Zazzali v. Berthel Fisher & Company Financial Services Inc. et al
Plaintiff: James R. Zazzali
Defendant: BFC Parent Corporation, JP Turner Company LLC, Turner Parent Corporation, Sam Smiths 1 through 10, Independent Financial Group LLC, Dean Costlow, Berthel Fisher & Company Financial Services Inc., Sharee Costlow, Repple Parent Corporation, Girard Parent Corporation, G.A. Repple & Co., DeWaay Parent Corporation, DeWaay Financial Network LLC, Girard Securities Inc. and IFG Parent Corporation
Intervenor: Wayne Edgerton, Ronald Peterson, Betty Pearson, Edeltraut Edgerton and Judy Peterson
Case Number: 1:2011cv00625
Filed: July 14, 2011
Court: US District Court for the District of Delaware
Office: Wilmington Office
County: XX US, Outside State
Presiding Judge: Gregory M Sleet
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. § 78
Jury Demanded By: Plaintiff
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This docket was last retrieved on September 30, 2014. A more recent docket listing may be available from PACER.

Date Filed Document Text
September 30, 2014 Remark : Case transferred from Delaware has been opened in District of Idaho (LIVE Database)Version 5.1.1 as case 1:14-cv-00418, filed 09/26/2014. (rwc)
September 25, 2014 Case transferred electronically to District of Idaho. CASE CLOSED. (mdb)
September 25, 2014 Opinion or Order Filing 82 ORDER - re Memorandum Opinion: 1. The defendants' Motion for Withdrawal of Reference is GRANTED; 2. The defendants' Motions to Transfer Venue to the District of Idaho are GRANTED; 3. Civil Action Nos. 12-cv-1210 (GMS), 12-cv-1211 (GMS), 12-cv-1215 (GMS), 12-cv-1216 (GMS), 12-cv-1217 (GMS), 13-cv-976 (GMS), 11-cv-475 (GMS), 11-cv-625 (GMS), 11-cv-744 (GMS) and 12-cv-828 (GMS), are transferred to the District of ldaho. Signed by Judge Gregory M. Sleet on 9/25/2014. (mdb)
September 25, 2014 Filing 81 MEMORANDUM OPINION. Signed by Judge Gregory M. Sleet on 9/25/2014. (mdb)
September 24, 2014 Filing 80 Letter to The Honorable Gregory M. Sleet from Christopher Viceconte regarding Joint Status - re #79 Status Report Order. (Attachments: #1 Exhibit A)(Viceconte, Christopher)
September 8, 2014 Opinion or Order Filing 79 STATUS REPORT ORDER: Status Letter due by 9/29/2014. Signed by Judge Gregory M. Sleet on 9/8/2014. (asw)
January 8, 2014 Filing 78 NOTICE of Withdrawal of Motion for Leave to File a First Amended Complaint by James R. Zazzali re #65 Opening Brief in Support, #63 MOTION to Amend/Correct Complaint, #64 Declaration (Viceconte, Christopher)
January 7, 2014 Filing 77 STIPULATION of Dismissal with Prejudice of Defendant JP Turner Company LLC by James R. Zazzali. (Viceconte, Christopher)
October 22, 2013 Opinion or Order SO ORDERED, re #76 Stipulation of Dismissal filed by James R. Zazzali. Ordered by Chief Judge Gregory M. Sleet on 10/22/2013. (asw)
October 8, 2013 Filing 76 STIPULATION of Dismissal with Prejudice of Defendant Berthel Fisher & Company Financial Services, Inc. by James R. Zazzali. (Attachments: #1 Text of Proposed Order)(Viceconte, Christopher)
October 3, 2013 Opinion or Order SO ORDERED, re #75 Stipulation of Dismissal filed by James R. Zazzali. Ordered by Chief Judge Gregory M. Sleet on 10/3/2013. (asw)
September 25, 2013 Filing 75 STIPULATION of Dismissal with Prejudice of Defendant Girard Securities, Inc. by James R. Zazzali. (Attachments: #1 Text of Proposed Order)(Viceconte, Christopher)
May 23, 2013 Filing 74 NOTICE requesting Clerk to remove Jennifer M. Becnel-Guzzo as co-counsel. Reason for request: leaving firm. (Taylor, James)
April 2, 2013 CORRECTING ENTRY: The docket text in D.I. #73 RESPONSE TO OBJECTIONS, has been corrected to read, REPLY BRIEF. (asw)
March 28, 2013 Filing 73 REPLY BRIEF by James R. Zazzali re #63 MOTION to Amend/Correct Complaint (Attachments: #1 Corrected First Amended Complaint, #2 Exhibit A - Corrected, #3 Corrected Redlined First Amended Complaint)(Viceconte, Christopher)
March 8, 2013 Filing 72 JOINDER by Girard Securities Inc., joining in #70 Answering Brief in Opposition, #63 Motion to Amend/Correct, . (Grivner, Geoffrey)
March 8, 2013 Filing 71 ANSWERING BRIEF in Opposition re #63 MOTION to Amend/Correct Complaint filed by JP Turner Company LLC.Reply Brief due date per Local Rules is 3/18/2013. (Guzzo, Jennifer)
