Broyles et al v. Cantor Fitzgerald & Co. et al
Plaintiff: Joseph N. Broyles, Steven D Collins, Sr., Eilleen Collins, Sand Spring Capital III Master Fund, LLC, Sand Spring Capital III, LLC, Sand Spring Capital III, Ltd., CA High Yield Fund, LLC, CA High Yield Offshore Fund, LTD., CA Core Fixed Income Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, CA Strategic Equity Fund, LLC and CA Strategic Equity Offshore Fund, LTD
Defendant: Cantor Fitzgerald & Co., Cantor Fitzgerald Securities, Cantor Fitzgerald, L.P., CF Group Management, Inc., CFLP CFS I HOLDINGS, L.P., CFS CF & CO. HOLDINGS, LLC., CFS CF & CO. I HOLDINGS, L.P., Thomas Joseph Anzalone, Douglas Rankin Barnard, Irvin Goldman, Gina Hubbell, Edward Lascala, William Howard Lutnick, Shawn Peter Matthews, Stephen M Merkel, Andrew Craig Wells, Commonwealth Advisors, Inc., Walter A Morales, III, Jennifer O Morales, James F O'Beirne, Noel Caldwell, Willie Gerald Warrington, Jr., Stone & Youngberg, LLC, Mitchell Gage, Kenneth Williams, Anthony Guaimano, Michael Jennings, Jack Turner, Stifel Financial Corp., Stifel, Nicolaus & Company, Inc., J.P. Morgan Securities, LLC, Charles Schwab & Co., Inc., Walter A. Morales, Kevin Miller and Michelle Wilson-Clarke
Petitioner: Municipal Employees' Retirement System, M. Badi Asbahi, Preston Cloyd, Steven Collins, Eileen Collins, Charles Richey, Anne Richey, Susan B. Beninati, Russ P. Barranco, Janice B. Virgadamo, Jody A. Barranco, Karen Barranco, Municipal Employees Retirement System of Louisiana, Registrar of Voters Employee Retirement System, Firefighters' Retirement System, Warren Ponder and Steven S. Stockstill
Special Master: C. Michael Hill
Case Number: 3:2010cv00857
Filed: December 22, 2010
Court: US District Court for the Middle District of Louisiana
Office: Baton Rouge Office
Presiding Judge: Shelly D Dick
Referring Judge: Carol B Whitehurst
Nature of Suit: Securities/Commodities
Cause of Action: 28 U.S.C. § 1441 - Petition for Removal: Securities Fraud
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on February 11, 2020. A more recent docket listing may be available from PACER.

Date Filed Document Text
February 11, 2020 Opinion or Order Filing 239 RULING and ORDER Adopting #235 Report and Recommendation of the U.S. Magistrate Judge. ORDERED that this matter is DISMISSED without prejudice to theright, upon good cause shown within ninety (90) days, to reopen the action if thesettlement is not consummated. Signed by Chief Judge Shelly D. Dick on 02/11/2020. (ELW)
February 4, 2020 Filing 238 JUDGMENT OF DISMISSAL granting #234 Motion to Dismiss. This action is hereby Dismissed against defendant Kevin Miller with prejudice and with each party to bear its own attorneys' fees and costs. Signed by Chief Judge Shelly D. Dick on 2/4/2020. (EDC)
February 4, 2020 Filing 237 JUDGMENT OF DISMISSAL granting #227 Motion to Dismiss. This action is hereby Dismissed against defendant Noel Caldwell with prejudice and with each party to bear its own attorneys' fees and costs. Signed by Chief Judge Shelly D. Dick on 2/4/2020. (EDC)
January 21, 2020 Filing 236 Notice to Counsel: Status Conference for the purpose of setting a trial date and establishing a scheduling order is hereby set for 2/12/2020 at 02:30 PM in Courtroom 3 before Chief Judge Shelly D. Dick. Evidence, in electronic format, shall be provided in accordance with Local Rule 79 and Administrative Procedures.(This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.) (BKA)
January 21, 2020 Filing 235 REPORT AND RECOMMENDATIONS of Special Master re #227 MOTION to Dismiss filed by Sand Spring Capital III, LLC, CA Core Fixed Income Fund, LLC, Sand Spring Capital III, Ltd., CA High Yield Offshore Fund, LTD., CA Strategic Equity Offshore Fund, LTD, CA Strategic Equity Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, Sand Spring Capital III Master Fund, LLC, CA High Yield Fund, LLC, and #234 MOTION to Dismiss filed by Sand Spring Capital III, LLC, CA Core Fixed Income Fund, LLC, Sand Spring Capital III, Ltd., CA Strategic Equity Offshore Fund, LTD, CA High Yield Offshore Fund, LTD., Sand Spring Capital III Master Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, CA Strategic Equity Fund, LLC, CA High Yield Fund, LLC. Objections to R&R due by 2/11/2020. Signed by Special Master C. Michael Hill on 1/21/2020. (BKA)
January 15, 2020 Filing 234 STIPULATION of Dismissal of Kevin Miller by CA Core Fixed Income Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Fund, LLC, CA High Yield Offshore Fund, LTD., CA Strategic Equity Fund, LLC, CA Strategic Equity Offshore Fund, LTD, Sand Spring Capital III Master Fund, LLC, Sand Spring Capital III, LLC, Sand Spring Capital III, Ltd.. (Berg, Nicholas) Modified on 1/15/2020 to edit event type (LT).
January 15, 2020 Filing 233 Minute Entry for proceedings held before Special Master C. Michael Hill: Status Conference held on 1/15/2020. The pending motions were discussed. A detailed order will be issued. The parties were ordered to meet within 7 days to attempt in good faith to settle this matter. A Report and Recommendation will be issued to the District Judge. (Court Reporter L. Bourque.) (SWE)
January 10, 2020 Filing 232 Notice to Counsel: Status Conference on 1/15/2020 at 10:00 a.m. will be held in Courtroom 6 before the Honorable Magistrate Judge C. Michael Hill. Evidence, in electronic format, shall be provided in accordance with Local Rule 79 and Administrative Procedures.(This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.) (BKA)
January 9, 2020 Filing 231 Notice to Counsel Setting Hearing: Status Conference set for 1/15/2020 at 10:00 AM before Special Master C. Michael Hill. (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.)(BKA) Modified on 1/9/2020 to edit text (LLH).
January 8, 2020 Filing 230 STATUS UPDATE ON PENDING MOTIONS Response to #223 Special Master's Order filed by M. Badi Asbahi, Jody A. Barranco, Karen Barranco, Russ P. Barranco, Susan B. Beninati, Joseph N. Broyles, Preston Cloyd, Eilleen Collins, Steven D Collins, Sr, Firefighters' Retirement System, Municipal Employees Retirement System of Louisiana, Registrar of Voters Employee Retirement System, Anne Richey, Charles Richey, Janice B. Virgadamo. (Burge, Jason) Modified on 1/9/2020 to edit the docket text(SWE).
January 8, 2020 Filing 229 NOTICE of Pending Motions by CA Core Fixed Income Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Fund, LLC, CA High Yield Offshore Fund, LTD., CA Strategic Equity Fund, LLC, CA Strategic Equity Offshore Fund, LTD, Sand Spring Capital III Master Fund, LLC, Sand Spring Capital III, LLC, Sand Spring Capital III, Ltd. re #223 Status Conference,, (Berg, Nicholas)
January 8, 2020 Filing 228 RESPONSE to #223 Status Conference,, Status Update on Pending Motions filed by Commonwealth Advisors, Inc., Walter A. Morales. (Tulley, Fredrick)
January 2, 2020 Filing 227 MOTION to Dismiss/STIPULATION of Dismissal of Noel Caldwell by CA Core Fixed Income Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Fund, LLC, CA High Yield Offshore Fund, LTD., CA Strategic Equity Fund, LLC, CA Strategic Equity Offshore Fund, LTD, Sand Spring Capital III Master Fund, LLC, Sand Spring Capital III, LLC, Sand Spring Capital III, Ltd.. (Berg, Nicholas) Modified on 1/2/2020 to edit the event type and docket text (KMW).
