United States Securities and Exchange Commission v. Conwell et al
Plaintiff: United States Securities and Exchange Commission
Defendant: Thomas V. Conwell and Kerry L. Hoffman
Case Number: 1:2019cv04409
Filed: July 1, 2019
Court: US District Court for the Northern District of Illinois
Presiding Judge: Robert W Gettleman
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. ยง 77
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on July 2, 2019. A more recent docket listing may be available from PACER.

Date Filed Document Text
July 2, 2019 Filing 5 WAIVER OF SERVICE returned executed by Securities And Exchange Commission. Kerry L Hoffman waiver sent on 7/1/2019, answer due 8/30/2019. (Davidson, James)
July 2, 2019 Filing 4 WAIVER OF SERVICE returned executed by Securities And Exchange Commission. Thomas V Conwell waiver sent on 7/1/2019, answer due 8/30/2019. (Davidson, James)
July 1, 2019 Filing 3 ATTORNEY Appearance for Plaintiff Securities And Exchange Commission by James Aaron Davidson (Davidson, James)
July 1, 2019 Filing 2 CIVIL Cover Sheet (Davidson, James)
July 1, 2019 Filing 1 COMPLAINT filed by Securities And Exchange Commission; Jury Demand. (Davidson, James)
July 1, 2019 CASE ASSIGNED to the Honorable Robert W. Gettleman. Designated as Magistrate Judge the Honorable Gabriel A. Fuentes. Case assignment: Random assignment. (kb, )

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Defendant: Thomas V. Conwell
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Defendant: Kerry L. Hoffman
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Plaintiff: United States Securities and Exchange Commission
Represented By: AUSA - Chicago
Represented By: James Aaron Davidson
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