OWENS et al v. STIFEL NICOLAUS & COMPANY INC
| MARTHA F OWENS, SUSAN ROCKETT, DONALD ABNER POPE, JR and REFUSE MATERIALS INC |
| STIFEL NICOLAUS AND COMPANY INC and ANTHONY JOHN FISHER |
| 7:2012cv00144 |
| October 30, 2012 |
| US District Court for the Middle District of Georgia |
| Valdosta Office |
| Irwin |
| HUGH LAWSON |
| Other Fraud |
| 28 U.S.C. § 1332 |
| Both |
Docket Report
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This docket was last retrieved on December 5, 2016. A more recent docket listing may be available from PACER.
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| Filing 242 CORRECTED ORDER re #241 Order on Motion to Dismiss Complaint. Order docketed at docket entry 241 was not signed. Ordered by US DISTRICT JUDGE HUGH LAWSON on 12/2/2016. (nop) |
Filing 241
ORDER granting #240 Motion to Dismiss Complaint. Ordered by US DISTRICT JUDGE HUGH LAWSON on 12/2/2016 (nop)
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| Filing 240 CONSENT MOTION to Dismiss Complaint re #1 Notice of Removal, #27 Amended Complaint : by DONALD ABNER POPE, JR, REFUSE MATERIALS INC filed by BRENT J SAVAGE, JR. (Attachments: #1 Text of Proposed Order)(SAVAGE, BRENT) |
| Filing 239 NOTICE of Attorney Appearance by PAUL GREENWALT on behalf of STIFEL NICOLAUS AND COMPANY INC (GREENWALT, PAUL) |
| Filing 238 NOTICE of Attorney Appearance by KRISTEN VIGLIONE on behalf of STIFEL NICOLAUS AND COMPANY INC (VIGLIONE, KRISTEN) |
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Filing 237
Order granting Petition for Admission Pro Hac Vice (Petition Attached); Attorney Admission Fee Met by PAUL GREENWALT, KRISTEN VIGLIONE. (Attachments: #1 Pro Hac Admission) (nop)
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| Filing 236 This is a text only entry; no document issued. ORDER granting #235 Motion to Withdraw as Attorney. Attorney RONALD B GAITHER, JR terminated. Ordered by US DISTRICT JUDGE HUGH LAWSON on 9/20/2016. (aks) |
| Filing 235 MOTION to Withdraw as Attorney by STIFEL NICOLAUS AND COMPANY INC filed by RONALD B GAITHER, JR.(GAITHER, RONALD) |
| Filing 234 This is a text only entry; no document issued. ORDER granting #233 Motion to Withdraw as Attorney. Attorney ELYSE KENNEDY YANG terminated. Ordered by US DISTRICT JUDGE HUGH LAWSON on 9/19/2016. (aks) |
| Filing 233 MOTION to Withdraw as Attorney by STIFEL NICOLAUS AND COMPANY INC filed by ELYSE KENNEDY YANG.(YANG, ELYSE) |
| Filing 232 MANDATE of USCA as to #226 Notice of Appeal filed by REFUSE MATERIALS INC, DONALD ABNER POPE, JR. (Attachments: #1 Cover Letter)(rlw) |
| Filing 231 USCA Order/Opinion affirming in part and reversing in part the district court's order granting summary judgment re: #226 Notice of Appeal filed by REFUSE MATERIALS INC, DONALD ABNER POPE, JR. (Attachments: #1 Cover Letter)(rlw) |
| Filing 230 USCA Order denying Appellee's Motion to Impose Sanctions for Damages and Costs as to #226 Notice of Appeal filed by REFUSE MATERIALS INC, DONALD ABNER POPE, JR. (Attachments: #1 Cover Letter)(rlw) |
| Pursuant to F.R.A.P 11(c) the Clerk of the District Court for the Middle District of Georgia certifies that the record is complete for purposes of this appeal re: 211 Notice of Appeal. The entire record on appeal is available electronically with the exception of 1 File Folder containing Exhibit X to Reply to Response to Motion for Partial Summary Judgment (one CD). (rlw) |
| Filing 229 TRANSCRIPT of Proceedings held on 6-26-15, before Judge Lawson. Court Reporter Tammy W. Fletcher. Volume Number: 1 of 1 Motion hearing. The transcript may be inspected at the court or purchased through the court reporter for a period of 90 days. After 90 days, the transcript may be obtained via PACER. REDACTION OF TRANSCRIPTS: Complete redaction policy available on the courts website. (Tammy W. Fletcher) |
| Filing 228 USCA Case Number 15-12911-B re #226 Notice of Appeal filed by REFUSE MATERIALS INC, DONALD ABNER POPE, JR. (rlw) |
| Filing 227 Transmission of Notice of Appeal and Docket Sheet to US Court of Appeals re: #99 Order on Motion for Summary Judgment, #226 Notice of Appeal, #210 Judgment. Judge Appealed: Hon. Hugh Lawson. Fee Paid: Paid. (rlw) |
| Filing 226 NOTICE OF APPEAL as to #210 Judgment by DONALD ABNER POPE, JR, REFUSE MATERIALS INC. Filing fee $ 505, Receipt No.: 113G-2113847. (SAVAGE, BRENT) |
| Appeal Instructions re #226 Notice of Appeal. The Transcript Information Form and instructions are available on the District Court website under Forms & Guides. **PLEASE NOTE** Separate forms must be filed for each court reporter. Transcript Order Form due by 7/16/2015 (rlw) |
| Filing 225 Minute Entry for proceedings held before US DISTRICT JUDGE HUGH LAWSON: Motion Hearing held on 6/26/2015 re #221 MOTION for Default Judgment as to Anthony Fisher. The Court awards $345,000 for lost investment principal to Refuse Materials, Inc. and $345,000 punitive damages. (Court Reporter Tammy Fletcher.) (rlw) |
| Filing 224 JUDGMENT in favor of Plaintiffs against ANTHONY JOHN FISHER. (sbd) Modified text on 6/26/2015 (sbd). |
| NOTICE OF TIME CHANGE - NOTICE OF RESETTING HEARING ON MOTION re #221 MOTION for Default Judgment as to Anthony Fisher. = Motion Hearing RESET for 6/26/2015 @ 11:00 AM in Valdosta before US DISTRICT JUDGE HUGH LAWSON. (nop) |
| NOTICE OF RESETTING HEARING ON MOTION re #221 MOTION for Default Judgment as to Anthony Fisher = Motion Hearing set for 6/26/2015 @ 1:30 PM in Valdosta before US DISTRICT JUDGE HUGH LAWSON. (nop) |
| NOTICE OF CANCELING 5/12/2015 HEARING ON Motion for Default Judgment. Hearing will be rescheduled. (nop) |
| Filing 223 BRIEF Pre-Hearing Brief filed by STIFEL NICOLAUS AND COMPANY INC re Notice of Hearing on Motion (GAITHER, RONALD) |
| NOTICE OF RESETTING HEARING ON re #221 MOTION for Default Judgment as to Anthony Fisher = Motion Hearing RESET for 5/12/2015 @ 10:00 AM in Valdosta before U.S. District Judge HUGH LAWSON. (nop) |
| Filing 222 RESPONSE filed by STIFEL NICOLAUS AND COMPANY INC re #221 MOTION for Default Judgment as to Anthony Fisher. (Attachments: #1 Exhibit A, #2 Exhibit B)(GAITHER, RONALD) |
| NOTICE OF SETTING HEARING ON MOTION re #221 MOTION for Default Judgment as to Anthony Fisher : Motion Hearing set for 4/29/2015 @ 10:00 AM in Macon before U.S. District Judge HUGH LAWSON. (nop) |
| Filing 221 MOTION for Default Judgment as to Anthony Fisher. by DONALD ABNER POPE, JR, REFUSE MATERIALS INC filed by BRENT J SAVAGE, JR. (Attachments: #1 Text of Proposed Order)(SAVAGE, BRENT) |
| Filing 220 REFILED CORRECTLY AT #221 . MOTION for Default Judgment as to Anthony J. Fisher. by DONALD ABNER POPE, JR, REFUSE MATERIALS INC filed by BRENT J SAVAGE, JR. (Attachments: #1 Text of Proposed Order)(SAVAGE, BRENT) Modified on 3/24/2015 (sbd). |
| Filing 219 MOTION for Default Judgment as to Anthony J. Fisher. by DONALD ABNER POPE, JR, REFUSE MATERIALS INC filed by BRENT J SAVAGE, JR. (Attachments: #1 Text of Proposed Order)(SAVAGE, BRENT) |
| Notice of Deficiency; Document must be refiled and converted into text-searchable PDF - (related document(s): #219 Motion for Default Judgment filed by REFUSE MATERIALS INC, DONALD ABNER POPE, JR ). (rlw) |