December 23, 2019 Filing 226 RESPONSE to #224 Order to Show Cause, filed by Noel Caldwell. (Attachments: #1 Exhibit)(Wilson, Scott)
December 23, 2019 Filing 225 NOTICE of Change of Address by Kevin Miller. (EDC)
December 20, 2019 Opinion or Order Filing 224 ORDER TO SHOW CAUSE: Mr. Scott D Wilson, counsel for the defendant Noel Caldwell, personally appear before the undersigned on 01/15/2020 at 10:00AM in Courtroom 3, United States District Court for the Middle District of Louisiana to Show Cause why the undersigned should not recommend to the District Judge that he be sanctioned for his failure to appear at the Status Conference as ordered. Signed by Special Master C. Michael Hill on 12/19/2019. (NLT)
December 20, 2019 Filing 222 MEMORANDUM ORDER: Mr. Miller shall contact the Clerk of this Court and confirm accurate contact information with the Clerk and further provide the Clerkwith an email address at which Mr. Miller can receive notice from this Court byclose of business on 12/23/2019. The failure of Mr. Miller to obey this Order will result in the issuance of an Order to Show Cause why he should not be held in contempt. The Clerk is directed to provide a copy of this Order to Mr. Miller at the following email address: millerkevin100@gmail.com. Signed by Special Master C. Michael Hill on 12/19/2019. (NLT) (Main Document 222 replaced on 12/20/2019) (NLT).
December 20, 2019 Set Hearings: Status Conference before the District Judge set for 1/15/2020 at 10:00 AM in Courtroom 3 before Special Master C. Michael Hill. (NLT)
December 19, 2019 Filing 223 Minute Entry for proceedings held before Special Master C. Michael Hill: Status Conference held on 12/19/2019. The purpose of the status conference was to discuss the current status of the case, considering the recent remand by the Court of Appeals for the Fifth Circuit. Counsel file into the record a list of all pending motions which are not moot, and therefore remain pending, for the Courts decision. This list is to be filed on or before 01/08/2020. A Status Conference is hereby set before the undersigned on 01/15/2020 at 10:00 AM in Courtroom 3. The the Clerk send a copy of these Minutes to Mr. Miller at: millerkevin100@gmail.com. (NLT)
December 11, 2019 Filing 221 Letter dated 12/05/2019 from C. Michael Hill to Chief Judge Dick Re: Continuation of Special Master in this matter. (ELW)
December 6, 2019 Opinion or Order Filing 220 ORDER/MINUTE ENTRY SETTING STATUS CONFERENCE: A Status Conference is set for 12/19/2019 at 10:00 AM in Courtroom 3. Lead Counsel for all parties are hereby ORDERED to personally attend the status conference. Signed by Special Master C. Michael Hill on 12/6/2019. (EDC)
December 5, 2019 Opinion or Order Filing 219 ORDER: The Court's Order appointing Special Master [RD91] remains in effect. Pending Motions are hereby referred to the Special Master. Signed by Chief Judge Shelly D. Dick on 12/5/2019. (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.)(Dick, Shelly)
December 2, 2019 Opinion or Order Filing 218 ORDER Considering the recent filings of the Parties in this matter, the Clerk of Court is ordered to reopen this matter and return all pending motions to previous status. Signed by Chief Judge Shelly D. Dick on 12/2/2019. (SWE)
January 11, 2019 Filing 217 Notice to Counsel: The #215 Notice was entered prematurely as the case was, per counsel, administratively closed pending appeal in 10cv854. (NLT)
January 10, 2019 Filing 216 RESPONSE to #215 Notice to Counsel, filed by CA Core Fixed Income Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Fund, LLC, CA High Yield Offshore Fund, LTD., CA Strategic Equity Fund, LLC, CA Strategic Equity Offshore Fund, LTD, Sand Spring Capital III Master Fund, LLC, Sand Spring Capital III, LLC, Sand Spring Capital III, Ltd.. (Berg, Nicholas)
January 10, 2019 Filing 215 Notice to Counsel: In accordance with General Order 93-01, copy attached, and appeal time having expired, all sealed documents filed in the above referenced cause will be unsealed and placed in the case record. If the documents should remain sealed, you must file a motion and order requesting such within 15 days of the entry of this notice. (Attachments: #1 General Order 93-1)(NLT)
September 27, 2018 Opinion or Order Filing 214 ORDER terminating #187 Motion for Evidentiary Hearing. This matter is administratively closed without prejudice to re-opening this matter and re-urging the instant Motion pending final confirmation of a provisional agreement to settle reached by the parties. Signed by Chief Judge Shelly D. Dick on 9/27/2018. (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.) (Dick, Shelly)
September 27, 2018 Opinion or Order Filing 213 ORDER terminating #180 Motion in Limine; terminating #180 Motion for Sanctions. This matter is administratively closed without prejudice to re-opening this matter and re-urging the instant Motion pending final confirmation of a provisional agreement to settle reached by the parties.. Signed by Chief Judge Shelly D. Dick on 9/27/2018. (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.) (Dick, Shelly)
January 22, 2018 Opinion or Order Filing 212 ORDER granting #209 Motion to Dismiss. This action is hereby dismissed against defendants Stone & Youngberg, LLC, Anthony Guaimano, Michael Jennings, Stifel Financial Corp., and Stifel Nicolaus & Company, Inc. with prejudice and with each party to bear its own attorneys' fees and costs. Signed by Judge Shelly D. Dick on 1/23/2018. (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.) (SWE)
January 5, 2018 Opinion or Order Filing 211 NOTICE: Pursuant to General Order 2017-11, this case is reassigned from Judge James J. Brady to Judge Shelly D. Dick. Signed by Chief Judge Brian A. Jackson on 12/21/2017. (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.)(NLT ADI, )
January 4, 2018 Filing 210 NOTICE OF FILING OF OFFICIAL TRANSCRIPT: Motions held before Special Master C. Michael Hill held on December 7, 2017. Court Reporter: Shannon Thompson, CCR. Phone Number: 225-389-3567. NOTICE RE: REDACTION OF TRANSCRIPTS: The parties have seven (7) calendar days to file with the Court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript will be made remotely electronically available to the public without redaction after 90 calendar days. The policy is located on our website at www.lamd.uscourts.gov. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER.. Redaction Request due 1/25/2018. Redacted Transcript Deadline set for 2/5/2018. Release of Transcript Restriction set for 4/4/2018. (Thompson, Shannon)
January 2, 2018 Filing 209 Consent MOTION to Dismiss Stone & Youngberg, LLC, Stifel Financial Corp., Stifel Nicolaus & Co., Inc., Anthony Guaimano and Michael Jennings with Prejudice by CA Core Fixed Income Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Fund, LLC, CA High Yield Offshore Fund, LTD., CA Strategic Equity Fund, LLC, CA Strategic Equity Offshore Fund, LTD, Sand Spring Capital III Master Fund, LLC, Sand Spring Capital III, LLC, Sand Spring Capital III, Ltd.. (Berg, Nicholas)
December 21, 2017 Opinion or Order Filing 208 ORDER granting #207 Motion to Vacate 194 Notice to Parties - Response to Motion Deadlines (JJB); granting #207 Motion to Stay proceedings re #190 MOTION to Intervene and to File a Complaint in Intervention. If this action remains on the court's active calendar, the proposed intervenors shall file a joint status report by 2/20/2018 setting forth their respective positions as to whether the stay should be lifted, and, if so, an appropriate briefing schedule. Signed by Magistrate Judge Carol B. Whitehurst on 12/21/17. (Whidden, Corey)
December 21, 2017 MOTION(S) REFERRED: #207 Consent MOTION to Vacate 194 Notice to Parties - Response to Motion Deadlines (JJB), Consent MOTION to Stay Proceedings on Motion to Intervene. This motion is now pending before the USMJ. (EDC)
December 20, 2017 Filing 207 Consent MOTION to Vacate 194 Briefing Deadline and Stay Proceedings on Motion to Intervene by M. Badi Asbahi, Jody A. Barranco, Karen Barranco, Russ P. Barranco, Susan B. Beninati, Joseph N. Broyles, Preston Cloyd, Eileen Collins, Steven Collins, Firefighters' Retirement System, Municipal Employees Retirement System of Louisiana, Warren Ponder, Registrar of Voters Employee Retirement System, Anne Richey, Charles Richey, Steven S. Stockstill, Janice B. Virgadamo. (Attachments: #1 Proposed Order)(Burge, Jason) Modified on 12/21/2017 to edit text. (EDC).