March 8, 2013 Filing 70 ANSWERING BRIEF in Opposition re #63 MOTION to Amend/Correct Complaint filed by Berthel Fisher & Company Financial Services Inc..Reply Brief due date per Local Rules is 3/18/2013. (Attachments: #1 Affidavit)(Grivner, Geoffrey)
February 26, 2013 Pro Hac Vice Attorney Gabriel A. Mendel for JP Turner Company LLC added for electronic noticing. (dmp, )
February 26, 2013 Pro Hac Vice Attorney Steven L. Polk for JP Turner Company LLC added for electronic noticing. (dmp, )
February 25, 2013 Pro Hac Vice Attorney Avital Stadler for JP Turner Company LLC added for electronic noticing. (rbe)
February 12, 2013 Opinion or Order Filing 69 SO ORDERED, re #68 STIPULATION TO EXTEND TIME Briefing on Motion for Leave to Amend Complaint to March 8, 2013 filed by Girard Securities Inc., Independent Financial Group LLC, DeWaay Financial Network LLC, Berthel Fisher & Company Financial Services Inc., G.A. Repple & Co. Ordered by Chief Judge Gregory M. Sleet on 2/12/2013. (asw)
February 12, 2013 Pro Hac Vice Attorney David A. Baugh for Girard Securities Inc. added for electronic noticing. (dmp, )
February 12, 2013 Reset Briefing Schedule: re #63 MOTION to Amend/Correct Complaint. Answering Brief due 3/8/2013. (asw)
February 12, 2013 Reset Briefing Schedule: re #63 MOTION to Amend/Correct Complaint. Reply Brief due 3/29/2013. (asw)
February 8, 2013 Filing 68 STIPULATION TO EXTEND TIME Briefing on Motion for Leave to Amend Complaint to March 8, 2013 - filed by Berthel Fisher & Company Financial Services Inc., DeWaay Financial Network LLC, G.A. Repple & Co., Girard Securities Inc., Independent Financial Group LLC. (Grivner, Geoffrey)
February 7, 2013 Pro Hac Vice Attorney Erin M. Korrison for Girard Securities Inc. added for electronic noticing. (dmp, )
February 1, 2013 Filing 67 MOTION for Pro Hac Vice Appearance of Attorney Erin M. Korrison - filed by Girard Securities Inc.. (Attachments: #1 Text of Proposed Order, #2 Certificate of Compliance)(Grivner, Geoffrey)
February 1, 2013 Filing 66 MOTION for Pro Hac Vice Appearance of Attorney David A. Baugh - filed by Girard Securities Inc.. (Attachments: #1 Text of Proposed Order, #2 Certificate of Compliance)(Grivner, Geoffrey)
February 1, 2013 Opinion or Order SO ORDERED, re #67 MOTION for Pro Hac Vice Appearance of Attorney Erin M. Korrison filed by Girard Securities Inc., #66 MOTION for Pro Hac Vice Appearance of Attorney David A. Baugh filed by Girard Securities Inc. Ordered by Chief Judge Gregory M. Sleet on 2/1/2013. (asw)
January 23, 2013 Filing 65 OPENING BRIEF in Support re #63 MOTION to Amend/Correct Complaint filed by James R. Zazzali.Answering Brief/Response due date per Local Rules is 2/11/2013. (Viceconte, Christopher)
January 23, 2013 Filing 64 DECLARATION re #63 MOTION to Amend/Correct Complaint by James R. Zazzali. (Viceconte, Christopher)
January 23, 2013 Filing 63 MOTION to Amend/Correct Complaint - filed by James R. Zazzali. (Attachments: #1 Statement Pursuant to D. Del. LR 7.1.1, #2 Text of Proposed Order, #3 Exhibit A- Proposed Amended Complaint - part 1, #4 Exhibit A- Proposed Amended Complaint - part 2, #5 Exhibit A- Proposed Amended Complaint - part 3, #6 Exhibit A- Proposed Amended Complaint - part 4, #7 Exhibit B - Part 1, #8 Exhibit B - Part 2, #9 Exhibit B - Part 3)(Viceconte, Christopher)
August 29, 2012 Filing 62 NOTICE of Withdrawal as Counsel of Rodger L. Eckelberry and Farrell A. Hochmuth by Berthel Fisher & Company Financial Services Inc. (Grivner, Geoffrey)
July 31, 2012 Opinion or Order ORAL ORDER finding as moot #29 Motion for TRO in light of D.I. #59 ; and finding as moot #31 Motion for TRO in light of D.I. #55 . Ordered by Chief Judge Gregory M. Sleet on 7/31/2012. (asw)
May 18, 2012 Filing 61 NOTICE of Withdraw of Counsel by DeWaay Financial Network LLC DeWaay Financial Network, LLC's Notice of Withdraw of Rodger L. Eckelberry and Farrell A. Hochmuth as of Counsel (Grivner, Geoffrey)
February 22, 2012 Filing 60 REPLY BRIEF re #27 MOTION to Dismiss for Failure to State a Claim filed by JP Turner Company LLC. (Taylor, James)
February 3, 2012 Filing 59 NOTICE of Defendant DeWaay Financial Network, LLC's Withdraw of Motion to Certify Class by DeWaay Financial Network LLC re #24 MEMORANDUM in Support, #23 MOTION to Certify Class (Grivner, Geoffrey)
January 23, 2012 Filing 58 STIPULATION TO EXTEND TIME to file Reply Brief in Support of Motion to Dismiss to February 22, 2012 - filed by JP Turner Company LLC. (Taylor, James)