| Filing 218 MANDATE of USCA dismissing the appeal for lack of jurisdiction as to #211 Notice of Appeal filed by REFUSE MATERIALS INC, DONALD ABNER POPE, JR (Attachments: #1 Cover Letter)(rlw) |
| Pursuant to F.R.A.P 11(c) the Clerk of the District Court for the Middle District of Georgia certifies that the record is complete for purposes of this appeal re: #211 Notice of Appeal. The entire record on appeal is available electronically with the exception of 1 File Folder containing Exhibit X to Reply to Response to Motion for Partial Summary Judgment (one CD). (rlw) |
| Filing 217 RESPONSE to #216 Objection to Bill of Costs (GAITHER, RONALD) Modified text on 1/12/2015 (rlw). |
| Filing 216 BILL OF COSTS RESPONSE re #215 Bill of Costs by DONALD ABNER POPE, JR, REFUSE MATERIALS INC (SAVAGE, BRENT) Modified text on 1/7/2015 (rlw). |
| Filing 215 BILL OF COSTS by STIFEL NICOLAUS AND COMPANY INC (Attachments: #1 Exhibit A - Itemization and Documentation)(GAITHER, RONALD) |
| Filing 214 CORRECT DOCUMENT REFILED AT #215 - BILL OF COSTS by STIFEL NICOLAUS AND COMPANY INC (Attachments: #1 Exhibit A - Itemization and Documentation)(GAITHER, RONALD) Modified text on 12/23/2014 (rlw). |
| Filing 213 USCA Case Number 14-15518-F re #211 Notice of Appeal filed by REFUSE MATERIALS INC, DONALD ABNER POPE, JR. (rlw) |
| Filing 212 Transmission of Notice of Appeal and Docket Sheet to US Court of Appeals re: #211 Notice of Appeal, #99 Order on Motion for Summary Judgment, #210 Judgment Judge Appealed: Hon. Hugh Lawson. Fee Paid: paid. (rlw) |
| Filing 211 NOTICE OF APPEAL as to #210 Judgment by DONALD ABNER POPE, JR, REFUSE MATERIALS INC. Filing fee $ 505, Receipt No.: 113G-1974214. (SAVAGE, BRENT) |
| Appeal Instructions re #211 Notice of Appeal. The Transcript Information Form and instructions are available on the District Court website under Forms & Guides. **PLEASE NOTE** Separate forms must be filed for each court reporter. Transcript Order Form due by 12/29/2014 (rlw) |
| Filing 210 JUDGMENT in favor of defendant Stifel, Nicolaus & Co. against Plaintiffs Pope and RMI and judgment dismissing this case. (rlw) |
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Filing 209
ORDER granting #207 Consent Motion to DismissOrdered by U.S. District Judge HUGH LAWSON on 12/8/2014 (aks)
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| Filing 208 NOTICE Retraxit of Plaintiff Susan Rockett, The Estate of Martha F. Owens, and the Estate of Andrew T. Fuller as to Stifel Nicolaus & Co., Inc. by SUSAN ROCKETT (SAVAGE, BRENT) |
| Filing 207 MOTION to Dismiss Complaint by MARTHA F OWENS, SUSAN ROCKETT filed by BRENT J SAVAGE, JR. (Attachments: #1 Text of Proposed Order Proposed Order)(SAVAGE, BRENT) |
| Filing 206 Joint Exhibit List. (rlw) |
| Filing 205 Minute Entry for proceedings held before U.S. District Judge HUGH LAWSON: Jury Trial, Day 5 held on 11/7/2014. The parties settled the case and the jury is dismissed. (Court Reporter: Sally Gray.) (rlw) |
| Filing 204 Minute Entry for proceedings held before U.S. District Judge HUGH LAWSON: Jury Trial, Day 4 held on 11/06/2014 (Court Reporter: Sally Gray.) (rlw) |
| Filing 203 Minute Entry for proceedings held before U.S. District Judge HUGH LAWSON: Jury Trial, Day 3 held on 11/05/2014 (Court Reporter: Saly Gray.) (rlw) |
| Filing 202 Minute Entry for proceedings held before U.S. District Judge HUGH LAWSON: Jury Trial, Day 2 held on 11/04/2014 (Court Reporter: Sally Gray.) (rlw) |
| Filing 201 Minute Entry for proceedings held before U.S. District Judge HUGH LAWSON: Jury Trial, Day 1 held on 11/3/2014. (Court Reporter: Sally Gray.) (rlw) |
| Filing 200 Jury Notes/Questions.(sbd) |
| Filing 199 Proposed Jury Instructions by SUSAN ROCKETT(SAVAGE, BRENT) |
| Filing 198 PLAINTIFFS' RESPONSE TO DEFENDANT'S DEPOSITION CROSS-DESIGNATIONS AND OBJECTIONS TO PLAINTIFFS' DESIGNATIONS by SUSAN ROCKETT (Attachments: #1 Exhibit A - Allen Brautigam Designations, #2 Exhibit B - Patricia Fabrizio Designations, #3 Exhibit C - Zev Helfer Designations, #4 Exhibit D - John Honovich Designations, #5 Exhibit E - Todd Newstead Designations, #6 Exhibit F - Alfred Phillips Designations)(SAVAGE, BRENT) Modified text on 11/3/2014 (rlw). |
| Filing 197 RESPONSE filed by STIFEL NICOLAUS AND COMPANY INC re #190 MOTION Present Defendant Anthony Fisher and Cheryl Fisher via Skype at Trial (GAITHER, RONALD) |
| Filing 196 DEPOSITION of John Honovich taken on November 12, 2013 filed by STIFEL NICOLAUS AND COMPANY INC. Related document: #193 Certificate of Need to File Discovery filed by STIFEL NICOLAUS AND COMPANY INC.(GAITHER, RONALD) |
| Filing 195 DEPOSITION of Richard Owens taken on November 4, 2013 filed by STIFEL NICOLAUS AND COMPANY INC. Related document: #193 Certificate of Need to File Discovery filed by STIFEL NICOLAUS AND COMPANY INC.(GAITHER, RONALD) |
| Filing 194 DEPOSITION of Susan B. Rockett taken on October 28, 2013 filed by STIFEL NICOLAUS AND COMPANY INC. Related document: #193 Certificate of Need to File Discovery filed by STIFEL NICOLAUS AND COMPANY INC.(GAITHER, RONALD) |
| Filing 193 Certificate of Need to File Discovery of Deposition Transcripts with Exhibits by STIFEL NICOLAUS AND COMPANY INC.(GAITHER, RONALD) |
| Filing 192 RESPONSE filed by STIFEL NICOLAUS AND COMPANY INC re #185 MOTION to Amend/Correct (GAITHER, RONALD) |
| Filing 191 RESPONSE filed by STIFEL NICOLAUS AND COMPANY INC re #184 MOTION for Sanctions (GAITHER, RONALD) |
| Filing 190 MOTION Present Defendant Anthony Fisher and Cheryl Fisher via Skype at Trial by MARTHA F OWENS, SUSAN ROCKETT filed by BRENT J SAVAGE, JR.(SAVAGE, BRENT) |
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Filing 189
ORDER denying #108 Motion in Limine; deferring ruling on #109 Motion in Limine; denying #110 Motion in Limine; denying #111 Motion in Limine; granting #112 Motion in Limine; deferring ruling on #113 Motion in Limine; granting #114 Motion in Limine; deferring ruling on #115 Motion in Limine; granting #116 Motion in Limine; finding as moot #120 Motion in Limine; deferring ruling on #127 Motion in Limine; denying in part and reserving ruling in part #129 Motion in Limine; granting #132 Motion to Introduce Witness Testimony by Skype; granting in part and denying in part #155 Motion to Amend/Correct. Ordered by U.S. District Judge HUGH LAWSON on 10/30/2014. (nbp)
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Filing 188
ORDER denying #175 Motion for Reconsideration. Ordered by U.S. District Judge HUGH LAWSON on 10/30/2014. (nbp)
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| Filing 187 EXHIBIT(S) Transcription of Conversation Between Susan Rockett and Anthony Fisher by SUSAN ROCKETT re #182 Letter (SAVAGE, BRENT) |
| Filing 186 Proposed Jury Instructions by SUSAN ROCKETT(SAVAGE, BRENT) |
| Filing 185 MOTION to Amend/Correct by MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT filed by BRENT J SAVAGE. (Attachments: #1 Exhibit FINRA Report on Neely, #2 Exhibit Consent Order - Missouri case)(SAVAGE, BRENT) |
| Filing 184 MOTION for Sanctions by MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT filed by BRENT J SAVAGE. (Attachments: #1 Exhibit FINRA Report on Neely, #2 Exhibit Consent Order - Missouri case, #3 Exhibit Defendants Responses to Ptf Interrogatories, #4 Exhibit Notice of 30(b)(6) depo of Defendant, #5 Exhibit FINRA Report on Penny Stocks)(SAVAGE, BRENT) |
