Securities and Exchange Commission v. TBG Holdings Corporation et al
Securities and Exchange Commission |
TBG Holdings Corporation, Neil B. Swartz and Timothy S. Hart |
0:2022cv61689 |
September 9, 2022 |
US District Court for the Southern District of Florida |
Raag Singhal |
Securities/Commodities |
15 U.S.C. ยง 0077 Securities Fraud |
None |
Docket Report
This docket was last retrieved on September 14, 2022. A more recent docket listing may be available from PACER.
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Filing 10 ORDER CLOSING CASE Signed by Judge Raag Singhal on 9/13/2022. See attached document for full details. (cqs) |
Filing 9 FINAL JUDGMENT AS TO DEFENDANT TBG HOLDINGS CORPORATION, in favor of Securities and Exchange Commission against TBG Holdings Corporation Signed by Judge Raag Singhal on 9/13/2022. See attached document for full details. (cqs) |
Filing 8 FINAL JUDGMENT AS TO DEFENDANT NEIL B. SWARTZ, in favor of Securities and Exchange Commission against Neil B. Swartz Signed by Judge Raag Singhal on 9/13/2022. See attached document for full details. (cqs) |
Filing 7 FINAL JUDGMENT AS TO DEFENDANT TIMOTHY S. HART, in favor of Securities and Exchange Commission against Timothy S. Hart Signed by Judge Raag Singhal on 9/13/2022. See attached document for full details. (cqs) |
Filing 6 PAPERLESS ORDER TO FILE CERTIFICATE OF INTERESTED PERSONSWithin SEVEN (7) DAYS of entry of an appearance, each party, including governmental parties, must file certificates of interested parties and corporate disclosure statements that contain a complete list of persons, associated persons, firms, partnerships, or corporations that have a financial interest in the outcome of this case, including subsidiaries, conglomerates, affiliates, parent corporations, and other identifiable legal entities related to a party. The parties shall not include Judge Singhal or the paired magistrate judges as interested parties unless they have an interest in the litigation. Throughout the pendency of the action, the parties are under a continuing obligation to amend, correct, and update the certificates. Signed by Judge Raag Singhal on 9/12/2022. (pls) |
Filing 5 NOTICE OF COURT PRACTICEUnless otherwise specified by the Court, every motion, legal memorandum, brief, and otherwise shall: be double-spaced, in justified alignment, in 12-point font, using either Times New Roman or Arial typeface. This Notice does not supplant the requirements and provisions of Local Rule 7.1(c). The Court cautions parties against excessive use of footnotes.Multiple Plaintiffs or Defendants shall file joint motions with co-parties unless there are clear conflicts of position. If conflicts of position exist, parties shall explain the conflicts in their separate motions.Parties are encouraged to seek extensions of time in a timely fashion. "A motion for extension of time is not self-executing; no motion is, unless expressly provided for by the applicable rule. Yet, by filing these motions on or near the last day, and then sitting idle pending the Court's disposition of the motion, parties essentially grant their own motion. The Court will not condone this." Compere v. Nusret Miami, LLC, 2020 WL 2844888, at *2 (S.D. Fla. May 7, 2020) (internal citations omitted).Exhibits to pleadings and motions shall be docketed in accordance with the Courts CM/ECF procedures, Rule 3L.(2): (2) Describing an Attachment to a Docket EntryA party filing an attachment to a document shall select one of the prescribed attachment categories from the drop-down menu (e.g., affidavit, transcript), provide an alphabetical or numerical designation (e.g., Exhibit A, Exhibit 1), and descriptively name each attachment (e.g., Exhibit 1 - Affidavit of Boo Radley) in a manner that enables the Court to easily locate and distinguish attachments. (Emphasis added.) Local Rule 16.4, Local Rules for the United States District Court for the Southern District of Florida, requires that a Notice of Settlement "shall be filed and served jointly by counsel for all parties to the settlement." A unilateral notice of settlement will not stay pre-trial deadlines or hearings.Failure to comply with any of these procedures may result in the imposition of appropriate sanctions. Signed by Judge Raag Singhal on 9/12/2022. (pls) |
Filing 4 CLERK'S NOTICE re #1 Complaint. Attorney Michael J. Gonzalez of the US Securities and Exchange Commission should have associated theirself when the case was filed. Attorney Michael J. Gonzalez has been added to the case by the Clerk. (sk) |
Filing 3 Unopposed MOTION for Judgment (Final) Against Defendants TBG Holding Corporation, Neil B. Swartz and Timothy S. Hart by Securities and Exchange Commission. (Attachments: #1 Exhibit A, Consent of Defendant TBG Holdings Corporation, #2 Exhibit B, Consent of Defendant Neil B. Swartz, #3 Exhibit C, Consent of Defendant Timothy S. Hart, #4 Exhibit D, Proposed Final Judgment as to TBG Holdings Corporation, #5 Exhibit E, Proposed Final Judgment as to Defendant Neil B. Swartz, #6 Exhibit F, Proposed Final Judgment as to Defendant Timothy S. Hart)(Nestor, Christine) |
Filing 2 Clerks Notice of Judge Assignment to Judge Raag Singhal. Pursuant to 28 USC 636(c), the parties are hereby notified that the U.S. Magistrate Judge Melissa Damian is available to handle any or all proceedings in this case. If agreed, parties should complete and file the Consent form found on our website. It is not necessary to file a document indicating lack of consent. (swr) |
Filing 1 COMPLAINT for Injunctive and Other Relief against Timothy S. Hart, Neil B. Swartz, TBG Holdings Corporation. Filing fees $ 402.00. USA Filer - No Filing Fee Required, filed by Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet)(Nestor, Christine) |
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