December 7, 2017 Filing 206 Minute Entry for proceedings held before Special Master C. Michael Hill: Motion Hearing held on 12/7/2017 re #187 MOTION for Evidentiary Hearing as to #185 MOTION to Strike Expert Report and Testimony of Michael Youngblood Under Rule 37(c) or, Alternatively, for Additional Discovery MOTION for Additional Discovery, #180 MOTION in Limine to E filed by Walter A. Morales, Commonwealth Advisors, Inc., #185 MOTION to Strike Expert Report and Testimony of Michael Youngblood Under Rule 37(c) or, Alternatively, for Additional Discovery MOTION for Additional Discovery filed by Stifel Financial Corp., Stifel, Nicolaus & Company, Inc., Stone & Youngberg, LLC, #180 MOTION in Limine to Exclude Testimony of Michael Youngblood under Rule 37(c) MOTION for Sanctions on Account of Admitted Material Misrepresentations in Expert Report and Untimeliness of Corrections filed by Walter A Morales, III, Commonwealth Advisors, Inc. The parties presented argument relative to the various motions. The court takes these matters under advisement and will issue a Report and Recommendation shortly. (Court Reporter S. Thompson.) (SWE)
December 7, 2017 Filing 205 MEMORANDUM in Opposition to #190 MOTION to Intervene and to File a Complaint in Intervention filed by CA Core Fixed Income Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Fund, LLC, CA High Yield Offshore Fund, LTD., CA Strategic Equity Fund, LLC, CA Strategic Equity Offshore Fund, LTD, Sand Spring Capital III Master Fund, LLC, Sand Spring Capital III, LLC, Sand Spring Capital III, Ltd.. (Rubenstein, Joshua)
December 7, 2017 MOTION(S) REFERRED: #190 MOTION to Intervene and to File a Complaint in Intervention. This motion is now pending before the USMJ. (SWE)
November 28, 2017 Filing 204 REPLY in Further in Support of #185 MOTION to Strike Expert Report and Testimony of Michael Youngblood Under Rule 37(c) or, Alternatively, for Additional Discovery MOTION for Additional Discovery filed by Anthony Guaimano, Stifel Financial Corp., Stifel, Nicolaus & Company, Inc., Stone & Youngberg, LLC. (NLT)
November 28, 2017 Opinion or Order Filing 203 ORDER granting #202 MOTION for Leave to File Reply in Further Support of Motion under Rule 37(c) to Exclude Expert Report & Testimony of Michael Youngblood filed by Stifel Financial Corp., Stifel, Nicolaus & Company, Inc., Stone & Youngberg, LLC, Anthony Guaimano. Signed by Judge James J. Brady on 11/28/2017. (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.) (SWE)
November 27, 2017 Filing 202 MOTION for Leave to File Reply in Further Support of Motion under Rule 37(c) to Exclude Expert Report & Testimony of Michael Youngblood by Anthony Guaimano, Stifel Financial Corp., Stifel, Nicolaus & Company, Inc., Stone & Youngberg, LLC. (Attachments: #1 Proposed Pleading; Reply in Further Support of Motion under Rule 37(c), #2 Proposed Pleading; Order)(Dressel, Robert)
November 22, 2017 Opinion or Order Filing 200 ORDER granting #193 Motion to Enroll Additional Attorney. Added attorney Jason W. Burge for M. Badi Asbahi, Jody A. Barranco, Karen Barranco, Russ P. Barranco, Susan B. Beninati, Joseph N. Broyles, Preston Cloyd, Eileen Collins, Steven Collins, Firefighters' Retirement System, Municipal Employees Retirement System of Louisiana, Registrar of Voters Employee Retirement System, Anne Richey, Charles Richey, Janice B. Virgadamo. Signed by Magistrate Judge Carol B. Whitehurst on 11/22/2017. (Whidden, Corey)
November 21, 2017 MOTION(S) REFERRED: #193 MOTION to Enroll Jason W. Burge as Additional Attorney . This motion is now pending before the USMJ. (SGO)
November 20, 2017 Filing 201 REPLY to #189 Response to #187 MOTION for Evidentiary Hearing filed by Anthony Guaimano, Stifel Financial Corp., Stifel, Nicolaus & Company, Inc., Stone & Youngberg, LLC. (KAH)
November 20, 2017 Opinion or Order Filing 199 ORDER granting #198 MOTION for Leave to File Reply Regarding Commonwealth's Motion for Evidentiary Hearing on Motion to Exclude Testimony of Michael Youngblood by Anthony Guaimano, Stifel Financial Corp., Stifel, Nicolaus & Company, Inc., Stone & Youngberg, LLC. Signed by Judge James J. Brady on 11/20/2017. (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.) (SWE)
November 17, 2017 Filing 198 MOTION for Leave to File Reply Regarding Commonwealth's Motion for Evidentiary Hearing on Motion to Exclude Testimony of Michael Youngblood by Anthony Guaimano, Stifel Financial Corp., Stifel, Nicolaus & Company, Inc., Stone & Youngberg, LLC. (Attachments: #1 Proposed Pleading; Reply, #2 Proposed Pleading; Order)(Dressel, Robert)
November 17, 2017 Filing 197 MEMORANDUM in Opposition to #185 MOTION to Strike Expert Report and Testimony of Michael Youngblood Under Rule 37(c) or, Alternatively, for Additional Discovery filed by CA Core Fixed Income Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Fund, LLC, CA High Yield Offshore Fund, LTD., CA Strategic Equity Fund, LLC, CA Strategic Equity Offshore Fund, LTD, Sand Spring Capital III Master Fund, LLC, Sand Spring Capital III, LLC, Sand Spring Capital III, Ltd.. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D)(Berg, Nicholas)
November 16, 2017 Filing 196 SEALED DOCUMENT Exhibit (SGO)
November 16, 2017 Opinion or Order Filing 195 ORDER granting #191 Sealed Motion. Signed by Judge James J. Brady on 11/16/2017. (SWE)
November 16, 2017 Filing 194 (VACATED) NOTICE on #190 MOTION to Intervene and to File a Complaint in Intervention :. Opposition, limited to 10 pages, to the motion shall be filed on or before 12/7/2017. The mover may file a reply brief, limited to 5 pages, within 14 days of the filing of the opposition.(This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.) (SWE) Modified on 12/21/2017 to reflect entry as vacated. See #208 Order (Whidden, Corey).
