Rock Capital Markets, LLC v. Bank of Nova Scotia, New York Agency et al
Plaintiff: Rock Capital Markets, LLC
Defendant: Bank of Nova Scotia, New York Agency, BMO Capital Markets Corp., BNP Paribas Securities Corp., Barclays Capital Inc., Cantor Fitzgerald & Co., Citigroup Global Markets Inc., Commerz Markets LLC, Countrywide Securities Corp., Credit Suisse Securities (USA) LLC, Daiwa Capital Markets America Inc., Deutsche Bank Securities Inc., Goldman Sachs & Co., HSBC Securities (USA) Inc., Jefferies LLC, J.P. Morgan Securities LLC, Merrill Lynch Pierce Fenner & Smith Inc., Mizuho Securities USA Inc., Morgan Stanley & Co. LLC, Nomura Securities International, Inc., RBC Capital Markets, LLC, RBS Securities Inc., SG Americas Securities, LLC, TD Securities (USA) LLC and UBS Securities LLC
Case Number: 1:2015cv08859
Filed: October 6, 2015
Court: US District Court for the Northern District of Illinois
Office: Chicago Office
County: Cook
Presiding Judge: Rebecca R. Pallmeyer
Nature of Suit: Securities/Commodities/Exchanges
Cause of Action: 15:25
Jury Demanded By: Plaintiff
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Search for this case: Rock Capital Markets, LLC v. Bank of Nova Scotia, New York Agency et al
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Plaintiff: Rock Capital Markets, LLC
Represented By: Anthony F. Fata
Represented By: Daniel O. Herrera
Represented By: Jennifer Winter Sprengel
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Defendant: Bank of Nova Scotia, New York Agency
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Defendant: BMO Capital Markets Corp.
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Defendant: BNP Paribas Securities Corp.
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Defendant: Barclays Capital Inc.
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Defendant: Cantor Fitzgerald & Co.
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Defendant: Citigroup Global Markets Inc.
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Defendant: Commerz Markets LLC
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Defendant: Countrywide Securities Corp.
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Defendant: Credit Suisse Securities (USA) LLC
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Defendant: Daiwa Capital Markets America Inc.
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Defendant: Deutsche Bank Securities Inc.
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Defendant: Goldman Sachs & Co.
Represented By: Elizabeth P Papez
Represented By: Robert Y. Sperling
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Defendant: HSBC Securities (USA) Inc.
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Defendant: Jefferies LLC
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Defendant: J.P. Morgan Securities LLC
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Defendant: Merrill Lynch Pierce Fenner & Smith Inc.
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Defendant: Mizuho Securities USA Inc.
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Defendant: Morgan Stanley & Co. LLC
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Defendant: Nomura Securities International, Inc.
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Defendant: RBC Capital Markets, LLC
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Defendant: RBS Securities Inc.
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Defendant: SG Americas Securities, LLC
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Defendant: TD Securities (USA) LLC
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Defendant: UBS Securities LLC
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