January 23, 2012 Opinion or Order SO ORDERED, re #58 STIPULATION TO EXTEND TIME to file Reply Brief in Support of Motion to Dismiss to February 22, 2012 filed by JP Turner Company LLC, Reset Briefing Schedule: re #27 MOTION to Dismiss for Failure to State a Claim. (Reply Brief due 2/22/2012.). Ordered by Chief Judge Gregory M. Sleet on 1/23/2012. (asw)
January 11, 2012 Opinion or Order SO ORDERED re #56 Stipulation to Extend Time. Reset Briefing Schedule: re #23 MOTION to Certify Class. (Answering Brief due 2/3/2012., Reply Brief due 2/23/2012.). Ordered by Chief Judge Gregory M. Sleet on 1/11/2012. (asw)
January 9, 2012 Filing 57 NOTICE of by Edeltraut Edgerton, Wayne Edgerton re #48 MOTION to Compel Arbitration Under Section 4 of the Federal Arbitration Act, #47 MOTION to Compel Arbitration Under Section 4 of the Federal Arbitration Act That D.I. Nos 47 & 48 Are Withdrawn Without Prejudice (Adkins, Scott)
January 6, 2012 Filing 56 STIPULATION TO EXTEND TIME and Proposed Order Further Extending Plaintiff's Time to Respond to Defendant Dewaay Financial Network, LLC's Motion for Class Certification [D.I. 23-24] to 02/03/2012 - filed by James R. Zazzali. (Viceconte, Christopher)
January 5, 2012 Opinion or Order Filing 55 SO ORDERED, re #54 Stipulation of Dismissal as to the Defendant G.A. Repple & Company filed by James R. Zazzali. Signed by Chief Judge Gregory M. Sleet on 1/5/12. (mmm)
January 3, 2012 Filing 54 STIPULATION of Dismissal With Prejudice by James R. Zazzali. (Attachments: #1 Proposed Agreed Order of Dismissal With Prejudice)(Viceconte, Christopher)
January 3, 2012 Opinion or Order Filing 53 SO ORDERED, re #52 Stipulation of Dismissal as to Defendant Independent Financial Group, LLC filed by James R. Zazzali. Signed by Chief Judge Gregory M. Sleet on 1/3/12. (mmm)
December 29, 2011 Filing 52 STIPULATION of Dismissal With Prejudice by James R. Zazzali. (Attachments: #1 Proposed Agreed Order of Dismissal With Prejudice, #2 Certificate of Service)(Viceconte, Christopher)
December 29, 2011 Opinion or Order SO ORDERED, re #50 STIPULATION TO EXTEND TIME and Proposed Order Plaintiff's Time to Respond to Defendant Dewaay Financial Network, LLC's Motion for Class Certification to 01/06/2012 filed by James R. Zazzali. Ordered by Chief Judge Gregory M. Sleet on 12/29/11. (mmm)
December 23, 2011 Filing 51 ANSWERING BRIEF in Opposition re #27 MOTION to Dismiss for Failure to State a Claim filed by James R. Zazzali.Reply Brief due date per Local Rules is 1/3/2012. (Viceconte, Christopher)
December 23, 2011 Filing 50 STIPULATION TO EXTEND TIME and Proposed Order Plaintiff's Time to Respond to Defendant Dewaay Financial Network, LLC's Motion for Class Certification to 01/06/2012 - filed by James R. Zazzali. (Viceconte, Christopher)
December 21, 2011 Opinion or Order SO ORDERED, re #49 STIPULATION TO EXTEND TIME and Proposed Order Further Extending Plaintiff's Time to Respond to Defendant Dewaay Financial Network. Ordered by Chief Judge Gregory M. Sleet on 12/21/2011. (asw)
December 15, 2011 Filing 49 STIPULATION TO EXTEND TIME and Proposed Order Further Extending Plaintiff's Time to Respond to Defendant Dewaay Financial Network, LLC's Motion for Class Certification [D.I. 23-24] to 12/23/2011 - filed by James R. Zazzali. (Viceconte, Christopher)
December 10, 2011 Filing 48 MOTION to Compel Arbitration Under Section 4 of the Federal Arbitration Act - filed by Edeltraut Edgerton, Wayne Edgerton. (Attachments: #1 Exhibit Unpublised decision in Comverse v. American Telecom, #2 Exhibit FINRA Code Arb't Procedure Rule 12209, #3 Exhibit Unpublished decision in Cooper v. Miller Johnson et al)(Adkins, Scott)
December 9, 2011 Filing 47 MOTION to Compel Arbitration Under Section 4 of the Federal Arbitration Act - filed by Dean Costlow, Sharee Costlow. (Adkins, Scott)
December 9, 2011 Filing 46 NOTICE of Appearance by Scott L. Adkins on behalf of Dean Costlow, Sharee Costlow, Ronald Peterson, Wayne Edgerton, Judy Peterson, Edeltraut Edgerton (Adkins, Scott)
December 2, 2011 Filing 45 NOTICE of Settlement and Withdrawal of Objection and Motion To Compel Arbitation by Betty Pearson (Adkins, Scott)
December 2, 2011 Opinion or Order SO ORDERED, re #43 STIPULATION TO EXTEND TIME Response to Defendant DeWaay Financial Network, LLC's Motion to Certify Class to December 16, 2011 filed by DeWaay Financial Network LLC, Reset Briefing Schedule: re #23 MOTION to Certify Class. (Answering Brief due 12/16/2011.). Ordered by Chief Judge Gregory M. Sleet on 12/2/2011. (asw)