November 16, 2017 Filing 193 MOTION to Enroll Jason W. Burge as Additional Attorney by M. Badi Asbahi, Jody A. Barranco, Karen Barranco, Russ P. Barranco, Susan B. Beninati, Joseph N. Broyles, Preston Cloyd, Eileen Collins, Steven Collins, Firefighters' Retirement System, Municipal Employees Retirement System of Louisiana, Municipal Employees' Retirement System, Warren Ponder, Registrar of Voters Employee Retirement System, Anne Richey, Charles Richey, Steven S. Stockstill, Janice B. Virgadamo. (Attachments: #1 Proposed Order)(Swanson, James)
November 15, 2017 Filing 192 NOTICE of Consent to Proposed Intervenors' Motion for Leave to Intervene and Joinder in Proposed Complaint in Intervention by Anthony Guaimano, Stifel Financial Corp., Stifel, Nicolaus & Company, Inc., Stone & Youngberg, LLC re #190 MOTION to Intervene and to File a Complaint in Intervention (Dressel, Robert)
November 15, 2017 Filing 191 SEALED MOTION for Leave to File Exhibit Under Seal by M. Badi Asbahi, Jody A. Barranco, Karen Barranco, Russ P. Barranco, Susan B. Beninati, Preston Cloyd, Eileen Collins, Steven Collins, Firefighters' Retirement System, Municipal Employees Retirement System of Louisiana, Municipal Employees' Retirement System, Warren Ponder, Registrar of Voters Employee Retirement System, Anne Richey, Charles Richey, Steven S. Stockstill, Janice B. Virgadamo. (Attachments: #1 Proposed Pleading;, #2 Proposed Order)(Swanson, James)
November 15, 2017 Filing 190 MOTION to Intervene and to File a Complaint in Intervention by Joseph N. Broyles, M. Badi Asbahi, Preston Cloyd, Steven Collins, Eileen Collins, Charles Richey, Anne Richey, Susan B. Beninati, Russ P. Barranco, Janice B. Virgadamo, Jody A. Barranco, Karen Barranco, Municipal Employees Retirement System of Louisiana, Registrar of Voters Employee Retirement System, Firefighters' Retirement System, Warren Ponder, Steven S. Stockstill. (Attachments: #1 Memorandum in Support, #2 Exhibit A, #3 Exhibit B, #4 Exhibit C, #5 Exhibit D, #6 Exhibit E, #7 Exhibit F, #8 Proposed Pleading;, #9 Proposed Order)(Swanson, James)
November 14, 2017 Filing 189 RESPONSE to #187 MOTION for Evidentiary Hearing as to #185 MOTION to Strike Expert Report and Testimony of Michael Youngblood Under Rule 37(c) or, Alternatively, for Additional Discovery MOTION for Additional Discovery, #180 MOTION in Limine to E filed by CA Core Fixed Income Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Fund, LLC, CA High Yield Offshore Fund, LTD., CA Strategic Equity Fund, LLC, CA Strategic Equity Offshore Fund, LTD, Sand Spring Capital III Master Fund, LLC, Sand Spring Capital III, LLC, Sand Spring Capital III, Ltd.. (Berg, Nicholas)
November 9, 2017 Opinion or Order Filing 188 ORDER REFERRING MOTION to SPECIAL MASTER: #187 MOTION for Evidentiary Hearing as to #185 MOTION to Strike Expert Report and Testimony of Michael Youngblood Under Rule 37(c) or, Alternatively, for Additional Discovery MOTION for Additional Discovery, #180 MOTION in Limine to E filed by Walter A. Morales, Commonwealth Advisors, Inc.. Signed by Judge James J. Brady on 11/9/2017. (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.)(SWE)
November 9, 2017 MOTION(S) REFERRED: #187 MOTION for Evidentiary Hearing as to #185 MOTION to Strike Expert Report and Testimony of Michael Youngblood Under Rule 37(c) or, Alternatively, for Additional Discovery MOTION for Additional Discovery, #180 MOTION in Limine to E. This motion is now pending before the USMJ. (KAH)
November 9, 2017 Motions No Longer Referred: #187 MOTION for Evidentiary Hearing as to #185 MOTION to Strike Expert Report and Testimony of Michael Youngblood Under Rule 37(c) or, Alternatively, for Additional Discovery MOTION for Additional Discovery, #180 MOTION in Limine to E. This motion is now pending before the USDJ. (KAH)
November 8, 2017 Filing 187 MOTION for Evidentiary Hearing as to #185 MOTION to Strike Expert Report and Testimony of Michael Youngblood Under Rule 37(c) or, Alternatively, for Additional Discovery MOTION for Additional Discovery, #180 MOTION in Limine to Exclude Testimony of Michael Youngblood under Rule 37(c) MOTION for Sanctions on Account of Admitted Material Misrepresentations in Expert Report and Untimeliness of Corrections by Commonwealth Advisors, Inc., Walter A. Morales. (Attachments: #1 Memorandum in Support, #2 Proposed Order)(Tulley, Fredrick)
October 31, 2017 Opinion or Order Filing 186 ORDER REFERRING MOTION to SPECIAL MASTER: #185 MOTION to Strike Expert Report and Testimony of Michael Youngblood Under Rule 37(c) or, Alternatively, for Additional Discovery MOTION for Additional Discovery filed by Stifel Financial Corp., Stifel, Nicolaus & Company, Inc., Stone & Youngberg, LLC. Signed by Judge James J. Brady on 10/31/2017. (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.)(SWE)
October 27, 2017 Filing 185 MOTION to Strike Expert Report and Testimony of Michael Youngblood Under Rule 37(c) or, Alternatively, for Additional Discovery by Stifel Financial Corp., Stifel, Nicolaus & Company, Inc., Stone & Youngberg, LLC. (Attachments: #1 Memorandum in Support, #2 Proposed Pleading; Order, #3 Exhibit A, #4 Exhibit 1 to Laursen Declaration, #5 Exhibit 2 to Laursen Declaration, #6 Exhibit 3 to Laursen Declaration, #7 Exhibit 4 to Laursen Declaration, #8 Exhibit 5 to Laursen Declaration)(Dressel, Robert). Added MOTION for Discovery on 10/27/2017 (LLH).