| Filing 183 RESPONSE filed by STIFEL NICOLAUS AND COMPANY INC re #175 MOTION for Reconsideration re #116 MOTION in Limine regarding Exclude Evidence re: Anthony Fisher's Arrest for Domestic Battery (GAITHER, RONALD) |
| Filing 182 Letter regarding Defendant's Motion in Limine to Exclude Audiotape Conversations between Susan Rockett and Anthony Fisher re #113 MOTION in Limine regarding Exclude Plaintiffs' Audio Tapes (SAVAGE, BRENT) |
| Filing 181 DEPOSITION of Gregory B. Wood taken on November 6, 2013 filed by STIFEL NICOLAUS AND COMPANY INC. Related document: #177 Certificate of Need to File Discovery filed by STIFEL NICOLAUS AND COMPANY INC.(GAITHER, RONALD) |
| Filing 180 DEPOSITION of John Honovich taken on November 12, 2013 filed by STIFEL NICOLAUS AND COMPANY INC. Related document: #177 Certificate of Need to File Discovery filed by STIFEL NICOLAUS AND COMPANY INC.(GAITHER, RONALD) |
| Filing 179 DEPOSITION of Richard Owens taken on November 4, 2013 filed by STIFEL NICOLAUS AND COMPANY INC. Related document: #177 Certificate of Need to File Discovery filed by STIFEL NICOLAUS AND COMPANY INC.(GAITHER, RONALD) |
| Filing 178 DEPOSITION of Susan B. Rockett taken on October 28, 2013 filed by STIFEL NICOLAUS AND COMPANY INC. Related document: #177 Certificate of Need to File Discovery filed by STIFEL NICOLAUS AND COMPANY INC.(GAITHER, RONALD) |
| Filing 177 Certificate of Need to File Discovery Deposition Transcripts by STIFEL NICOLAUS AND COMPANY INC.(GAITHER, RONALD) |
| Filing 176 Letter regarding New Information Discovered by Plaintiff (SAVAGE, BRENT) |
| Filing 175 MOTION for Reconsideration re #116 MOTION in Limine regarding Exclude Evidence re: Anthony Fisher's Arrest for Domestic Battery by MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT filed by BRENT J SAVAGE, JR. (Attachments: #1 Exhibit Evidence of Abuse, #2 Exhibit Proposed Order)(SAVAGE, BRENT) |
| Filing 174 Minute Entry for proceedings held before U.S. District Judge HUGH LAWSON = Pretrial Conference held on 10/24/2014 in Valdosta. Case is ready for trial. Jury selection begins @ 9:00 am on 11/3/2014 with trial to immediately follow. (Court Reporter: Sally Gray.) (nop) |
| Filing 173 RESPONSE filed by STIFEL NICOLAUS AND COMPANY INC re #155 MOTION to Amend/Correct #153 Exhibit List (Attachments: #1 Exhibit A - Declaration of Michael Mazor)(GAITHER, RONALD) |
| Filing 172 NOTICE of Attorney Appearance by ELYSE KENNEDY YANG on behalf of STIFEL NICOLAUS AND COMPANY INC Attorney ELYSE KENNEDY YANG added to party STIFEL NICOLAUS AND COMPANY INC(pty:dft) (YANG, ELYSE) |
| Filing 171 DEPOSITION of Anthony Fisher taken on 3/15/13 filed by SUSAN ROCKETT. Related document: #157 Certificate of Need to File Discovery filed by SUSAN ROCKETT.(SAVAGE, BRENT) |
| Filing 170 DEPOSITION of Zev Helfer taken on 3/24/13 filed by SUSAN ROCKETT. Related document: #157 Certificate of Need to File Discovery filed by SUSAN ROCKETT. (Attachments: #1 Exhibit Zev Helfer Deposition)(SAVAGE, BRENT) |
| Filing 169 DEPOSITION of Geoffrey Bright, Jr. taken on 11/1/13 filed by SUSAN ROCKETT. Related document: #157 Certificate of Need to File Discovery filed by SUSAN ROCKETT.(SAVAGE, BRENT) |
| Filing 168 DEPOSITION of Jannelle Conley taken on 11/1/13 filed by SUSAN ROCKETT. Related document: #157 Certificate of Need to File Discovery filed by SUSAN ROCKETT.(SAVAGE, BRENT) |
| Filing 167 DEPOSITION of Lauren Harrington taken on 11/12/13 filed by SUSAN ROCKETT. Related document: #157 Certificate of Need to File Discovery filed by SUSAN ROCKETT. (Attachments: #1 Exhibit Lauren Harrington's deposition)(SAVAGE, BRENT) |
| Filing 166 DEPOSITION of John Honovich taken on 11/12/13 filed by SUSAN ROCKETT. Related document: #157 Certificate of Need to File Discovery filed by SUSAN ROCKETT. (Attachments: #1 Exhibit John Honovich deposition exhibit)(SAVAGE, BRENT) |
| Filing 165 DEPOSITION of Allen Brautigam taken on 10/31/13 filed by SUSAN ROCKETT. Related document: #157 Certificate of Need to File Discovery filed by SUSAN ROCKETT.(SAVAGE, BRENT) |
| Filing 164 DEPOSITION of Todd Barton Newstead taken on 11/18/13 filed by SUSAN ROCKETT. Related document: #157 Certificate of Need to File Discovery filed by SUSAN ROCKETT.(SAVAGE, BRENT) |
| Filing 163 DEPOSITION of Alfred Phillips taken on 11/13/13 filed by SUSAN ROCKETT. Related document: #157 Certificate of Need to File Discovery filed by SUSAN ROCKETT.(SAVAGE, BRENT) |
| Filing 162 DEPOSITION of David Paulukaitis taken on 11/14/13 filed by SUSAN ROCKETT. Related document: #157 Certificate of Need to File Discovery filed by SUSAN ROCKETT.(SAVAGE, BRENT) |
| Filing 161 DEPOSITION of Michael Mazor taken on 10/30/13 filed by SUSAN ROCKETT. Related document: #157 Certificate of Need to File Discovery filed by SUSAN ROCKETT. (Attachments: #1 Volume II of Michael Mazor's Deposition Transcript)(SAVAGE, BRENT) |
| Filing 160 DEPOSITION of Patricia Fabrizio taken on 11/13/13 filed by SUSAN ROCKETT. Related document: #157 Certificate of Need to File Discovery filed by SUSAN ROCKETT. (Attachments: #1 Exhibit 1 - Patricia Fabrizio deposition, #2 Exhibit 2-Patricia Fabrizio deposition, #3 Exhibit 3-Patricia Fabrizio deposition)(SAVAGE, BRENT) |
| Filing 159 DEPOSITION OF DARLENE MAGRINI AND EXHIBIT(S) to Deposition Exhibit by SUSAN ROCKETT re #158 Deposition (Attachments: #1 Exhibit 1 - Darlene Magrini Deposition)(SAVAGE, BRENT) Modified text on 10/21/2014 (rlw). |
| Filing 158 REFILED WITH EXHIBITS AT #159 - DEPOSITION of Darlene Magrini taken on 11/13/13 filed by SUSAN ROCKETT. Related document: #157 Certificate of Need to File Discovery filed by SUSAN ROCKETT.(SAVAGE, BRENT) Modified on 10/21/2014 (rlw). |
| Filing 157 Certificate of Need to File Discovery Deposition Transcripts by SUSAN ROCKETT.(SAVAGE, BRENT) |
| Filing 156 Letter regarding Deposition Designations to Judge Lawson (SAVAGE, BRENT) |
| Filing 155 MOTION to Amend/Correct #153 Exhibit List by SUSAN ROCKETT filed by BRENT J SAVAGE, JR. (Attachments: #1 Exhibit A - 3/11/06 Incident/Investigation Report, #2 Exhibit B - 3/16/06 Incident/Investigation Report, #3 Proposed Order)(SAVAGE, BRENT) |
| Filing 154 CORRECTED OBJECTIONS TO PLAINTIFFS' PROPOSED TRIAL EXHIBITS (RESPONSE to Court Order re #105 Order for Pretrial Conference) (GAITHER, RONALD) Modified on 10/17/2014 (rlw). |
| Filing 153 Exhibit List by SUSAN ROCKETT (Attachments: #1 Exhibit A)(SAVAGE, BRENT) |
| Filing 152 RESPONSE to Court Order re #105 Order for Pretrial Conference, (Attachments: #1 Exhibit A - Defendant's Trial Exhibit Index)(GAITHER, RONALD) |
| Filing 151 NOTICE Plaintiffs' Objections to Defendant's Exhibits by SUSAN ROCKETT (Attachments: #1 Exhibit A)(SAVAGE, BRENT) |
| Filing 150 RESPONSE filed by SUSAN ROCKETT to #115 MOTION in Limine regarding Exclude the Testimony of Zev Helfer and Testimony Regarding an Unrelated Fraudulent Scheme Committed by Non-Parties David Levy, Donna Levy and Fortis Georgiadis (Attachments: #1 Exhibit A)(SAVAGE, BRENT) Modified text on 10/17/2014 (rlw). |
| Filing 149 OBJECTIONS TO PLAINTIFFS' DEPOSITION LIST (RESPONSE to Court Order re #105 Order for Pretrial Conference) (GAITHER, RONALD) Modified text on 10/17/2014 (rlw). |
