Zazzali v. AFA Financial Group et al

Justia Dockets & Filings Third Circuit Delaware District Court Zazzali v. AFA Financial Group et al

Zazzali v. AFA Financial Group et al

Plaintiff:	James R. Zazzali
Defendant:	AIG Financial Advisors Inc. Parent Corporation, Ameritas Investment Corp., Ameritas Investment Corp. Parent Corp., Aria Asset Mgmt LLC, Aria Asset Mgmt LLC Parent Corp., Beneficial Investment Services Inc., Beneficial Investment Services Inc. Parent Corp., Centara Capital Securities Inc., Centara Capital Securities Inc. Parent Corp., Commonwealth Financial Network, Commonwealth Financial Network Parent Corp., Crown Capital Securities LLC, Crown Capital Securities LLC Parent Corp., E-Planning, E-Planning Parent Corp., Financial Advisors Services, Financial Advisors Services Parent Corp., Financial Telesis Inc., Financial Telesis Inc. Parent Corp., First Financial Equity Corp., First Financial Equity Parent Corp., FSC Securities Corp., FSC Securities Corp. Parent Corp., Gebhart & Associates Inc., Gebhart & Associates Parent Corp., Geneos Wealth Mgmnt, Geneos Wealth Mgmnt Parent Corp., GWR Investments, GWR Investments Parent Corp., Halpern Capital, Halpern Capital Parent Corp., Investacorp Inc., Investacorp Inc. Parent Corp., Investor's Capital Corp., Investor's Capital Corp. Parent Corp., Pacific West Securities Inc., Pacific West Securities Inc. Parent Corp., Pension Planners Securities Inc., Pension Planners Securities Inc. Parent Corp., Primex, Primex Parent Corp., Sawtooth Securities, Sawtooth Securities Parent Corp., Securities America Inc., Securities America Inc. Parent Corp., Sentra Securities, Sentra Securities Parent Corp., Spelman & Company, Spelman & Company Parent Corp., Strategic Financial, Strategic Financial Parent Corp., Summit Brokerage Services, Summit Brokerage Services Parent Corp., Concord Equity Group LLC, Concord Equity Group LLC Parent Corp., Triad Advisors Inc., Triad Advisors Inc. Parent Corp., VSR Financial Services Inc., VSR Financial Services Inc. Parent Corp., Wales Investment Inc., Wales Investments Inc. Parent Corp., Wallstreet E-Financial, Wallstreet E-Financial Parent Corp., Waveland Capital Partners LLC, Waveland Capital Partners LLC Parent Corp., Welton Street Investments LLC, Welton Street Investments LLC Parent Corp., WFP Securities Inc., WFP Securities Inc. Parent Corp., Wilson Davis, Wilson Davis Parent Corp., Woodbury Financial Services Inc., Woodbury Financial Services Parent Corp., Workman Securities Corp., Workman Securities Corp. Parent Corp., John Doe 1-500, AIG Financial Advisors Inc., AFA Financial Group Parent Corporation and AFA Financial Group
Case Number:	1:2011cv00744
Filed:	August 22, 2011
Court:	US District Court for the District of Delaware
Office:	Wilmington Office
County:	XX US, Outside State
Presiding Judge:	Gregory M. Sleet
Nature of Suit:	Securities/Commodities/Exchanges
Cause of Action:	15 U.S.C. § 78
Jury Demanded By:	Plaintiff

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Search for this case: Zazzali v. AFA Financial Group et al
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Defendant: AIG Financial Advisors Inc. Parent Corporation
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Defendant: Ameritas Investment Corp.
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Defendant: Ameritas Investment Corp. Parent Corp.
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Defendant: Aria Asset Mgmt LLC
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Defendant: Aria Asset Mgmt LLC Parent Corp.
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Defendant: Beneficial Investment Services Inc.
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Defendant: Beneficial Investment Services Inc. Parent Corp.
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Defendant: Centara Capital Securities Inc.
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Defendant: Centara Capital Securities Inc. Parent Corp.
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Defendant: Commonwealth Financial Network
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Defendant: Commonwealth Financial Network Parent Corp.
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Defendant: Crown Capital Securities LLC
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Defendant: Crown Capital Securities LLC Parent Corp.
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Defendant: E-Planning
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Defendant: E-Planning Parent Corp.
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Defendant: Financial Advisors Services
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Defendant: Financial Advisors Services Parent Corp.
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Defendant: Financial Telesis Inc.
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Defendant: Financial Telesis Inc. Parent Corp.
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Defendant: First Financial Equity Corp.
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Defendant: First Financial Equity Parent Corp.
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Defendant: FSC Securities Corp.
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Defendant: FSC Securities Corp. Parent Corp.
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Defendant: Gebhart & Associates Inc.
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Defendant: Gebhart & Associates Parent Corp.
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Defendant: Geneos Wealth Mgmnt
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Defendant: Geneos Wealth Mgmnt Parent Corp.
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Defendant: GWR Investments
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Defendant: GWR Investments Parent Corp.
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Defendant: Halpern Capital
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Defendant: Halpern Capital Parent Corp.
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Defendant: Investacorp Inc.
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Defendant: Investacorp Inc. Parent Corp.
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Defendant: Investor's Capital Corp.
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Defendant: Investor's Capital Corp. Parent Corp.
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Defendant: Pacific West Securities Inc.
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Defendant: Pacific West Securities Inc. Parent Corp.
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Defendant: Pension Planners Securities Inc.
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Defendant: Pension Planners Securities Inc. Parent Corp.
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Defendant: Primex
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Defendant: Primex Parent Corp.
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Defendant: Sawtooth Securities
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Defendant: Sawtooth Securities Parent Corp.
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Defendant: Securities America Inc.
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Defendant: Securities America Inc. Parent Corp.
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Defendant: Sentra Securities
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Defendant: Sentra Securities Parent Corp.
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Defendant: Spelman & Company
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Defendant: Spelman & Company Parent Corp.
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Defendant: Strategic Financial
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Defendant: Strategic Financial Parent Corp.
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Defendant: Summit Brokerage Services
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Defendant: Summit Brokerage Services Parent Corp.
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Defendant: Concord Equity Group LLC
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Defendant: Concord Equity Group LLC Parent Corp.
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Defendant: Triad Advisors Inc.
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Defendant: Triad Advisors Inc. Parent Corp.
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Defendant: VSR Financial Services Inc.
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Defendant: VSR Financial Services Inc. Parent Corp.
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Defendant: Wales Investment Inc.
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Defendant: Wales Investments Inc. Parent Corp.
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Defendant: Wallstreet E-Financial
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Defendant: Wallstreet E-Financial Parent Corp.
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Defendant: Waveland Capital Partners LLC
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Defendant: Waveland Capital Partners LLC Parent Corp.
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Defendant: Welton Street Investments LLC
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Defendant: Welton Street Investments LLC Parent Corp.
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Defendant: WFP Securities Inc.
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Defendant: WFP Securities Inc. Parent Corp.
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Defendant: Wilson Davis
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Defendant: Wilson Davis Parent Corp.
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Defendant: Woodbury Financial Services Inc.
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Defendant: Woodbury Financial Services Parent Corp.
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Defendant: Workman Securities Corp.
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Defendant: Workman Securities Corp. Parent Corp.
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Defendant: John Doe 1-500
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Defendant: AIG Financial Advisors Inc.
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Defendant: AFA Financial Group Parent Corporation
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Defendant: AFA Financial Group
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Plaintiff: James R. Zazzali
Represented By:	Andrew G. Moore, II
Represented By:	Christopher Viceconte
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