December 2, 2011 Opinion or Order SO ORDERED, re #44 STIPULATION TO EXTEND TIME Plaintiff's Response to Defendant G.A. Repple & Co.'s Motions to Certify Class and For a Temporary Restraining Order to February 1, 2012 and February 6, 2012, respectively filed by G.A. Repple & Co., Reset Briefing Schedule: re #25 MOTION to Certify Class, (Answering Brief due 2/1/2012., Reply Brief due 2/13/2012.) Reset Briefing Schedule: re #31 MOTION for Temporary Restraining Order Under the All-Writs Act. (Answering Brief due by 2/6/2012., Reply Brief due by 2/20/2012). Ordered by Chief Judge Gregory M. Sleet on 12/2/2011. (asw)
December 1, 2011 Filing 44 STIPULATION TO EXTEND TIME Plaintiff's Response to Defendant G.A. Repple & Co.'s Motions to Certify Class and For a Temporary Restraining Order to February 1, 2012 and February 6, 2012, respectively - filed by G.A. Repple & Co.. (Grivner, Geoffrey)
December 1, 2011 Filing 43 STIPULATION TO EXTEND TIME Response to Defendant DeWaay Financial Network, LLC's Motion to Certify Class to December 16, 2011 - filed by DeWaay Financial Network LLC. (Grivner, Geoffrey)
November 30, 2011 Opinion or Order SO ORDERED, re #42 STIPULATION TO EXTEND TIME Reply to Objection to Motion for Temporary Restraining Order and Opposition to Motion to Compel Arbitration to December 5, 2011 filed by DeWaay Financial Network LLC. Ordered by Chief Judge Gregory M. Sleet on 11/30/11. (mmm)
November 28, 2011 Filing 42 STIPULATION TO EXTEND TIME Reply to Objection to Motion for Temporary Restraining Order and Opposition to Motion to Compel Arbitration to December 5, 2011 - filed by DeWaay Financial Network LLC. (Grivner, Geoffrey)
November 16, 2011 Opinion or Order SO ORDERED, re #39 MOTION for Extension of Time to Respond To D.I. 23, D.I. 29 filed by Betty Pearson, Reset Briefing Schedule: re #29 MOTION for Temporary Restraining Order Under the All-Writs Act, #23 MOTION to Certify Class. (Answering Brief due 11/14/2011., Reply Brief due 12/7/2011.). Ordered by Chief Judge Gregory M. Sleet on 11/16/2011. (asw)
November 15, 2011 Filing 41 MOTION to Compel Arbitration Under FAA Section 4 - filed by Betty Pearson. (Attachments: #1 Exhibit Proposed Order)(Adkins, Scott)
November 14, 2011 Filing 40 ANSWERING BRIEF in Opposition re #29 MOTION for Temporary Restraining Order Under the All-Writs Act filed by Betty Pearson.Reply Brief due date per Local Rules is 11/28/2011. (Attachments: #1 Exhibit, #2 Exhibit, #3 Exhibit, #4 Exhibit Billitteri Brief)(Adkins, Scott)
November 14, 2011 Opinion or Order SO ORDERED, re #35 STIPULATION TO EXTEND TIME Plaintiff and non-parties' time to respond to Defendant G.A. Repple & Co.'s Motion for a Temporary Restraining Order to December 7, 2011 filed by G.A. Repple & Co., Reset Briefing Schedule: re #31 MOTION for Temporary Restraining Order Under the All-Writs Act. (Answering Brief due 12/7/2011.). Ordered by Chief Judge Gregory M. Sleet on 11/14/2011. (asw)
November 7, 2011 Filing 39 MOTION for Extension of Time to Respond To D.I. 23, D.I. 29 - filed by Betty Pearson. (Attachments: #1 Exhibit Counsels' Agreement, #2 Exhibit PROPOSED ORDER)(Adkins, Scott)
November 7, 2011 Filing 38 DECLARATION re #37 Response to Motion of James M. Lee by James R. Zazzali. (Attachments: #1 Exhibit A, #2 Exhibit B)(Viceconte, Christopher)
November 7, 2011 Filing 37 RESPONSE to Motion re #29 MOTION for Temporary Restraining Order Under the All-Writs Act filed by James R. Zazzali. (Viceconte, Christopher)
November 4, 2011 Filing 36 NOTICE of Appearance by Scott L. Adkins on behalf of Betty Pearson (Adkins, Scott)
November 1, 2011 Filing 35 STIPULATION TO EXTEND TIME Plaintiff and non-parties' time to respond to Defendant G.A. Repple & Co.'s Motion for a Temporary Restraining Order to December 7, 2011 - filed by G.A. Repple & Co.. (Grivner, Geoffrey)
October 31, 2011 Opinion or Order SO ORDERED, re #33 STIPULATION TO EXTEND TIME and Proposed Order for Plaintiff's Time to Respond to Defendant J.P. Turner & Company's Motion to Dismiss All Claims [D.I. 27, 28] to 12/23/2011 filed by James R. Zazzali, Reset Briefing Schedule: re #27 MOTION to Dismiss for Failure to State a Claim. (Answering Brief due 12/23/2011., Reply Brief due 1/23/2012.). Ordered by Chief Judge Gregory M. Sleet on 10/31/2011. (asw)