| Filing 148 RESPONSE filed by MARTHA F OWENS, SUSAN ROCKETT re #113 MOTION in Limine regarding Exclude Plaintiffs' Audio Tapes (Attachments: #1 Exhibit A, #2 Exhibit B)(SAVAGE, BRENT) |
| Filing 147 RESPONSE filed by STIFEL NICOLAUS AND COMPANY INC re #129 MOTION in Limine regarding Plaintiffs' Motion In Limine (GAITHER, RONALD) |
| Filing 146 RESPONSE filed by MARTHA F OWENS, SUSAN ROCKETT re #114 MOTION in Limine regarding Exclude Defendant Anthony Fisher's Invocation of His Fifth Amendment Rights (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C)(SAVAGE, BRENT) |
| Filing 145 RESPONSE filed by STIFEL NICOLAUS AND COMPANY INC re #129 MOTION in Limine regarding Plaintiffs' Motion In Limine (Attachments: #1 Exhibit A - Mazor Deposition Excerpts)(GAITHER, RONALD) |
| Filing 144 RESPONSE filed by MARTHA F OWENS, DONALD ABNER POPE, JR re #110 MOTION in Limine regarding Exclude Evidence Regarding Non-Parties' Investments in Cardiac Network, Inc. (SAVAGE, BRENT) |
| Filing 143 RESPONSE filed by STIFEL NICOLAUS AND COMPANY INC re #132 MOTION To Introduce Witnesses at Trial via Skype or Alternatively Motion to Take Videotaped Depositions for Use at Trial (GAITHER, RONALD) |
| Filing 142 TRIAL EXHIBIT OBJECTION TO DEFENDANT'S TRIAL EXHIBITS by SUSAN ROCKETT(SAVAGE, BRENT) |
| Filing 141 OBJECTIONS TO PLAINTIFF'S PROPOSED TRIAL EXHIBITS (RESPONSE to Court Order) (GAITHER, RONALD) Modified text on 10/17/2014 (rlw). |
| Filing 140 RESPONSE filed by SUSAN ROCKETT re #109 MOTION in Limine regarding Exclude Evidence Regarding Penny Stocks and Suitability (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D)(SAVAGE, BRENT) |
| Filing 139 RESPONSE filed by MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT re #116 MOTION in Limine regarding Exclude Evidence re: Anthony Fisher's Arrest for Domestic Battery (SAVAGE, BRENT) |
| Filing 138 RESPONSE filed by MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT re #111 MOTION in Limine regarding Exclude Any Speculative Testimony or Evidence of Plaintiffs' Alleged Damages (SAVAGE, BRENT) |
| Filing 137 RESPONSE filed by SUSAN ROCKETT re #108 MOTION in Limine regarding Exclude Evidence Regarding Tube Media Corp. and Banneker, Inc. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D)(SAVAGE, BRENT) |
| Filing 136 RESPONSE filed by MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT re #112 MOTION in Limine regarding Exclude Certain Testimony From Gregory Wood (SAVAGE, BRENT) |
| Filing 135 RESPONSE filed by MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT re #127 MOTION in Limine regarding Exclude Plaintiffs' Hearsay Testimony Concerning Martha Owens (SAVAGE, BRENT) |
| Filing 134 RESPONSE filed by STIFEL NICOLAUS AND COMPANY INC re #129 MOTION in Limine regarding Plaintiffs' Motion In Limine (GAITHER, RONALD) |
| Filing 133 RESPONSE filed by STIFEL NICOLAUS AND COMPANY INC re #129 MOTION in Limine regarding Plaintiffs' Motion In Limine (GAITHER, RONALD) |
| Notice of Deficiency; All documents in the future must include a description of exhibit(s) - (related document(s): #148 Response to Motion filed by MARTHA F OWENS, SUSAN ROCKETT, #140 Response to Motion filed by SUSAN ROCKETT, #146 Response to Motion, filed by MARTHA F OWENS, SUSAN ROCKETT, #137 Response to Motion filed by SUSAN ROCKETT ). (rlw) Modified text on 10/17/2014 (rlw). |
| Filing 132 MOTION To Introduce Witnesses at Trial via Skype or Alternatively Motion to Take Videotaped Depositions for Use at Trial by SUSAN ROCKETT filed by BRENT J SAVAGE. (Attachments: #1 Exhibit Letter to Steven Fried, #2 Exhibit Letter to Malcolm Gulden, #3 Proposed Orders)(SAVAGE, BRENT) |
| Notice of Deficiency; Document must be refiled using correct event - Motion (related document(s): #131 Trial Brief filed by SUSAN ROCKETT ). (rlw) |
| Proposed Pretrial Order Received and forwarded to chambers. (rlw) |
| Filing 131 REFILED AT #132 - TRIAL BRIEF by SUSAN ROCKETT (Attachments: #1 Exhibit A - Ltr to Steve Fried, #2 Exhibit B - Ltr to Malcolm Gulden)(SAVAGE, BRENT) Modified on 10/14/2014 (rlw). |
| Filing 130 Amended Witness List by SUSAN ROCKETT(SAVAGE, BRENT) Modified on 10/14/2014 (rlw). |
| Filing 129 MOTION in Limine regarding Plaintiffs' Motion In Limine by SUSAN ROCKETT filed by BRENT J SAVAGE. (Attachments: #1 Exhibit Deposition of Alfred Phillips, #2 Exhibit Deposition of Michael Mazor, #3 Exhibit Notice of Deposition Pursuant to 30(b)(6))(SAVAGE, BRENT) |
| Filing 128 Proposed Voir Dire Questions by SUSAN ROCKETT(SAVAGE, BRENT) |
| Filing 127 MOTION in Limine regarding Exclude Plaintiffs' Hearsay Testimony Concerning Martha Owens by STIFEL NICOLAUS AND COMPANY INC filed by RONALD B GAITHER, JR.(GAITHER, RONALD) |
| Filing 126 Proposed Jury Instructions by SUSAN ROCKETT(SAVAGE, BRENT) |
| Filing 125 REPORT filed by BRENT J SAVAGE (SAVAGE, BRENT) |
| Filing 124 Witness List by SUSAN ROCKETT(SAVAGE, BRENT) |
| Filing 123 Proposed Jury Instructions by STIFEL NICOLAUS AND COMPANY INC(GAITHER, RONALD) |
| Filing 122 Plaintiff's Deposition List by SUSAN ROCKETT(SAVAGE, BRENT) Modified text on 10/14/2014 (rlw). |
| Filing 121 NOTICE Notice of Deposition Cross-Designations and Objections to Plaintiffs' Designations by STIFEL NICOLAUS AND COMPANY INC (GAITHER, RONALD) |
| Filing 120 MOTION in Limine regarding Plaintiffs' Motion In Limine by MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT filed by BRENT J SAVAGE. (Attachments: #1 Deposition of Alfred Phillips)(SAVAGE, BRENT) |
| Filing 119 Joint Proposed Jury Instructions by STIFEL NICOLAUS AND COMPANY INC(GAITHER, RONALD) Modified text on 10/14/2014 (rlw). |
| Filing 118 Witness List by STIFEL NICOLAUS AND COMPANY INC(GAITHER, RONALD) |
| Filing 117 Proposed Voir Dire Questions by STIFEL NICOLAUS AND COMPANY INC(GAITHER, RONALD) |
| Filing 116 MOTION in Limine regarding Exclude Evidence re: Anthony Fisher's Arrest for Domestic Battery by STIFEL NICOLAUS AND COMPANY INC filed by RONALD B GAITHER, JR.(GAITHER, RONALD) |
| Filing 115 MOTION in Limine regarding Exclude the Testimony of Zev Helfer and Testimony Regarding an Unrelated Fraudulent Scheme Committed by Non-Parties David Levy, Donna Levy and Fortis Georgiadis by STIFEL NICOLAUS AND COMPANY INC filed by RONALD B GAITHER, JR. (Attachments: #1 Exhibit A - Zev Helfer Deposition Excerpt March 24, 2014)(GAITHER, RONALD) |
| Filing 114 MOTION in Limine regarding Exclude Defendant Anthony Fisher's Invocation of His Fifth Amendment Rights by STIFEL NICOLAUS AND COMPANY INC filed by RONALD B GAITHER, JR. (Attachments: #1 Exhibit A - Anthony Fisher Deposition Excerpt March 15, 2013)(GAITHER, RONALD) |
| Filing 113 MOTION in Limine regarding Exclude Plaintiffs' Audio Tapes by STIFEL NICOLAUS AND COMPANY INC filed by RONALD B GAITHER, JR.(GAITHER, RONALD) |
| Filing 112 MOTION in Limine regarding Exclude Certain Testimony From Gregory Wood by STIFEL NICOLAUS AND COMPANY INC filed by RONALD B GAITHER, JR.(GAITHER, RONALD) |
| Filing 111 MOTION in Limine regarding Exclude Any Speculative Testimony or Evidence of Plaintiffs' Alleged Damages by STIFEL NICOLAUS AND COMPANY INC filed by RONALD B GAITHER, JR. (Attachments: #1 Exhibit A - Wood Deposition Excerpt November 6, 2013)(GAITHER, RONALD) |
