S. District Court for the District of Connecticut |
| Vanessa L Bryant |
| Other Statutes: Arbitration |
| 28 U.S.C. § 2201 |
| None |
Docket Report
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| Filing 32 Joint MOTION for Temporary Restraining Order by Barry D Horowitz, Lincoln Financial Securities Corporation. (Attachments: #1 Memorandum in Support, #2 Exhibit Exh. A - Motions to Stay, #3 Exhibit Exh. B - FINRA Notices, #4 Exhibit Exh. C - Unreported Cases)(Quinlan, Daniel) |
| Filing 31 REPLY to Response to #10 MOTION for Preliminary Injunction filed by Barry D Horowitz. (Quinlan, Daniel) |
| Filing 30 REPLY to Response to #18 MOTION for Preliminary Injunction filed by Lincoln Financial Securities Corporation. (Michaels, Eric) |
| Filing 29 Second MOTION to Appoint Counsel Revised Motion to Admit Pro Hac Vice by Cheryl Bonomo, Barbara Foster, Miriam McCrary. (Kurmay, Charles) |
Filing 28
ORDER denying without prejudice to refiling Defendants' Motion for Attorney Adam J. Weinstein to appear pro hac vice. Dkt. #26 . D. Conn. L. R. Civ. P. 83.1(d)(1) requires that the proposed visiting attorney's affidavit contain specific information set forth in the local rule, including, inter alia, the proposed visiting attorney's office address, telephone number, fax number, and e-mail address, and all bar identification numbers. Signed by Judge Vanessa L. Bryant on 08/26/2020. (Diamond, Matthew)
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| Filing 27 First Memorandum in Opposition to Preliminary Injunction re #18 MOTION for Preliminary Injunction , #10 MOTION for Preliminary Injunction filed by Cheryl Bonomo, Barbara Foster, Miriam McCrary. (Attachments: #1 Declaration of Support of Defendants' Opposition)(Kurmay, Charles). |
| Filing 26 MOTION for Attorney(s) Adam Weinstein to be Admitted Pro Hac Vice (paid $200 PHV fee; receipt number ACTDC-6054243) by Cheryl Bonomo, Barbara Foster, Miriam McCrary. (Attachments: #1 Exhibit to Pro Hac Vice Admisson, #2 Exhibit to Pro Hac Vice Admission)(Kurmay, Charles) . |
| Filing 25 NOTICE of Appearance by Charles L. Kurmay on behalf of Cheryl Bonomo, Barbara Foster, Miriam McCrary (Kurmay, Charles) |
| Filing 24 NOTICE of Appearance by Meagan A Lamberti on behalf of Lincoln Financial Securities Corporation (Lamberti, Meagan) |
| Filing 23 NOTICE of Appearance by Jonathan M Sterling on behalf of Lincoln Financial Securities Corporation (Sterling, Jonathan) |
| Filing 22 NOTICE of Appearance by Eric A. Michaels on behalf of Lincoln Financial Securities Corporation (Michaels, Eric) |
| Filing 21 CERTIFICATE OF GOOD STANDING re #13 MOTION for Attorney(s) Meagan A. Lamberti to be Admitted Pro Hac Vice (paid $200 PHV fee; receipt number ACTDC-6020933) by Lincoln Financial Securities Corporation. (Finkel, Marc) |
| Filing 20 CERTIFICATE OF GOOD STANDING re #12 MOTION for Attorney(s) Jonathan M. Sterling to be Admitted Pro Hac Vice (paid $200 PHV fee; receipt number ACTDC-6020931) by Lincoln Financial Securities Corporation. (Finkel, Marc) |
| Filing 19 CERTIFICATE OF GOOD STANDING re #11 MOTION for Attorney(s) Eric A. Michaels to be Admitted Pro Hac Vice (paid $200 PHV fee; receipt number ACTDC-6020930) by Lincoln Financial Securities Corporation. (Finkel, Marc) |
| Filing 18 MOTION for Preliminary Injunction by Lincoln Financial Securities Corporation.Responses due by 8/31/2020 (Attachments: #1 Memorandum in Support of Motion for Preliminary Injunction, #2 Exhibit 1--FINRA Complaint, #3 Exhibit 2--Declaration of Brian Dixon, #4 Exhibit 3--Broker Check of Thomas Dennison, #5 Exhibit 4--State Court Complaint, #6 Exhibit 5--Unpublished Opinion, #7 Exhibit 6--Unpublished Opinion, #8 Exhibit 7--Unpublished Opinion, #9 Exhibit 8--Unpublished Opinion, #10 Exhibit 9--Unpublished Opinion, #11 Exhibit 10--Unpublished Opinion, #12 Exhibit 11--Unpublished Opinion)(Finkel, Marc) |
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Filing 17
ORDER granting #13 Motion to Appear Pro Hac Vice for Attorney Meagan A. Lambert. Certificate of Good Standing due by 10/9/2020. Signed by Clerk on 8/10/2020. (Ferguson, L.)