October 31, 2011 Opinion or Order SO ORDERED, #34 Stipulation to Extend Time, Reset Briefing Schedule: re #25 MOTION to Certify Class, #23 MOTION to Certify Class. (Answering Brief due 12/12/2011.). Ordered by Chief Judge Gregory M. Sleet on 10/31/2011. (asw)
October 27, 2011 Filing 34 STIPULATION TO EXTEND TIME and Proposed Order for Plaintiff to Respond to Defendants' Motion for Class Certification [D.I. 23-26] to 12/12/2011 - filed by James R. Zazzali. (Viceconte, Christopher)
October 25, 2011 Filing 33 STIPULATION TO EXTEND TIME and Proposed Order for Plaintiff's Time to Respond to Defendant J.P. Turner & Company's Motion to Dismiss All Claims [D.I. 27, 28] to 12/23/2011 - filed by James R. Zazzali. (Viceconte, Christopher)
October 19, 2011 Filing 32 MEMORANDUM in Support re #31 MOTION for Temporary Restraining Order Under the All-Writs Act filed by G.A. Repple & Co..Answering Brief/Response due date per Local Rules is 11/7/2011. (Attachments: #1 Exhibit Exhibit A, #2 Exhibit Exhibit B, #3 Exhibit Exhibit C, #4 Certificate of Compliance Certificate of Service)(Grivner, Geoffrey)
October 19, 2011 Filing 31 MOTION for Temporary Restraining Order Under the All-Writs Act - filed by G.A. Repple & Co.. (Attachments: #1 Text of Proposed Order Proposed Order Granting Motion for Temporary Restraining Order, #2 Certificate of Compliance Certificate of Service)(Grivner, Geoffrey)
October 19, 2011 Filing 30 MEMORANDUM in Support re #29 MOTION for Temporary Restraining Order Under the All-Writs Act filed by DeWaay Financial Network LLC.Answering Brief/Response due date per Local Rules is 11/7/2011. (Attachments: #1 Exhibit Exhibit A, #2 Exhibit Exhibit B, #3 Exhibit Exhibit C, #4 Certificate of Compliance Certificate of Service)(Grivner, Geoffrey)
October 19, 2011 Filing 29 MOTION for Temporary Restraining Order Under the All-Writs Act - filed by DeWaay Financial Network LLC. (Attachments: #1 Text of Proposed Order Proposed Order Granting Motion for Temporary Restraining Order, #2 Certificate of Compliance Certificate of Service)(Grivner, Geoffrey)
October 19, 2011 Filing 28 OPENING BRIEF in Support re #27 MOTION to Dismiss for Failure to State a Claim filed by JP Turner Company LLC.Answering Brief/Response due date per Local Rules is 11/7/2011. (Guzzo, Jennifer)
October 19, 2011 Filing 27 MOTION to Dismiss for Failure to State a Claim - filed by JP Turner Company LLC. (Guzzo, Jennifer)
October 14, 2011 Filing 26 MEMORANDUM in Support re #25 MOTION to Certify Class filed by Berthel Fisher & Company Financial Services Inc., DeWaay Financial Network LLC, G.A. Repple & Co., Girard Securities Inc., Independent Financial Group LLC.Answering Brief/Response due date per Local Rules is 10/31/2011. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Certificate of Service)(Grivner, Geoffrey)
October 14, 2011 Filing 25 MOTION to Certify Class - filed by G.A. Repple & Co.. (Attachments: #1 Text of Proposed Order Proposed Order Granting Motion of Defendant G.A. Repple & Co. for Class Certification, #2 Certificate of Compliance Certificate of Service)(Grivner, Geoffrey)
October 14, 2011 Filing 24 MEMORANDUM in Support re #23 MOTION to Certify Class filed by DeWaay Financial Network LLC.Answering Brief/Response due date per Local Rules is 10/31/2011. (Attachments: #1 Exhibit Exhibit A, #2 Exhibit Exhibit B, #3 Exhibit Exhibit C, #4 Exhibit Exhibit D, #5 Exhibit Exhibit E, #6 Exhibit Exhibit F, #7 Exhibit Exhibit G, #8 Exhibit Exhibit H, #9 Certificate of Compliance Certificate of Service)(Grivner, Geoffrey)
October 14, 2011 Filing 23 MOTION to Certify Class - filed by DeWaay Financial Network LLC. (Attachments: #1 Text of Proposed Order Proposed Order Graning Motion of Defendant DeWaay FInancial Network, LLC For Class Certification, #2 Certificate of Compliance Certificate of Service)(Grivner, Geoffrey)
October 3, 2011 Pro Hac Vice Attorney Debra A. Clifford for James R. Zazzali added for electronic noticing. (dmp, )
September 29, 2011 Pro Hac Vice Attorney Steven E. Bizar for Berthel Fisher & Company Financial Services Inc. added for electronic noticing. (dmp, )
September 29, 2011 Opinion or Order SO ORDERED, re #22 MOTION for Pro Hac Vice Appearance of Attorney Fruqan Mouzon filed by James R. Zazzali. Ordered by Chief Judge Gregory M. Sleet on 9/29/2011. (asw)