| Filing 110 MOTION in Limine regarding Exclude Evidence Regarding Non-Parties' Investments in Cardiac Network, Inc. by STIFEL NICOLAUS AND COMPANY INC filed by RONALD B GAITHER, JR.(GAITHER, RONALD) |
| Filing 109 MOTION in Limine regarding Exclude Evidence Regarding Penny Stocks and Suitability by STIFEL NICOLAUS AND COMPANY INC filed by RONALD B GAITHER, JR.(GAITHER, RONALD) |
| Filing 108 MOTION in Limine regarding Exclude Evidence Regarding Tube Media Corp. and Banneker, Inc. by STIFEL NICOLAUS AND COMPANY INC filed by RONALD B GAITHER, JR.(GAITHER, RONALD) |
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Filing 107
ORDER granting #106 Motion to Withdraw as Attorney. Attorney ALEXANDRA COLE terminated. Ordered by U.S. District Judge HUGH LAWSON on 9/19/2014. (nbp)
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| Filing 106 MOTION to Withdraw as Attorney by MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT filed by BRENT J SAVAGE. (Attachments: #1 Text of Proposed Order Motion to Withdraw Alexandra Sachi Cole as Counsel for Plaintiffs)(SAVAGE, BRENT) |
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Filing 105
Order for Pretrial Conference = Pretrial Conference set for 10/24/2014 @ 9:30 AM in Valdosta before U.S. District Judge HUGH LAWSON. Joint Proposed Pretrial Order due 10/10/2014. Ordered by U.S. District Judge HUGH LAWSON on 9/18/2014. (Attachments: #1 Required Form)(nop)
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Filing 104
ORDER granting #103 Motion to Substitute. Ordered by U.S. District Judge HUGH LAWSON on 9/9/2014. (nbp)
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| Filing 103 MOTION to Substitute Susan Rockett as Administrator of Estate by MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT filed by BRENT J SAVAGE, JR. (Attachments: #1 Exhibit Letters Testamentary, #2 Exhibit Letters of Administration, #3 Text of Proposed Order Proposed Order)(SAVAGE, BRENT) |
| Filing 102 NOTICE - Rule 25 by STIFEL NICOLAUS AND COMPANY INC (GAITHER, RONALD) |
| NOTICE OF RESETTING Jury Trial for 11/3/2014 @ 9:00 AM in Valdosta before U.S. District Judge HUGH LAWSON. Order for Pretrial will be sent at a later date.(nop) |
| Filing 101 MOTION to Continue /Reset Trial Date by STIFEL NICOLAUS AND COMPANY INC filed by RONALD B GAITHER, JR. (Attachments: #1 Text of Proposed Order)(GAITHER, RONALD) |
| NOTICE OF SETTING Jury Trial for 10/20/2014 @ 9:00 AM in Valdosta before U.S. District Judge HUGH LAWSON. Order for Pretrial Conference (to be held 10/7/2014) will be sent at a later date.(nop) |
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Filing 100
ORDER granting in part and denying in part #62 Motion for Summary Judgment; denying #66 Motion for Partial Summary Judgment. Ordered by U.S. District Judge HUGH LAWSON on 6/18/2014. (nbp)
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Filing 99
ORDER granting #58 Motion for Summary Judgment. Ordered by U.S. District Judge HUGH LAWSON on 6/5/2014. (nbp)
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| Filing 98 MOTION Leave to Take Zev Helfer's Deposition for Use at Trial by MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT filed by BRENT J SAVAGE, JR. (Attachments: #1 Text of Proposed Order Proposed Order)(SAVAGE, BRENT) |
| This is a text only entry; no document issued. ORDER granting #98 Motion for Leave to Take Deposition. Ordered by U.S. District Judge HUGH LAWSON on 3/12/2014. (nbp) |
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Filing 97
ORDER granting #50 Motion to Exclude Certain Testimony. Ordered by U.S. District Judge HUGH LAWSON on 3/11/2014. (nbp)
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| Filing 96 NOTICE of Fault of Non-Parties by STIFEL NICOLAUS AND COMPANY INC (Gaither, Ronald) |
| This is a text only entry; no document issued. ORDER granting #95 Motion for Leave to File Excess Pages. Ordered by U.S. District Judge HUGH LAWSON on February 21, 2014. (mbh) |
| Filing 95 MOTION for Leave to File Excess Pages for Plaintiffs' Reply in Support of Its Motion for Partial Summary Judgment by MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT filed by Brent Jamieson Savage, Jr. (Attachments: #1 Text of Proposed Order Proposed Order)(Savage, Brent) |
| Notice of Deficiency; Document exceeds page limit, leave of court required before filing - (related document(s): #93 Reply to Response to Motion filed by MARTHA F OWENS, REFUSE MATERIALS INC, DONALD ABNER POPE, JR, SUSAN ROCKETT ). (rlw) |
| Filing 94 NOTICE of conventional filing by MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT (Savage, Brent) - CD is located in the clerk's office in Valdosta. Modified text on 2/18/2014 (rlw). |
| Filing 93 REPLY to Response filed by MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT re #66 MOTION for Partial Summary Judgment (Attachments: #1 Declaration of Brent J. Savage, Jr, #2 Certificate of need to file discovery, #3 Exhibit Paulukaitis depo, #4 Exhibit Helfer affidavit, #5 Exhibit Certified indictment, #6 Exhibit Certified conviction, #7 Exhibit Gulden affidavit, #8 Exhibit Cert of non-appearance, #9 Exhibit Grandsinger affidavit, #10 Exhibit Transcript of phone call, #11 Exhibit Tube media docs, #12 Exhibit Fried affidavit, #13 Exhibit docs produced by Plaintiffs, including emails, #14 Exhibit Rockett affidavit, #15 Exhibit deposition subpoena, #16 Exhibit deposition subpoena, #17 Exhibit Valente affidavit, #18 Exhibit Fisher docs, #19 Exhibit Fisher docs, #20 Exhibit Fisher docs, #21 Exhibit Fisher docs, #22 Exhibit Fisher docs, #23 Exhibit Fisher docs, #24 Exhibit Michaelangelo ex. docs, #25 Exhibit R. Owens depo, #26 Exhibit RTA to Fisher, #27 Exhibit Notice of conventional filing re: Ex. "X")(Savage, Brent) |
| This is a text only entry; no document issued. ORDER denying #92 Motion for Leave to File. As Plaintiffs intend to address the arguments at issue in its summary judgment reply brief, the Court sees no reason to permit the filing of a surreply. The Court will certainly consider the entire record when ruling on the motions. Ordered by U.S. District Judge HUGH LAWSON on February 14, 2014. (mbh) |
| Filing 92 MOTION for Leave to File Consolidated Surreply to Motion to Exclude Testimony of Wood and Motion for Summary Judgment by MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT filed by Brent Jamieson Savage, Jr.(Savage, Brent) |
| Filing 91 REPLY to Response filed by STIFEL NICOLAUS AND COMPANY INC re #62 MOTION for Summary Judgment (Gaither, Ronald) |
| Filing 90 Letter regarding Clerk's Extension of Time to File Reply re #80 Response to Motion,,, (Savage, Brent) |
| Filing 89 REPLY to Response filed by STIFEL NICOLAUS AND COMPANY INC re #58 MOTION for Summary Judgment (WOLENSKY, MICHAEL) |
| Filing 88 AFFIDAVIT re #78 Response to Motion for Summary Judgment by MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT (Savage, Brent) |
| Filing 87 Certificate of Need to File Discovery by MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT.(Savage, Brent) |
| Filing 86 AFFIDAVIT re #75 Response to Motion,, Motion for Summary Judgment by DONALD ABNER POPE, JR, REFUSE MATERIALS INC (Savage, Brent) |
| Filing 85 Certificate of Need to File Discovery by DONALD ABNER POPE, JR, REFUSE MATERIALS INC.(Savage, Brent) |