October 2, 2017 Filing 184 MEMORANDUM in Opposition to #180 MOTION in Limine to Exclude Testimony of Michael Youngblood under Rule 37(c) MOTION for Sanctions on Account of Admitted Material Misrepresentations in Expert Report and Untimeliness of Corrections filed by CA Core Fixed Income Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Fund, LLC, CA High Yield Offshore Fund, LTD., CA Strategic Equity Fund, LLC, CA Strategic Equity Offshore Fund, LTD, Sand Spring Capital III Master Fund, LLC, Sand Spring Capital III, LLC, Sand Spring Capital III, Ltd.. (Attachments: #1 Exhibit A)(Berg, Nicholas)
September 20, 2017 Filing 183 RULING Adopting Report and Recommendation of the U.S. Magistrate Judge; adopting #178 Report and Recommendations. The CA Funds Motion to Strike Declarations of Kathy Poe and Mimi Fister [Doc. No. 10-857, R. Doc. 141] is DENIED as MOOT. Further, the Stifle Entities Motion in Limine to Exclude Statements Made by Kathy Poe Regarding Stifle Financials Assumption of Liabilities [Docket No. 10-854, R. Doc. 587] is DENIED. Signed by Judge James J. Brady on 9/20/2017. (SWE)
September 20, 2017 Filing 182 NOTICE of Hearing: (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.) Daubert Hearing on Youngblood Motions set for 12/7/2017 at 10:00 AM in Courtroom 1 before Special Master C. Michael Hill. The parties are instructed to hold the dates of 1/10/2018 and 1/24/2018 for arguments on additional motions, to be specifically set later.(SWE)
September 12, 2017 Opinion or Order Filing 181 ORDER REFERRING MOTION to SPECIAL MASTER: #180 MOTION in Limine to Exclude Testimony of Michael Youngblood under Rule 37(c) MOTION for Sanctions on Account of Admitted Material Misrepresentations in Expert Report and Untimeliness of Corrections filed by Walter A Morales, III, Commonwealth Advisors, Inc. Signed by Judge James J. Brady on 9/12/2017. (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.)(SWE)
September 11, 2017 Filing 180 MOTION in Limine to Exclude Testimony of Michael Youngblood under Rule 37(c), MOTION for Sanctions on Account of Admitted Material Misrepresentations in Expert Report and Untimeliness of Corrections by Commonwealth Advisors, Inc., Walter A Morales, III. (Attachments: #1 Memorandum in Support, #2 Exhibit A, #3 Exhibit B, #4 Exhibit C, #5 Proposed Order)(Tulley, Fredrick)
September 7, 2017 Filing 179 RULING Adopting Report and Recommendation of the U.S. Magistrate Judge; adopting #169 . The Defendants Motion In Limine to Exclude Evidence as to One Witness Opinion of AnotherWitness Testimony [R. Doc. 588; Docket No. 10-854] is GRANTED. Signed by Judge James J. Brady on 9/7/2017. (SWE)
August 29, 2017 Filing 178 FIFTH REPORT AND RECOMMENDATIONS of Special Master re #1 Notice of Removal, filed by Cantor Fitzgerald & Co. It is the recommendation that "CA FUNDS' MOTION TO STRIKE DECLARATIONS OF KATHY POE AND MIMI FISTER" [Docket No. 10-857, Record Document 141] be denied as moot. It is further recommended that the Stifle Entities' "MOTION IN LIMINE TO EXCLUDE STATEMENTS MADE BY KATHY POE REGARDING STIFLE FINANCIAL'S ASSUMPTION OF LIABILITIES" [Docket No. 10-854, Record Document 587] be denied. Objections to R&R due by 9/19/2017. Signed by Special Master C. Michael Hill on 8/29/2017. (SWE)
August 28, 2017 Filing 177 Notice to Counsel: (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.) Because of the inclement weather, the hearing set for 8/31/2017 is canceled. The court will re-set the hearing at a later date. (SWE)
August 25, 2017 Filing 176 SURREPLY in Support of their OPPOSITION to the #141 First MOTION to Strike Declarations of Cathy Poe and Mimi Fister filed by Stifel, Nicolaus & Company, Inc. (Attachments: #1 Exhibit A to D)(NLT)
August 25, 2017 Filing 175 Notice to Counsel Resetting Hearing: (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.) Youngblood Daubert Hearing re-set for 8/31/2017 at 02:00 PM in Courtroom 3 before Special Master C. Michael Hill. (SWE)
August 25, 2017 Opinion or Order Filing 174 ORDER granting #173 MOTION for Leave to File Surreply in Support of Their Opposition to the CA Funds' Motion to Strike filed by Stifel Financial Corp., Stifel, Nicolaus & Company, Inc. No additional leave for briefing on the motion will be granted. Signed by Judge James J. Brady on 8/25/2017. (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.) (SWE)
August 25, 2017 Filing 173 MOTION for Leave to File Surreply in Support of Their Opposition to the CA Funds' Motion to Strike by Stifel Financial Corp., Stifel, Nicolaus & Company, Inc.. (Attachments: #1 Proposed Pleading; The Stifel Parties' Surreply in Support of Their Opposition to the CA Funds' Motion to Strike the Declarations of Cathy Poe and Mimi Fister, #2 Exhibit A, #3 Exhibit B, #4 Exhibit C, #5 Exhibit D)(Denegre, George)
August 23, 2017 Filing 172 Amended Notice to Counsel: Evidence, in electronic format, shall be provided in accordance with Local Rule 79 and Administrative Procedures.(This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.) Youngblood Daubert Hearing Hearing set for 8/29/2017 at 01:30 PM in Courtroom 3 before Special Master C. Michael Hill. (SWE)
August 23, 2017 Filing 171 Notice to Counsel:(This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.) Youngblood Daubert Hearing set for 8/23/2017 at 01:30 PM in Courtroom 3 before Special Master C. Michael Hill. (SWE)
August 22, 2017 Filing 170 NOTICE OF FILING OF OFFICIAL TRANSCRIPT: Oral Argument held before Special Master C. Michael Hill on 07/12/2017. Court Reporter: Shannon Thompson, CCR. Phone Number: 225-389-3567. NOTICE RE: REDACTION OF TRANSCRIPTS: The parties have seven (7) calendar days to file with the Court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript will be made remotely electronically available to the public without redaction after 90 calendar days. The policy is located on our website at www.lamd.uscourts.gov. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER.. Redaction Request due 9/12/2017. Redacted Transcript Deadline set for 9/22/2017. Release of Transcript Restriction set for 11/20/2017. (Thompson, Shannon)
August 21, 2017 Filing 169 REPORT AND RECOMMENDATIONS regarding #1 Notice of Removal, filed by Cantor Fitzgerald & Co.. It is the recommendation of the Special Master that the DEFENDANT'S MOTION IN LIMINE TO EXCLUDE EVIDENCE AS TO ONE WITNESS OPINION OF ANOTHER WITNESS TESTIMONY. [Record Document 588; Docket No. 10-854] be granted. Objections to R&R due by 9/5/2017. Signed by Special Master C. Michael Hill on 08/18/2017. (NLT) Modified on 8/21/2017 (NLT).
August 21, 2017 Filing 168 TRANSCRIPT REQUEST by Stone & Youngberg, LLC for proceedings held on 07/12/2017 before Judge J. Brady.. (Berger, Jamie)
August 17, 2017 Filing 166 TRANSCRIPT REQUEST by CA Core Fixed Income Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Fund, LLC, CA High Yield Offshore Fund, LTD., CA Strategic Equity Fund, LLC, CA Strategic Equity Offshore Fund, LTD, Sand Spring Capital III Master Fund, LLC, Sand Spring Capital III, LLC, Sand Spring Capital III, Ltd. for proceedings held on July 12, 2017 before Judge Special Master C. Michael Hill.. (Berg, Nicholas)
August 15, 2017 Filing 167 REPLY MEMORANDUM in Support of #141 First MOTION to Strike Declarations of Cathy Poe and Mimi Fister filed by CA Core Fixed Income Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Fund, LLC, CA High Yield Offshore Fund, LTD., CA Strategic Equity Fund, LLC, CA Strategic Equity Offshore Fund, LTD. (Attachments: #1 Exhibit A to E)(NLT)
August 15, 2017 Opinion or Order Filing 165 ORDER granting #162 MOTION for Leave to File Reply Memorandum in Support of Motion to Strike Declarations of Poe and Fister (Doc. 141) filed by Sand Spring Capital III, LLC, CA Core Fixed Income Fund, LLC, Sand Spring Capital III, Ltd., CA High Yield Offshore Fund, LTD., CA Strategic Equity Offshore Fund, LTD, CA Strategic Equity Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, Sand Spring Capital III Master Fund, LLC, CA High Yield Fund, LLC. Signed by Judge James J. Brady on 8/15/2017. (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.) (SWE)
August 4, 2017 Filing 164 RESPONSE in Opposition to #162 MOTION for Leave to File Reply OR in the Alternative, Request for Leave to File a Surreply filed by Stifel Financial Corp., Stifel, Nicolaus & Company, Inc.. (Denegre, George) Modified on 8/4/2017 to edit text (ELW).