September 28, 2011 Filing 22 MOTION for Pro Hac Vice Appearance of Attorney Fruqan Mouzon - filed by James R. Zazzali. (Attachments: #1 Text of Proposed Order, #2 Certification, #3 Certificate of Service)(Viceconte, Christopher)
September 23, 2011 Filing 21 ANSWER to #1 Complaint,, by DeWaay Financial Network LLC. (Attachments: #1 Defendant Dewaay Financial Network, LLC's Corporate Disclosure Statement, #2 Certificate of Compliance Certificate of Service)(Grivner, Geoffrey)
September 23, 2011 Filing 20 ANSWER to #1 Complaint,, by G.A. Repple & Co.. (Attachments: #1 Defendant G.A. Repple and Company's Corporate Disclosure Statement, #2 Certificate of Service)(Grivner, Geoffrey)
September 23, 2011 Filing 19 ANSWER to #1 Complaint,, by Berthel Fisher & Company Financial Services Inc.. (Attachments: #1 Defendant Berthel Fisher & Company Financial Services, Inc.'s Corporate Disclosure Statement, #2 Certificate of Service)(Grivner, Geoffrey)
September 23, 2011 Filing 18 ANSWER to #1 Complaint,, by Independent Financial Group LLC. (Attachments: #1 Defendant Independent Financial Group, LLC's Corporate Disclosure Statement, #2 Certificate of Service)(Grivner, Geoffrey)
September 23, 2011 Filing 17 ANSWER to #1 Complaint,, by Girard Securities Inc.. (Attachments: #1 Corporate Disclosure Statement, #2 Certificate of Service)(Grivner, Geoffrey)
September 20, 2011 Filing 16 MOTION for Pro Hac Vice Appearance of Attorney Debra A. Clifford - filed by James R. Zazzali. (Attachments: #1 Text of Proposed Order, #2 Certification, #3 Certificate of Service)(Viceconte, Christopher)
September 20, 2011 Filing 15 MOTION for Pro Hac Vice Appearance of Attorney Brian J. McMahon - filed by James R. Zazzali. (Attachments: #1 Text of Proposed Order, #2 Certification, #3 Certificate of Service)(Viceconte, Christopher)
September 20, 2011 Opinion or Order SO ORDERED, re #16 MOTION for Pro Hac Vice Appearance of Attorney Debra A. Clifford filed by James R. Zazzali, #15 MOTION for Pro Hac Vice Appearance of Attorney Brian J. McMahon filed by James R. Zazzali. Ordered by Chief Judge Gregory M. Sleet on 9/20/2011. (asw)
September 19, 2011 Pro Hac Vice Attorney Cory D. Olson,Vincent D. Louwagie,Rodger L. Eckelberry for Berthel Fisher & Company Financial Services Inc. added for electronic noticing. (dmp, )
September 16, 2011 Filing 14 MOTION for Pro Hac Vice Appearance of Attorney Avital Stadler, Esq. - filed by JP Turner Company LLC. (Attachments: #1 Certification of Avital Stadler, #2 Proposed Order)(Taylor, James)
September 16, 2011 Filing 13 MOTION for Pro Hac Vice Appearance of Attorney Garbriel A. Mendel, Esq. - filed by JP Turner Company LLC. (Attachments: #1 Certification of Gabriel A. Mendel, #2 Proposed Order)(Taylor, James)
September 16, 2011 Filing 12 MOTION for Pro Hac Vice Appearance of Attorney S. Lawrence Polk, Esq. - filed by JP Turner Company LLC. (Attachments: #1 Certification of S. Lawrence Polk, #2 Proposed Order)(Taylor, James)
September 16, 2011 Filing 11 Joint STIPULATION TO EXTEND TIME for Defendant to Respond to the Complaint to October 19, 2011 - filed by JP Turner Company LLC. (Taylor, James)
September 16, 2011 Filing 10 NOTICE of Appearance by James Darlington Taylor, Jr on behalf of JP Turner Company LLC (Taylor, James)
September 16, 2011 Opinion or Order SO ORDERED, re #11 Joint STIPULATION TO EXTEND TIME for Defendant to Respond to the Complaint to October 19, 2011 filed by JP Turner Company LLC, Set/Reset Answer Deadlines: JP Turner Company LLC answer due 10/19/2011. Ordered by Chief Judge Gregory M. Sleet on 9/16/2011. (asw)
September 16, 2011 Pro Hac Vice Attorney Farrell A. Hochmuth for Berthel Fisher & Company Financial Services Inc. added for electronic noticing. (dmp, )
September 16, 2011 Opinion or Order SO ORDERED, re #12 MOTION for Pro Hac Vice Appearance of Attorney S. Lawrence Polk, Esq. filed by JP Turner Company LLC, #14 MOTION for Pro Hac Vice Appearance of Attorney Avital Stadler, Esq. filed by JP Turner Company LLC, #13 MOTION for Pro Hac Vice Appearance of Attorney Garbriel A. Mendel, Esq. filed by JP Turner Company LLC. Ordered by Chief Judge Gregory M. Sleet on 9/16/2011. (asw)
September 15, 2011 Opinion or Order SO ORDERED, re #9 MOTION for Pro Hac Vice Appearance of Attorney Cory D. Olson filed by Girard Securities Inc., Independent Financial Group LLC, DeWaay Financial Network LLC, Berthel Fisher & Company Financial Services Inc., G.A. Repple & Co. Ordered by Chief Judge Gregory M. Sleet on 9/15/2011. (asw)