| Filing 84 REPLY to Response filed by STIFEL NICOLAUS AND COMPANY INC re #50 MOTION to Exclude Certain Testimony of Plaintiffs' Proferred Expert Gregory B. Wood (Attachments: #1 Exhibit 1)(WOLENSKY, MICHAEL) |
| Filing 83 DECLARATION OF ELYSE K. YANG re #80 Response to Motion,,, for Partial Summary Judgment by STIFEL NICOLAUS AND COMPANY INC (Gaither, Ronald) Modified text on 1/28/2014 (rlw). |
| Filing 82 DECLARATION OF RONALD B. GAITHER re #80 Response to Motion,,, for Partial Summary Judgment by STIFEL NICOLAUS AND COMPANY INC (Gaither, Ronald) Modified text on 1/28/2014 (rlw). |
| Filing 81 Statement of Material Facts filed by STIFEL NICOLAUS AND COMPANY INC re #66 MOTION for Partial Summary Judgment (Gaither, Ronald) |
| Filing 80 RESPONSE filed by STIFEL NICOLAUS AND COMPANY INC re #66 MOTION for Partial Summary Judgment (Attachments: #1 Exhibit A-1, #2 Exhibit A-2, #3 Exhibit B, #4 Exhibit C, #5 Exhibit D, #6 Exhibit E, #7 Exhibit F, #8 Exhibit G, #9 Exhibit H, #10 Exhibit I, #11 Exhibit J, #12 Exhibit K, #13 Exhibit L, #14 Exhibit N, #15 Exhibit O, #16 Exhibit P, #17 Exhibit Q, #18 Exhibit R, #19 Exhibit S, #20 Exhibit T, #21 Exhibit U, #22 Exhibit V, #23 Exhibit W, #24 Exhibit X, #25 Exhibit Y, #26 Exhibit Z, #27 Exhibit AA, #28 Exhibit BB, #29 Exhibit CC, #30 Exhibit DD, #31 Exhibit EE, #32 Exhibit FF-1, #33 Exhibit FF-2, #34 Exhibit FF-3, #35 Exhibit FF-4, #36 Exhibit GG, #37 Exhibit M-1, #38 Exhibit M-2, #39 Exhibit M-3)(Gaither, Ronald) |
| Filing 79 Certificate of Need to File Discovery by STIFEL NICOLAUS AND COMPANY INC.(Gaither, Ronald) |
| Filing 78 RESPONSE filed by MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT re #62 MOTION for Summary Judgment (Attachments: #1 Exhibit Roberts depo)(Savage, Brent) |
| Filing 77 Response to Statement of Material Facts filed by MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT re #63 Statement of Material Facts (Savage, Brent) |
| Filing 76 NOTICE Filing Corrected Exhibit by DONALD ABNER POPE, JR, REFUSE MATERIALS INC re #75 Response to Motion,, (Attachments: #1 Exhibit SNC Email)(Savage, Brent) |
| Filing 75 RESPONSE filed by DONALD ABNER POPE, JR, REFUSE MATERIALS INC re #58 MOTION for Summary Judgment (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G, #8 Exhibit H, #9 Exhibit I-a, #10 Exhibit I-b, #11 Exhibit I-c, #12 Exhibit I-d, #13 Exhibit I-e, #14 Exhibit J, #15 Exhibit K, #16 Exhibit L, #17 Exhibit M, #18 Exhibit N, #19 Exhibit O, #20 Exhibit P, #21 Exhibit Q, #22 Exhibit R, #23 Exhibit S, #24 Exhibit T, #25 Exhibit Response to Statement of Material Facts)(Savage, Brent) |
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Filing 74
ORDER denying without prejudice #70 Motion for Default Judgment. Hearing presently scheduled for 1/28/2014 is cancelled. Ordered by U.S. District Judge HUGH LAWSON on 1/22/2014. (nbp)
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| NOTICE OF CANCELING HEARING ON (70) Motion for Default Judgment. (nop) |
| Filing 73 RESPONSE filed by STIFEL NICOLAUS AND COMPANY INC re #70 MOTION for Default Judgment as to Defendant Anthony John Fisher. (Gaither, Ronald) |
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Filing 72
ORDER Setting Hearing on #70 MOTION for Default Judgment as to Defendant Anthony John Fisher. Motion Hearing set for 1/28/2014 01:30 PM in Valdosta before U.S. District Judge Hugh Lawson. Ordered by U.S. District Judge Hugh Lawson on 1/16/2014. (nbp)
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| NOTICE OF SETTING HEARING ON #70 MOTION for Default Judgment as to Defendant Anthony John Fisher - Motion Hearing set for 1/28/2014 @ 1:30 PM (date and time subject to change as outlined in Order dated 1/16/2014) in Valdosta before U.S. District Judge Hugh Lawson. (nop) |
| Filing 71 RESPONSE filed by MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT re #50 MOTION to Exclude Certain Testimony of Plaintiffs' Proferred Expert Gregory B. Wood (Attachments: #1 Exhibit Initial hiring document, #2 Exhibit Initial hiring documents, #3 Exhibit Rockett deposition, #4 Exhibit Mazor deposition, #5 Exhibit Fisher notes, #6 Exhibit Initial account documents, #7 Exhibit Paulukaitis report, #8 Exhibit Wood deposition)(Savage, Brent) |
| Filing 70 MOTION for Default Judgment as to Defendant Anthony John Fisher. by MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT filed by Brent Jamieson Savage, Jr.(Savage, Brent) |
| Filing 69 Letter regarding Clerk's Extension of Time to Respond re #50 MOTION to Exclude Certain Testimony of Plaintiffs' Proferred Expert Gregory B. Wood (Savage, Brent) |
| Filing 68 AFFIDAVIT in Support filed by MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT re #66 MOTION for Partial Summary Judgment (Attachments: #1 Exhibit FINRA Broker Check Broker Summary, #2 Exhibit Deposition of John Honovich, #3 Exhibit Deposition of Susan Rockett, #4 Exhibit Broker Review of Fisher, #5 Exhibit Deposition of Todd Newstead, #6 Exhibit Deposition of Alfred Phillips)(Savage, Brent) |
| Filing 67 Statement of Material Facts filed by MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT re #66 MOTION for Partial Summary Judgment (Attachments: #1 Exhibit FINRA Broker Check Broker Summary, #2 Exhibit Deposition of John Honovich, #3 Exhibit Deposition of Susan Rockett, #4 Exhibit Broker Review of Fisher, #5 Exhibit Deposition of Todd Newstead, #6 Exhibit Deposition of Alfred Phillips)(Savage, Brent) |
| Filing 66 MOTION for Partial Summary Judgment by MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT filed by Brent Jamieson Savage, Jr. (Attachments: #1 Exhibit FINRA Broker Check Broker Summary, #2 Exhibit Deposition of John Honovich, #3 Exhibit Deposition of Susan Rockett, #4 Exhibit Broker Review of Fisher, #5 Exhibit Deposition of Todd Newstead, #6 Exhibit Deposition of Alfred Phillips)(Savage, Brent) |
| Filing 65 Certificate of Need to File Discovery by MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT.(Savage, Brent) |
| Filing 64 AFFIDAVIT re #62 MOTION for Summary Judgment as to All of Plaintiffs' Negligence and Negligence per se Claims by STIFEL NICOLAUS AND COMPANY INC (Attachments: #1 Exhibit A to Affidavit, #2 Exhibit B to Affidavit, #3 Exhibit C to Affidavit, #4 Exhibit D to Affidavit, #5 Exhibit E to Affidavit, #6 Exhibit F to Affidavit, #7 Exhibit G to Affidavit)(Gaither, Ronald) |
| Filing 63 Statement of Material Facts filed by STIFEL NICOLAUS AND COMPANY INC re #62 MOTION for Summary Judgment (Gaither, Ronald) |
| Filing 62 MOTION for Summary Judgment by STIFEL NICOLAUS AND COMPANY INC filed by Ronald B. Gaither, Jr. (Attachments: #1 Memorandum in Support, #2 Text of Proposed Order)(Gaither, Ronald) |
| Filing 61 Certificate of Need to File Discovery by STIFEL NICOLAUS AND COMPANY INC.(Gaither, Ronald) |
| Filing 60 AFFIDAVIT in Support re #58 MOTION for Summary Judgment As To All Claims By Plaintiffs Donald Abner Pope, Jr. and Refuse Materials, Inc. by STIFEL NICOLAUS AND COMPANY INC. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G, #8 Exhibit H, #9 Exhibit I, #10 Exhibit J)(WOLENSKY, MICHAEL) |
| Filing 59 Statement of Material Facts filed by STIFEL NICOLAUS AND COMPANY INC re #58 MOTION for Summary Judgment (WOLENSKY, MICHAEL) |