August 3, 2017 MOTION(S) REFERRED: #162 MOTION for Leave to File Reply Memorandum in Support of Motion to Strike Declarations of Poe and Fister (Doc. 141) . This motion is now pending before the Special Master (SGO) Modified on 8/7/2017 (NLT).
August 2, 2017 Filing 163 RULING Adopting Report and Recommendation of the Special Master; granting #154 Report and Recommendations. Accordingly, the Motion to Strike Youngbloods New Expert Opinions (Doc. No. 113) and the Motion to Strike Plaintiffs Consolidated Response on Youngblood (Doc. No. 117) is GRANTED and the declarations of Dr. Youngblood are STRICKEN. Signed by Judge James J. Brady on 8/2/2017. (SWE)
August 1, 2017 Filing 162 MOTION for Leave to File Reply Memorandum in Support of Motion to Strike Declarations of Poe and Fister (Doc. 141) by CA Core Fixed Income Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Fund, LLC, CA High Yield Offshore Fund, LTD., CA Strategic Equity Fund, LLC, CA Strategic Equity Offshore Fund, LTD, Sand Spring Capital III Master Fund, LLC, Sand Spring Capital III, LLC, Sand Spring Capital III, Ltd.. (Attachments: #1 Proposed Order, #2 Proposed Pleading; Reply Memorandum, #3 Proposed Pleading; Exhibit A, #4 Proposed Pleading; Exhibit B, #5 Proposed Pleading; Exhibit C, #6 Proposed Pleading; Exhibit D, #7 Proposed Pleading; Exhibit E)(Berg, Nicholas)
July 28, 2017 Filing 161 RESPONSE to #137 Commonwealth Defendants' Supplemental Memorandum in Further Support of their Daubert Motion to Exclude Testimony of Dr. Michael Youngblood filed by CA Core Fixed Income Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Fund, LLC, CA High Yield Offshore Fund, LTD., CA Strategic Equity Fund, LLC, CA Strategic Equity Offshore Fund, LTD, Sand Spring Capital III Master Fund, LLC, Sand Spring Capital III, LLC, Sand Spring Capital III, Ltd. (Attachments: #1 exhibit)(EDC)
July 28, 2017 Opinion or Order Filing 160 ORDER granting #159 MOTION for Leave to File Response to Commonwealth Defendants' Supplemental Memorandum (Doc. 137) filed by Sand Spring Capital III, LLC, CA Core Fixed Income Fund, LLC, Sand Spring Capital III, Ltd., CA High Yield Offshore Fund, LTD., CA Strategic Equity Offshore Fund, LTD, CA Strategic Equity Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, Sand Spring Capital III Master Fund, LLC, CA High Yield Fund, LLC. Signed by Judge James J. Brady on 7/28/2017. (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.) (SWE)
July 27, 2017 Filing 159 MOTION for Leave to File Response to Commonwealth Defendants' Supplemental Memorandum (Doc. 137) by CA Core Fixed Income Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Fund, LLC, CA High Yield Offshore Fund, LTD., CA Strategic Equity Fund, LLC, CA Strategic Equity Offshore Fund, LTD, Sand Spring Capital III Master Fund, LLC, Sand Spring Capital III, LLC, Sand Spring Capital III, Ltd.. (Attachments: #1 Proposed Order, #2 Proposed Pleading; Response to Supplemental Memorandum, #3 Proposed Pleading; Exhibit A)(Berg, Nicholas)
July 26, 2017 Opinion or Order Filing 158 ORDER granting #157 Motion to Substitute Opposition to CA Funds' Motion to Strike the Declarations of Cathy Poe and Mimi Fister. Signed by Judge James J. Brady on 7/26/2017. (EDC)
July 26, 2017 Filing 157 MOTION to Substitute Opposition to CA Funds' Motion to Strike the Declarations of Cathy Poe and Mimi Fister (Rec. Doc. 155) by Stifel Financial Corp., Stifel, Nicolaus & Company, Inc.. (Attachments: #1 Proposed Order, #2 Proposed Opposition)(Denegre, George)
July 26, 2017 Filing 156 NOTICE OF NON-COMPLIANCE with LR 7(g) as to #155 Response in Opposition to Motion. REQUIRED CORRECTION: A combined Motion for Leave to Exceed the Page Limits and Motion to Strike the Incorrect Pleading must filed within 24 hours of this notice. Otherwise, the original filing may be stricken by the Court without further notice. (SGO)
July 25, 2017 Filing 155 RESPONSE in Opposition to #141 MOTION to Strike Declarations of Cathy Poe and Mimi Fister filed by Stifel Financial Corp., Stifel, Nicolaus & Company, Inc. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C)(Denegre, George) Modified to edit text on 7/26/2017 (SGO). (Main Document 155 replaced on 7/26/2017) (EDC). Modified on 7/26/2017 in accordance with record document 158.(EDC).
July 24, 2017 Filing 154 REPORT AND RECOMMENDATIONS of Special Master re #113 MOTION to Strike Youngblood's New Expert Opinions MOTION for Leave to Take Additional Discovery of Youngblood and to Supplement Expert Reports filed by Stone & Youngberg, LLC, Anthony Guaimano, #117 MOTION to Strike #116 Response, on Youngblood, and to Refer this Motion and Doc. 113 to the Special Master filed by Stone & Youngberg, LLC, Anthony Guaimano. Objections to R&R due by 7/31/2017. Signed by Special Master C. Michael Hill on 7/23/2017. (SWE) (Additional attachment(s) added on 7/24/2017: #1 Attachment A) (NLT).
July 18, 2017 Filing 153 RULING Adopting the #145 Second Report and Recommendation of the Special Master C. Michael Hill. The #114 Motion to Strike 110 Response is GRANTED. Signed by Judge James J. Brady on 7/18/2017. (LLH)
July 18, 2017 Opinion or Order Filing 152 ORDER granting #149 Motion to Amend. Signed by Judge James J. Brady on 7/18/2017. (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.) (SWE)
July 18, 2017 Opinion or Order Filing 151 ORDER granting #148 Motion for Extension of Time. Signed by Judge James J. Brady on 7/18/2017. (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.) (SWE)
July 18, 2017 Opinion or Order Filing 150 ORDER granting #147 Motion to Withdraw as Attorney. Attorney Spencer King is withdrawn. Signed by Judge James J. Brady on 7/18/2017. (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.) (SWE)
July 17, 2017 Filing 149 Unopposed MOTION to Amend #141 First MOTION to Strike Declarations of Cathy Poe and Mimi Fister by CA Core Fixed Income Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Fund, LLC, CA High Yield Offshore Fund, LTD., CA Strategic Equity Fund, LLC, CA Strategic Equity Offshore Fund, LTD, Sand Spring Capital III Master Fund, LLC, Sand Spring Capital III, LLC, Sand Spring Capital III, Ltd.. (Attachments: #1 Proposed Order on Motion to Substitute, #2 Proposed Pleading; Corrected Motion to Strike, #3 Proposed Pleading; Corrected Proposed Order on Motion to Strike)(Berg, Nicholas)
July 17, 2017 Filing 148 Unopposed MOTION for Extension of Time Opposition to the CA Funds' Motion to Strike Declarations of Cathy Poe and Mimi Fister by Stifel Financial Corp., Stifel, Nicolaus & Company, Inc.. (Denegre, George)
July 14, 2017 Filing 147 Ex Parte MOTION to Withdraw Appearance of Counsel by CA Core Fixed Income Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Fund, LLC, CA High Yield Offshore Fund, LTD., CA Strategic Equity Fund, LLC, CA Strategic Equity Offshore Fund, LTD, Sand Spring Capital III Master Fund, LLC, Sand Spring Capital III, LLC, Sand Spring Capital III, Ltd.. (Attachments: #1 Proposed Order)(Berg, Nicholas) Modified on 7/17/2017 to edit text (ELW).