September 14, 2011 Filing 9 MOTION for Pro Hac Vice Appearance of Attorney Cory D. Olson - filed by Berthel Fisher & Company Financial Services Inc., DeWaay Financial Network LLC, G.A. Repple & Co., Girard Securities Inc., Independent Financial Group LLC. (Attachments: #1 Certificate of Compliance Certificate by Counsel, #2 Text of Proposed Order Granting Motion, #3 Certificate of Compliance Certificate of Service)(Grivner, Geoffrey)
September 14, 2011 Filing 8 MOTION for Pro Hac Vice Appearance of Attorney Vincent D. Louwagie - filed by Berthel Fisher & Company Financial Services Inc., DeWaay Financial Network LLC, G.A. Repple & Co., Girard Securities Inc., Independent Financial Group LLC. (Attachments: #1 Certificate of Compliance Certification by Counsel to be Admitted Pro Hac Vice, #2 Text of Proposed Order Granting Motion, #3 Certificate of Compliance Cerificate of Service)(Grivner, Geoffrey)
September 14, 2011 Opinion or Order SO ORDERED, re #8 MOTION for Pro Hac Vice Appearance of Attorney Vincent D. Louwagie filed by Girard Securities Inc., Independent Financial Group LLC, DeWaay Financial Network LLC, Berthel Fisher & Company Financial Services Inc., G.A. Repple & Co. Ordered by Chief Judge Gregory M. Sleet on 9/14/2011. (asw)
September 13, 2011 Opinion or Order SO ORDERED, re #7 MOTION for Pro Hac Vice Appearance of Attorney Rodger L. Eckelberry filed by Girard Securities Inc., Independent Financial Group LLC, DeWaay Financial Network LLC, Berthel Fisher & Company Financial Services Inc., G.A. Repple & Co., #6 MOTION for Pro Hac Vice Appearance of Attorney Farrell A. Hochmuth filed by Girard Securities Inc., Independent Financial Group LLC, DeWaay Financial Network LLC, Berthel Fisher & Company Financial Services Inc., G.A. Repple & Co., #5 MOTION for Pro Hac Vice Appearance of Attorney Steven E. Bizar filed by Girard Securities Inc., Independent Financial Group LLC, DeWaay Financial Network LLC, Berthel Fisher & Company Financial Services Inc., G.A. Repple & Co. Ordered by Chief Judge Gregory M. Sleet on 9/13/2011. (asw)
September 12, 2011 Filing 7 MOTION for Pro Hac Vice Appearance of Attorney Rodger L. Eckelberry - filed by Berthel Fisher & Company Financial Services Inc., DeWaay Financial Network LLC, G.A. Repple & Co., Girard Securities Inc., Independent Financial Group LLC. (Attachments: #1 Certificate of Compliance Certification by Counsel to be Admitted Pro Hac Vice, #2 Text of Proposed Order Granting Motion, #3 Certificate of Compliance Certificate of Service)(Grivner, Geoffrey)
September 12, 2011 Filing 6 MOTION for Pro Hac Vice Appearance of Attorney Farrell A. Hochmuth - filed by Berthel Fisher & Company Financial Services Inc., DeWaay Financial Network LLC, G.A. Repple & Co., Girard Securities Inc., Independent Financial Group LLC. (Attachments: #1 Certificate of Compliance Certification by Counsel to be Admitted Pro Hac Vice, #2 Text of Proposed Order Granting Motion of Pro Hac Vice of Farrell A. Hochmuth, #3 Certificate of Compliance Certificate of Service)(Grivner, Geoffrey)
September 12, 2011 Filing 5 MOTION for Pro Hac Vice Appearance of Attorney Steven E. Bizar - filed by Berthel Fisher & Company Financial Services Inc., DeWaay Financial Network LLC, G.A. Repple & Co., Girard Securities Inc., Independent Financial Group LLC. (Attachments: #1 Certificate of Compliance Certificate by Counsel to be Admitted Pro Hac Vice of Steven E. Bizar, #2 Text of Proposed Order Granting Motion for Pro Hac Vice of Steven E. Bizar, #3 Certificate of Compliance Certificate of Service)(Grivner, Geoffrey)
September 12, 2011 Filing 4 NOTICE of Appearance by Geoffrey Graham Grivner on behalf of Berthel Fisher & Company Financial Services Inc., DeWaay Financial Network LLC, G.A. Repple & Co., Girard Securities Inc., Independent Financial Group LLC (Attachments: #1 Certificate of Compliance Certificate of Service)(Grivner, Geoffrey)
September 7, 2011 Case Reassigned to Judge Gregory M. Sleet. Please include the initials of the Judge (GMS) after the case number on all documents filed. Associated Cases: 1:11-cv-00625-GMS, 1:11-cv-00744-GMS. (also 1:11-cv-00475-GMS)(rjb)
August 23, 2011 Filing 3 WAIVER OF SERVICE returned executed by James R. Zazzali: For JP Turner Company LLC waiver sent on 7/19/2011, answer due 9/19/2011. (Viceconte, Christopher)