| Filing 58 MOTION for Summary Judgment by STIFEL NICOLAUS AND COMPANY INC filed by MICHAEL K WOLENSKY. (Attachments: #1 Memorandum in Support of Motion for Summary Judgment As To All Claims By Plaintiffs Donald Abner Pope, Jr. and Refuse Materials, Inc., #2 Text of Proposed Order)(WOLENSKY, MICHAEL) |
| Filing 57 Discovery Materials - Plaintiff Refuse Materials, Inc.'s Responses to Defendant's First Interrogatories filed by STIFEL NICOLAUS AND COMPANY INC. Related document: #52 Certificate of Need to File Discovery filed by STIFEL NICOLAUS AND COMPANY INC.(WOLENSKY, MICHAEL) Modified on 12/30/2013 (rlw). |
| Filing 56 Discovery Materials - Plaintiff Refuse Materials Inc.'s Response to Defendant's First Requests for Admission by STIFEL NICOLAUS AND COMPANY INC. Related document: #52 Certificate of Need to File Discovery filed by STIFEL NICOLAUS AND COMPANY INC.(WOLENSKY, MICHAEL) Modified on 12/30/2013 (rlw). |
| Filing 55 Discovery Materials - Plaintiff's Response to Defendant's First Requests for Admissions filed by STIFEL NICOLAUS AND COMPANY INC. Related document: #52 Certificate of Need to File Discovery filed by STIFEL NICOLAUS AND COMPANY INC.(WOLENSKY, MICHAEL) Modified text on 12/30/2013 (rlw). |
| Filing 54 DEPOSITION OF HUGH ROBERTS filed by STIFEL NICOLAUS AND COMPANY INC. Related document: #52 Certificate of Need to File Discovery filed by STIFEL NICOLAUS AND COMPANY INC.(WOLENSKY, MICHAEL) Modified text on 12/30/2013 (rlw). |
| Filing 53 RULE 30(b)(6) DEPOSITION OF REFUSE MATERIAL INC. by DONALD A. POPE AND DONALD A. POPE INDIVIDUALLY filed STIFEL NICOLAUS AND COMPANY INC. Related document: #52 Certificate of Need to File Discovery filed by STIFEL NICOLAUS AND COMPANY INC.(WOLENSKY, MICHAEL) Modified text on 12/30/2013 (rlw). |
| Filing 52 Certificate of Need to File Discovery by STIFEL NICOLAUS AND COMPANY INC.(WOLENSKY, MICHAEL) |
| Filing 51 MOTION for Entry of Default as to by MARTHA F OWENS filed by Brent J. Savage. (Attachments: #1 Exhibit Affidavit of Brent J. Savage, Jr., #2 Exhibit Clerk's Entry of Default)(Savage, Brent) |
| Clerk's ENTRY OF DEFAULT as to ANTHONY JOHN FISHER. Plaintiff shall file a motion for default judgment within 21 days. The motion for default judgment shall state whether a hearing is necessary to determine damages, and if a hearing is not necessary, the motion shall include all evidence supporting the damages sought in the motion and a proposed order granting the motion. Failure to comply with this notice may result in this action being dismissed for failure to prosecute. (sbd) |
| Filing 50 MOTION to Exclude Certain Testimony of Plaintiffs' Proferred Expert Gregory B. Wood by STIFEL NICOLAUS AND COMPANY INC filed by MICHAEL K WOLENSKY. (Attachments: #1 Memorandum in Support, #2 Exhibit 1, #3 Exhibit 2, #4 Exhibit 3, #5 Exhibit 4, #6 Exhibit 5, #7 Exhibit 6, #8 Text of Proposed Order)(WOLENSKY, MICHAEL) |
| Filing 49 Certificate of Need to File Discovery by STIFEL NICOLAUS AND COMPANY INC.(WOLENSKY, MICHAEL) |
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Filing 48
ORDER following in camera review of documents. Stifel is ordered to produce certain documents to Plaintiffs' counsel no later than December 13, 2013. Ordered by U.S. District Judge Hugh Lawson on December 6, 2013. (mbh)
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| Text Only Minute Entry for proceedings held before U.S. District Judge Hugh Lawson in Macon - Telephone Conference held on 11/18/2013 in Macon re: discovery issues. Pltf has requested the names of Stifel Nicolaus clients who had dealings with Fisher and Cardiac Network. Deft claims that producing the names will cause damage to their clients. The Court disagrees. Deft is ordered to produce the names by COB on 11/18/2013 and Pltf is ordered not to contact any client until 11/26/2013. Pltf has also requested Deft's privilege log. Deft maintains the privilege log contains documents which are protected by the attorney-client privilege. Deft is ordered to produce the privilege log to the Court for in camera review by 12/2/2013. The parties are further ordered to reclassify all discovery documents by 12/2/2013. Order forthcoming. (Court Reporter: Tammy Fletcher.)(10:00-10:36) (nop) |
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Filing 47
ORDER memorializing phone conference and Court's rulings of 11/18/2013. Ordered by U.S. District Judge Hugh Lawson on 11/18/2013. (nbp)
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Filing 46
ORDER granting #40 Motion Regarding the Depositions of Plaintiff Martha Owens, Individually and as the Executrix of the Estate of Andrew T. Fuller. Ordered by U.S. District Judge Hugh Lawson on November 15, 2013. (mbh)
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| This is a text only entry; no document issued. ORDER denying #45 Motion to Stay; denying Motion to Quash and for Entry of Protective Order. The telephone conference scheduled for Monday with respect to the remaining discovery disputes will still be held. Ordered by U.S. District Judge Hugh Lawson on November 15, 2013.(mbh) |
| Filing 45 MOTION to Stay Depositions by STIFEL NICOLAUS AND COMPANY INC filed by Ronald B. Gaither, Jr. (Attachments: #1 Memorandum in Support, #2 Exhibit A to Memo in Support of Motion, #3 Exhibit B to Memo in Support of Motion, #4 Text of Proposed Order)(Gaither, Ronald) |
| NOTICE of SETTING Telephone Conference for 11/18/2013 @ 10:00 AM in Macon before U.S. District Judge Hugh Lawson. Teleconferencing instructions emailed to counsel.(nop) |
| Filing 44 Response Letter from Defendant regarding discovery disputes re Plaintiff's #43 Letter. (nbp) |
| Filing 43 Letter and exhibits from Plaintiff regarding discovery disputes. (nbp) |
| Filing 42 AMENDED ANSWER and Counterclaim to #27 Amended Complaint by STIFEL NICOLAUS AND COMPANY INC. (sbd) |
| This is a text only entry; no document issued. ORDER granting #38 Motion for Leave to File Amended Answer. The Clerk of Court is directed to file Exhibit A attached to the motion as the Amended Answer in this case. Ordered by U.S. District Judge Hugh Lawson on November 12, 2013. (mbh) |
| Filing 41 RESPONSE filed by MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT re #38 MOTION for Leave to File First Amended Answer (Attachments: #1 Exhibit Email correspondence)(Savage, Brent) |
| Filing 40 JOINT MOTION regarding the Depositions of Plaintiff Martha Owens re #37 MOTION for Protective Order. (Attachments: #1 Text of Proposed Order)(Gaither, Ronald) Modified text on 11/12/2013 (sbd). |
| Filing 39 MOTION TERMINATED - DOCUMENT IS NOT A MOTION -Withdrawal of Document #37 MOTION for Protective Order, by MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT filed by Brent Jamieson Savage, Jr.(Savage, Brent) Modified on 10/23/2013 (rlw). |
| Filing 38 MOTION for Leave to File First Amended Answer by STIFEL NICOLAUS AND COMPANY INC filed by Ronald B. Gaither, Jr. (Attachments: #1 Memorandum in Support, #2 Exhibit A - First Amended Answer)(Gaither, Ronald) |
| Filing 37 MOTION for Protective Order by MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT filed by Brent Jamieson Savage, Jr. (Attachments: #1 Exhibit Letter from Dr. McMahan, #2 Exhibit Power of Attorney, #3 Exhibit Affidavit of Susan Rockett)(Savage, Brent) |