July 12, 2017 Filing 146 Minute Entry for proceedings held before Special Master C. Michael Hill: Motion Hearing held on 7/12/2017 re #113 MOTION to Strike Youngblood's New Expert Opinions MOTION for Leave to Take Additional Discovery of Youngblood and to Supplement Expert Reports filed by Stone & Youngberg, LLC, Anthony Guaimano, #117 MOTION to Strike #116 Response, on Youngblood, and to Refer this Motion and Doc. 113 to the Special Master filed by Stone & Youngberg, LLC, Anthony Guaimano. (Court Reporter Shannon Thompson.) (BKA)
July 6, 2017 Filing 145 SECOND REPORT AND RECOMMENDATIONS of Special Master re #114 Ex Parte MOTION to Strike 110 Response, filed by Stone & Youngberg, LLC, Anthony Guaimano. Objections to R&R due by 7/13/2017. Signed by Special Master C. Michael Hill on 7/6/2017. (SWE)
June 30, 2017 Filing 144 NOTICE setting Oral Argument on #117 MOTION to Strike #116 Response, on Youngblood, and to Refer this Motion and Doc. 113 to the Special Master, #113 MOTION to Strike Youngblood's New Expert Opinions MOTION for Leave to Take Additional Discovery of Youngblood and to Supplement Expert Reports, #114 Ex Parte MOTION to Strike 110 Response, :. (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.) Motion Hearing set for 7/12/2017 at 01:30 PM in Courtroom 3 before Special Master C. Michael Hill. (SWE)
June 28, 2017 Filing 143 Notice to Counsel Resetting Hearing: (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.) Evidentiary Hearing re-set for 7/12/2017 at 01:30 PM in Courtroom 3 before Special Master C. Michael Hill. (SWE)
June 28, 2017 Opinion or Order Filing 142 ORDER REFERRING MOTION to Special Master: #141 First MOTION to Strike Declarations of Cathy Poe and Mimi Fister filed by Sand Spring Capital III, LLC, CA Core Fixed Income Fund, LLC, Sand Spring Capital III, Ltd., CA High Yield Offshore Fund, LTD., CA Strategic Equity Offshore Fund, LTD, CA Strategic Equity Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, Sand Spring Capital III Master Fund, LLC, CA High Yield Fund, LLC. Signed by Judge James J. Brady on 6/28/2017. (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.)(SWE)
June 27, 2017 Filing 141 First MOTION to Strike Declarations of Cathy Poe and Mimi Fister by CA Core Fixed Income Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Fund, LLC, CA High Yield Offshore Fund, LTD., CA Strategic Equity Fund, LLC, CA Strategic Equity Offshore Fund, LTD, Sand Spring Capital III Master Fund, LLC, Sand Spring Capital III, LLC, Sand Spring Capital III, Ltd.. (Attachments: #1 Memorandum in Support, #2 Attachment, #3 Attachment, #4 Exhibit, #5 Exhibit, #6 Exhibit, #7 Exhibit)(Davis, Margaret) (Main Document 141 and Attachment 3 replaced on 7/21/2017) (EDC). Modified on 7/21/2017 in accordance with record document 152. (EDC).
June 26, 2017 Filing 140 RULING Adopting #130 Report and Recommendation of the Special Master. The Motion in limine to Exclude the Expert Testimony of Edwin Witham (Docket No. 10-854, Rec. Doc. 591) is DISMISSED AS MOOT. Further, the Motion to Strike Expert Reports and Testimony (Docket No. 10-854, Rec. Doc. 586) is terminated as to Mr. Monteleone only. Signed by Judge James J. Brady on 06/26/2017. (NLT)
June 26, 2017 Filing 139 Notice to Counsel: (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.)Telephone Conference set for 6/28/2017 at 03:30 PM before Special Master C. Michael Hill. The call in number is: USA Toll-Free: 888-858-6182; Access Code: 7203706#. (SWE)
June 13, 2017 Opinion or Order Filing 138 ORDER granting #134 MOTION for Leave to File Supplemental Exhibit filed by Stone & Youngberg, LLC, Anthony Guaimano. Signed by Judge James J. Brady on 6/12/2017. (LLH)
June 13, 2017 Filing 137 MEMORANDUM in Support Daubert Motion to Exclude Testimony of Michael Youngblood based on New Evidence of Fraud and Misrepresentations Doc. 585 #10-854 filed by Commonwealth Advisors, Inc., Walter A. Morales. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D)(LLH)
June 13, 2017 Opinion or Order Filing 136 ORDER granting #135 MOTION for Leave to File Memorandum in Further Support of Daubert Motion to Exclude Testimony of Michael Youngblood based on New Evidence of Fraud and Misrepresentations filed by Walter A. Morales, Commonwealth Advisors, Inc. Signed by Judge James J. Brady on 6/12/2017. (LLH)
June 9, 2017 Filing 135 MOTION for Leave to File Memorandum in Further Support of Daubert Motion to Exclude Testimony of Michael Youngblood based on New Evidence of Fraud and Misrepresentations by Commonwealth Advisors, Inc., Walter A. Morales. (Attachments: #1 Memorandum in Support, #2 Proposed Pleading; Proposed Order, #3 Proposed Pleading; Proposed Memorandum, #4 Proposed Pleading; Exhibit A to Proposed Memorandum, #5 Proposed Pleading; Exhibit B to Proposed Memorandum, #6 Proposed Pleading; Exhibit C to Proposed Memorandum, #7 Proposed Pleading; Exhibit D to Proposed Memorandum)(Milazzo, John)
June 6, 2017 Filing 134 MOTION for Leave to File Supplemental Exhibit by Anthony Guaimano, Stone & Youngberg, LLC. (Attachments: #1 Proposed Pleading; Exhibit A, #2 Proposed Pleading; Order)(Dressel, Robert)
June 6, 2017 Filing 133 Notice to Counsel Resetting Hearing: (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.) Motion Hearing re-set for 6/29/2017 at 09:30 AM in Courtroom 1 before Special Master C. Michael Hill. (SWE)
June 2, 2017 Filing 132 MEMORANDUM to the Special Master Regarding the CA Funds' Motion in Limine to Exclude Testimony of Andrew Favret filed by Anthony Guaimano, Stone & Youngberg, LLC. (Dressel, Robert) Modified on 6/5/2017 to edit the text (KAH). Modified on 6/12/2017 to edit the text (KAH). (#1 Exhibit A) (LLH). Modified on 6/13/2017 to add Exhibit per Order 138 (LLH).