July 20, 2011 Case Assigned to Judge Stewart Dalzell of the Eastern District of Pennsylvania (in lieu of Vacant Judgeship). Please include the initials of the Judge (SD) after the case number on all documents filed. (Courtesy copies of filings should be sent to the chambers of the assigned Judge). (rjb)
July 18, 2011 CORRECTING ENTRY: Party Sam Smiths 1 through 10 added per complaint. (dzs, )
July 15, 2011 Summons Issued as to Berthel Fisher & Company Financial Services Inc. on 7/15/2011; DeWaay Parent Corporation on 7/15/2011; G.A. Repple & Co. on 7/15/2011; Girard Securities Inc. on 7/15/2011; Independent Financial Group LLC on 7/15/2011; JP Turner Company LLC on 7/15/2011. (rwc)
July 14, 2011 Filing 2 Notice, Consent and Referral forms re: U.S. Magistrate Judge jurisdiction (lid)
July 14, 2011 Filing 1 COMPLAINT filed with Jury Demand against BFC Parent Corporation, Berthel Fisher & Company Financial Services Inc., DeWaay Financial Network LLC, DeWaay Parent Corporation, G.A. Repple & Co., Girard Parent Corporation, Girard Securities Inc., IFG Parent Corporation, Independent Financial Group LLC, JP Turner Company LLC, Repple Parent Corporation, Turner Parent Corporation - Magistrate Consent Notice to Pltf. ( Filing fee $ 350, receipt number 0311-917432.) - filed by James R. Zazzali. (Attachments: #1 Complaint Part 2, #2 Exhibit A, #3 Exhibit B, #4 Exhibit C, #5 Exhibit D, #6 Civil Cover Sheet)(lid)
July 14, 2011 No Summons Issued (lid)

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Search for this case: Zazzali v. Berthel Fisher & Company Financial Services Inc. et al
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Intervenor: Wayne Edgerton
Represented By: Scott L. Adkins
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Intervenor: Ronald Peterson
Represented By: Scott L. Adkins
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Intervenor: Betty Pearson
Represented By: Scott L. Adkins
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Intervenor: Edeltraut Edgerton
Represented By: Scott L. Adkins
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Intervenor: Judy Peterson
Represented By: Scott L. Adkins
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Defendant: BFC Parent Corporation
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Defendant: JP Turner Company LLC
Represented By: Avital Stadler
Represented By: Steven L. Polk
Represented By: Jennifer Becnel Guzzo
Represented By: James Darlington Taylor, Jr.
Represented By: Gabriel A. Mendel
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Defendant: Turner Parent Corporation
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Defendant: Sam Smiths 1 through 10
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Defendant: Independent Financial Group LLC
Represented By: Geoffrey Graham Grivner
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Defendant: Dean Costlow
Represented By: Scott L. Adkins
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Defendant: Berthel Fisher & Company Financial Services Inc.
Represented By: Steven E. Bizar
Represented By: Cory D. Olson
Represented By: Rodger L. Eckelberry
Represented By: Vincent D. Louwagie
Represented By: Geoffrey Graham Grivner
Represented By: Farrell A. Hochmuth
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Defendant: Sharee Costlow
Represented By: Scott L. Adkins
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Defendant: Repple Parent Corporation
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Defendant: Girard Parent Corporation
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Defendant: G.A. Repple & Co.
Represented By: Geoffrey Graham Grivner
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Defendant: DeWaay Parent Corporation
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Defendant: DeWaay Financial Network LLC
Represented By: Geoffrey Graham Grivner
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Defendant: Girard Securities Inc.
Represented By: Erin M. Korrison
Represented By: David A. Baugh
Represented By: Geoffrey Graham Grivner
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Defendant: IFG Parent Corporation
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Plaintiff: James R. Zazzali
Represented By: Debra A. Clifford
Represented By: Christopher Viceconte
Represented By: Andrew G. Moore, II
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