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Filing 36
ORDER denying #31 Motion for Discovery; granting #34 Motion for Leave to File with instructions; lifting stay of 5/15/2013. Ordered by Judge Hugh Lawson on 9/19/2013. (nbp)
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| Filing 35 RESPONSE filed by STIFEL NICOLAUS AND COMPANY INC re #31 MOTION for Discovery (Attachments: #1 Exhibit A - 7/19 ltr to Pltf's counsel)(Gaither, Ronald) |
| Filing 34 MOTION for Leave to File Supplemental Expert Report by MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT filed by Brent Jamieson Savage, Jr. (Attachments: #1 Exhibit Attorney Correspondences, #2 Exhibit Correspondence Enclosing Documents, #3 Exhibit Third Party Subpoenas)(Savage, Brent) |
| Filing 33 ANSWER to #29 Answer to Amended Complaint, Counterclaim,,,,,,,, by MARTHA F OWENS.(Savage, Brent) |
| Filing 32 EXHIBIT(S) to Plaintiffs' Motion and Brief for an Order on Discovery Requiring a Privilege Log by MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT re #31 MOTION for Discovery (Savage, Brent) |
| Filing 31 MOTION for Discovery by MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT filed by Brent J. Savage.(Savage, Brent) |
| Filing 30 CERTIFICATE OF SERVICE re #28 Summons Issued (Savage, Brent) |
| Filing 29 ANSWER to #27 Amended Complaint, COUNTERCLAIM against MARTHA F OWENS, SUSAN ROCKETT by STIFEL NICOLAUS AND COMPANY INC. (Attachments: #1 Exhibit A - Funds Transfer Authorization Form dated March 17, 2011, #2 Exhibit B - Funds Transfer Authorization Form dated March 30, 2011, #3 Exhibit C - Funds Transfer Authorization Form dated April 14, 2011, #4 Exhibit D - Funds Transfer Authorization Form dated April 27, 2011, #5 Exhibit E - Funds Transfer Authorization Form dated May 9, 2011, #6 Exhibit F - Funds Transfer Authorization Form dated May 18, 2011, #7 Exhibit G - Funds Transfer Authorization Form dated July 28, 2011, #8 Exhibit H - Funds Transfer Authorization Form dated September 20, 2011, #9 Exhibit I - Funds Transfer Authorization Form dated September 28, 2011, #10 Exhibit J - Funds Transfer Authorization Form dated October 6, 2011, #11 Exhibit K - Funds Transfer Authorization Form dated July 28, 2011 executed by Susan B. Rockett)(Gaither, Ronald) |
| Filing 28 Summons Issued as to ANTHONY JOHN FISHER on 8/14/2013. (rlw) |
| Filing 27 FIRST AMENDED COMPLAINT against STIFEL NICOLAUS AND COMPANY INC AND ANTHONY JOHN FISHER filed by MARTHA F OWENS, SUSAN ROCKETT, REFUSE MATERIALS INC, DONALD ABNER POPE, JR. (rlw) |
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Filing 26
ORDER granting #18 Motion for Leave to File and Motion to Add Party Defendant. Ordered by Judge Hugh Lawson on 8/6/2013. (nbp)
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| Filing 25 REPLY to Response filed by MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT re #22 Response to Motion (Attachments: #1 Exhibit A, #2 Exhibit B)(Savage, Brent) |
| Filing 24 Letter regarding Extension of Time to File Reply re #22 Response to Motion (Savage, Brent) |
| Filing 23 NOTICE Notice of Filing Reply by MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT re #22 Response to Motion (Savage, Brent) |
| Filing 22 RESPONSE filed by STIFEL NICOLAUS AND COMPANY INC re #18 MOTION for Leave to File Amended Compliant and Motion to Add Anthony Fisher as a Party Defendant (Gaither, Ronald) |
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Filing 21
ORDER granting #19 Motion to Stay. Ordered by Judge Hugh Lawson on 5/15/2013. (nbp)
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| Filing 20 Letter regarding Plaintiff's Motion to Add Party Defendant. (nbp) |
| Filing 19 MOTION to Stay Litigation Pending This Court's Ruling on Plaintiffs' Motion to Add Anthony Fisher as a Defendant and Plaintiffs' Motion to Amend Their Complaint by STIFEL NICOLAUS AND COMPANY INC filed by Ronald B. Gaither, Jr.(Gaither, Ronald) |
| Filing 18 MOTION for Leave to File Amended Compliant and Motion to Add Anthony Fisher as a Party Defendant by MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT filed by Brent J. Savage. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G)(Savage, Brent) |
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Filing 17
ORDER granting #16 Motion for Protective Order with revisions. Ordered by Judge Hugh Lawson on 4/23/2013. (nbp)
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| Filing 16 MOTION for Protective Order by MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT, STIFEL NICOLAUS AND COMPANY INC filed by Ronald B. Gaither, Jr. (Attachments: #1 Text of Proposed Order)(Gaither, Ronald) |
| Notice of Deficiency; PROPOSED ORDERS SHOULD ONLY BE FILED AS AN ATTACHMENT TO A MOTION - (related document(s): #15 Stipulation filed by MARTHA F OWENS, REFUSE MATERIALS INC, DONALD ABNER POPE, JR, SUSAN ROCKETT, STIFEL NICOLAUS AND COMPANY INC ). (rlw) |
| Filing 15 STIPULATION by MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT, STIFEL NICOLAUS AND COMPANY INC (Gaither, Ronald) |
| Filing 14 NOTICE of Attorney Appearance by ALEXANDRA COLE on behalf of All Plaintiffs (COLE, ALEXANDRA) |
| Filing 13 CERTIFICATE OF SERVICE re #11 Scheduling/Discovery Order (Gaither, Ronald) EMAILED ATTORNEY GAITHER AND ADVISED THAT CERTIFICATES OF SERVICE OF DISCOVERY ARE NOT FILED IN THE MDGA. Modified on 1/9/2013 (rlw). |
| Filing 12 Letter regarding #11 Scheduling/Discovery Order. Hard copy also sent to counsel. (mbh) |
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Filing 11
SCHEDULING/DISCOVERY ORDER: Ordered by Judge Hugh Lawson on December 18, 2012. (mbh)
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| Filing 10 16/26 Discovery Report filed by STIFEL NICOLAUS AND COMPANY INC. Related document: #5 Order - Rules 16/26.(Gaither, Ronald) |
| Filing 9 STIPULATION by STIFEL NICOLAUS AND COMPANY INC (Gaither, Ronald) |
| Filing 8 NOTICE of Attorney Appearance by Brent Jamieson Savage, Jr on behalf of All Plaintiffs (Savage, Brent) |
| Filing 7 ***Arbitration Opt Out Letter by Plaintiffs (Savage, Brent) |
| Filing 6 Arbitration Referral Letter sent 11/13/2012 (hrm) |
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Filing 5
RULES 16/26 ORDER: Ordered by Judge Hugh Lawson on 11/7/2012. (Attachments: #1 Required Form Scheduling/Discovery Report)(nbp)
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| Filing 4 Corporate Disclosure Statement by STIFEL NICOLAUS & COMPANY INC identifying Other Affiliate Stifel Financial Corp. (Gaither, Ronald) Modified text on 11/7/2012 (rlw). |
| Filing 3 ANSWER to Complaint by STIFEL NICOLAUS & COMPANY INC.(Gaither, Ronald) |
| Filing 2 Consent Form (28 USC 636(c)(1)) sent to MARTHA F OWENS, DONALD ABNER POPE, JR, REFUSE MATERIALS INC, SUSAN ROCKETT. (rlw) |
| Filing 1 NOTICE OF REMOVAL by STIFEL NICOLAUS & COMPANY INC from Superior Court of Irwin County, case number 2012CV182, consisting of Service of Process, Summons, Certification, and Complaint. (Filing fee $ 350 Receipt Number 113G-1462577). (Attachments: #(1) Exhibit A - Service of Process, Summons, Certification Under Rule 3.2, and Complaint, #(2) Civil Cover Sheet).(rlw) |
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