Securities and Exchange Commission v. Fettner et al
Plaintiff: Securities and Exchange Commission
Defendant: Brian Fettner, Kathy M Micali and Liselotte Sandberg
Case Number: 9:2019cv80613
Filed: May 7, 2019
Court: US District Court for the Southern District of Florida
Presiding Judge: Bruce E Reinhart
Referring Judge: Robin L Rosenberg
Nature of Suit: Securities/Commodities
Cause of Action: 12:0022
Jury Demanded By: None
Docket Report

This docket was last retrieved on May 30, 2019. A more recent docket listing may be available from PACER.

Date Filed Document Text
May 30, 2019 Filing 5 FINAL JUDGMENT in favor of Plaintiff, Securities and Exchange Commission and against Defendants, Brian Fettner, Liselotte Sandberg and Kathy M. Micali. Closing Case. Signed by Judge Robin L. Rosenberg on 5/30/2019. See attached document for full details. (ar2)
May 28, 2019 Filing 4 Unopposed MOTION for Judgment as to All Defendants by Securities and Exchange Commission. (Attachments: #1 Affidavit, #2 Text of Proposed Order)(Margand, Christopher)
May 7, 2019 Filing 3 Bar Letter re: Admissions sent to attorney David Frohlich, mailing date May 7, 2019, (pt)
May 7, 2019 Filing 2 Clerks Notice of Judge Assignment to Judge Robin L. Rosenberg and Magistrate Judge Bruce E. Reinhart. Pursuant to 28 USC 636(c), the parties are hereby notified that the U.S. Magistrate Judge Bruce E. Reinhart is available to handle any or all proceedings in this case. If agreed, parties should complete and file the Consent form found on our website. It is not necessary to file a document indicating lack of consent. Pro se (NON-PRISONER) litigants may receive Notices of Electronic Filings (NEFS) via email after filing a Consent by Pro Se Litigant (NON-PRISONER) to Receive Notices of Electronic Filing. The consent form is available under the forms section of our website. (ebz)
May 7, 2019 Filing 1 COMPLAINT seeking an injunction and the imposition of a civil money penalty as to Defendant Fettner, and disgorgement with prejudgment interest as to Relief Defendants Sandberg and Micali against All Defendants. Filing fees $ 400.00. USA Filer - No Filing Fee Required, filed by Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet, #2 Affidavit Consent to Entry of Judgment, #3 Text of Proposed Order)(Margand, Christopher)

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Defendant: Brian Fettner
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Defendant: Kathy M Micali
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Defendant: Liselotte Sandberg
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Plaintiff: Securities and Exchange Commission
Represented By: David Frohlich
Represented By: Christopher G. Margand
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