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Filing 16
ORDER granting #12 Motion to Appear Pro Hac Vice for Attorney Jonathan M. Sterling. Certificate of Good Standing due by 10/9/2020. Signed by Clerk on 8/10/2020. (Ferguson, L.)
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Filing 15
ORDER granting #11 Motion to Appear Pro Hac Vice for Attorney Eric A. Michaels. Certificate of Good Standing due by 10/9/2020. Signed by Clerk on 8/10/2020. (Ferguson, L.)
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| Filing 14 NOTICE of Appearance by Daniel Patrick Quinlan on behalf of Barry D Horowitz (Quinlan, Daniel) |
| Filing 13 MOTION for Attorney(s) Meagan A. Lamberti to be Admitted Pro Hac Vice (paid $200 PHV fee; receipt number ACTDC-6020933) by Lincoln Financial Securities Corporation. (Attachments: #1 Affidavit Meagan A. Lamberti)(Finkel, Marc) |
| Filing 12 MOTION for Attorney(s) Jonathan M. Sterling to be Admitted Pro Hac Vice (paid $200 PHV fee; receipt number ACTDC-6020931) by Lincoln Financial Securities Corporation. (Attachments: #1 Affidavit Jonathan M. Sterling)(Finkel, Marc) |
| Filing 11 MOTION for Attorney(s) Eric A. Michaels to be Admitted Pro Hac Vice (paid $200 PHV fee; receipt number ACTDC-6020930) by Lincoln Financial Securities Corporation. (Attachments: #1 Affidavit Eric A. Michaels)(Finkel, Marc) |
| Filing 10 MOTION for Preliminary Injunction by Barry D Horowitz.Responses due by 8/28/2020 (Attachments: #1 Memorandum in Support, #2 Affidavit Ex. A - Affidavit of Barry Horowitz, #3 Exhibit Ex. B - FINRA SOC, #4 Exhibit Ex. C - CT Superior Complaint, #5 Exhibit Ex. D - FINRA Rules)(Palmeri, Brian) |
| Filing 9 ELECTRONIC SUMMONS ISSUED in accordance with Fed. R. Civ. P. 4 and LR 4 as to *Cheryl Bonomo, Barbara Foster, Miriam McCrary* with answer to complaint due within *21* days. Attorney *Brian J. Palmeri* *Winget, Spadafora & Schwartzberg, LLP, One Canterbury Green* *201 Broad Street, Ste. 1000* *Stamford, CT 06901*. (Agati, Kathryn) |
| Filing 8 NOTICE TO COUNSEL/SELF-REPRESENTED PARTIES : Counsel or self-represented parties initiating or removing this action are responsible for serving all parties with attached documents and copies of #4 Order on Pretrial Deadlines, #1 Complaint, filed by Lincoln Financial Securities Corporation, Barry D Horowitz, #5 Electronic Filing Order, #7 Order Re: Chambers Practices, #2 Notice of Appearance filed by Lincoln Financial Securities Corporation, #6 Standing Protective Order, #3 Corporate Disclosure Statement filed by Lincoln Financial Securities Corporation. Signed by Clerk on 8/7/2020. (Agati, Kathryn) |
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Filing 7
ORDER RE: Judge's Chambers Practices. Counsel are directed to read and comply with the Chambers Practices and Standing Orders prior to filing any document. So ordered. Signed by Judge Vanessa L. Bryant on 8/7/2020. (Agati, Kathryn)
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Filing 6
STANDING PROTECTIVE ORDER. Signed by Judge Vanessa L. Bryant on 8/7/2020. (Agati, Kathryn)
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Filing 5
ELECTRONIC FILING ORDER FOR COUNSEL - PLEASE ENSURE COMPLIANCE WITH COURTESY COPY REQUIREMENTS IN THIS ORDER. Signed by Judge Vanessa L. Bryant on 8/7/2020. (Agati, Kathryn)
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Filing 4
Order on Pretrial Deadlines: Amended Pleadings due by 10/6/2020, Discovery due by 2/6/2021, Dispositive Motions due by 3/13/2021. Signed by Clerk on 8/7/2020. (Agati, Kathryn)
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| Filing 3 Corporate Disclosure Statement by Lincoln Financial Securities Corporation identifying Corporate Parent Lincoln National Corporation. (Finkel, Marc) Modified on 8/10/2020 to add Corporate Parent (Ferguson, L.). Modified on 8/10/2020 to edit text (Ferguson, L.). |
| Filing 2 NOTICE of Appearance by Marc Edward Finkel on behalf of Lincoln Financial Securities Corporation (Finkel, Marc) |
| Filing 1 COMPLAINT against All Defendants ( Filing fee $400 receipt number ACTDC-6020093.), filed by Barry D Horowitz, Lincoln Financial Securities Corporation. (Attachments: #1 Exhibit FINRA Statement of Claim, #2 Exhibit CT Superior Court Complaint)(Palmeri, Brian) |
| Judge Vanessa L. Bryant added. (Oliver, T.) |
| Request for Clerk to issue summons as to All Defendants. (Palmeri, Brian) |
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