June 2, 2017 Filing 131 MEMORANDUM to #129 Order Regarding the Status of the CA Funds' Motion in Limine to Exclude Testimony of Andrew Favret filed by Plaintiffs. (Berg, Nicholas) Modified on 6/5/2017 to edit the text (KAH).
May 31, 2017 Minute Entry By Order of the Court dated May 22, 2017 [Rec. Doc. 126] the Court has referred the Motion to Strike Youngbloods New Expert Opinions or, Alternatively, for Leave to Take Additional Discovery of Youngblood and to Supplement Expert Reports filed by Stone & Youngberg and Anthony Guaimano [Rec. Doc.113], Ex Parte Motion to Strike Rec. Doc. No. 110 filed by Stone & Youngberg and Anthony Guaimano [Rec. Doc. 114], and the Motion to Strike Plaintiffs Consolidated Response on Youngblood filed by Stone& Youngberg and Anthony Guaimano [Rec. Doc. 117] to me for Recommendation. I have determined that oral argument may assist me in making myRecommendation to the Court on the above motions. Accordingly;IT IS ORDERED that oral arguments on these motions are hereby set on June 8,2017 at 1:30 P.M. in Courtroom One before Special Master C. Michael Hill, United States Courthouse, Baton Rouge.Louisiana. (SWE)
May 30, 2017 Filing 130 First REPORT of Special Master: IT IS RECOMMENDED that the Motion in limine to Exclude the Expert Testimony of Edwin Witham (Docket No. 10-854, Rec. Doc. 591) be dismissed as moot. FURTHER RECOMMENDED that the Motion to Strike Expert Reports and Testimony (Docket No. 10-854, Rec. Doc. 586) be terminated as to Mr. Monteleone only. Any party wishing to object to this Recommendation shall file its objections no later than 21 days from service of this Recommendation. Signed by Special Master C. Michael Hill on 05/30/2017. (NLT)
May 23, 2017 Filing 128 REPLY MEMORANDUM in Further Support of Their Motions to Strike Documents #113 and #117 filed by Anthony Guaimano, Stone & Youngberg, LLC. (KAH) Modified on 6/1/2017 to edit the text (KAH).
May 23, 2017 Opinion or Order Filing 127 ORDER granting #119 MOTION for Leave to File Omnibus Reply in Further Support of Motions to Strike (Doc. Nos. 113 and 117). Signed by Judge James J. Brady on 5/22/2017. (KAH)
May 23, 2017 Opinion or Order Filing 126 ORDER: The #113 Motion to Strike Youngblood's New Expert Opinions or, Alternatively, for Leave to Take Additional Discovery of Youngblood and to Supplement Expert Reports, #114 Ex Parte Motion to Strike Rec. Doc. No. 110, and the #117 Motion to Strike Plaintiffs' Consolidated Response on Youngblood are hereby referred to the Special Master. Signed by Judge James J. Brady on 5/22/2017. (KAH)
May 22, 2017 Filing 125 Minute Entry reviewing the pleadings herein, the Motion in limine to Exclude the Expert Testimony of Edwin Witham (Docket No. 10-854, Rec. Doc. 591) is moot, and can be dismissed as such. It also appears to me that the Motion to Strike Expert Reports andTestimony (Docket No. 10-854, Rec. Doc. 856) has been decided by Judge Brady as to Mr. Monteleone, but not as to Messers Urban and Favret. ORDERED that any Party wishing to be heard on the status of this Motion and the potential testimony of Mr. Favret file a Memorandum, not to exceed three (3)pages, stating their position on this issue no later than June 2, 2017. (ELW)
May 21, 2017 Opinion or Order Filing 129 ORDER/Minute Entry: After reviewing the pleadings herein, it appears that the Motion in limine to Exclude the Expert Testimony of Edwin Witham (Docket No. 10-854, Rec. Doc. 591) is moot, and can be dismissed. It also appears that the Motion to Strike Expert Reports and Testimony (Docket No. 10-854, Rec. Doc. 856) has been decided by Judge Brady as to Mr. Monteleone, but not as to Messers Urban and Favret. If no oppositions to the conclusions are filed by 5/26/2017, I will recommend to Judge Brady that he dismiss Rec. Doc. 591 as moot. No additional action by the Court is necessary as regards Rec. Doc. 856. Any Party wishing to be heard on the status of this Motion and the potential testimony of Mr. Favret file a Memorandum, not to exceed 3 pages, stating their position on this issue no later than 6/2/2017.(SGO)
May 17, 2017 Filing 124 RESPONSE to #120 Order To Identify Docket Entries Related to Motions Referred to Special Master filed by Michael Jennings. (Hanna, Sandra) Modified on 5/18/2017 to edit the text (KAH).
May 17, 2017 Filing 123 Joint Submission Pursuant To Special Masters #120 Order filed by Commonwealth Advisors, Inc., Walter A. Morales. (Tulley, Fredrick) Modified on 5/18/2017 to edit the text (KAH).
May 17, 2017 Filing 122 Joint Submission Pursuant to Special Master's #120 Order to Identify Filings Associated with Motions Referred to Special Master filed by Anthony Guaimano, Stifel Financial Corp., Stifel, Nicolaus & Company, Inc., Stone & Youngberg, LLC. (Dressel, Robert) Modified on 5/18/2017 to edit the text (KAH).
May 17, 2017 Filing 121 RESPONSE to #120 Order to Identify Docket Entries Related to Motions Referred to Special Master filed by CA Core Fixed Income Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Fund, LLC, CA High Yield Offshore Fund, LTD., CA Strategic Equity Fund, LLC, CA Strategic Equity Offshore Fund, LTD, Sand Spring Capital III Master Fund, LLC, Sand Spring Capital III, LLC, Sand Spring Capital III, Ltd. (Berg, Nicholas) Modified on 5/18/2017 to edit the text (KAH).
May 15, 2017 Opinion or Order Filing 120 ORDER/Minute Entry: The movant in each of these motions identify, using the docket number, any and all oppositions, reply memoranda, amended pleadings and any other filings related to the individual motions referred. It is not necessary to identify attachments or exhibits since they will be a part of the record document identified. If the parties wish to identify the title of the pleading along with the docket number, that is permissible. Again, the reason for this request is to make sure that any and all pleadings relating to each of these motions can be readily identified by the undersigned and therefore considered. The parties are to comply with this Order no later than May 17, 2017. Signed by Special Master C. Michael Hill on 05/10/2017. (NLT)
May 11, 2017 Filing 119 MOTION for Leave to File Omnibus Reply in Further Support of Motions to Strike (Doc. Nos. 113 and 117) by Anthony Guaimano, Stone & Youngberg, LLC. (Attachments: #1 Proposed Pleading; Omnibus Reply, #2 Proposed Pleading; Order)(Dressel, Robert)
May 4, 2017 Filing 118 MEMORANDUM in Opposition to #117 MOTION to Strike #116 Response, on Youngblood, and to Refer this Motion and Doc. 113 to the Special Master filed by CA Core Fixed Income Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Fund, LLC, CA High Yield Offshore Fund, LTD., CA Strategic Equity Fund, LLC, CA Strategic Equity Offshore Fund, LTD, Sand Spring Capital III Master Fund, LLC, Sand Spring Capital III, LLC, Sand Spring Capital III, Ltd.. (Attachments: #1 Exhibit A)(Berg, Nicholas)
May 2, 2017 Filing 117 MOTION to Strike #116 Response, on Youngblood, and to Refer this Motion and Doc. 113 to the Special Master by Anthony Guaimano, Stone & Youngberg, LLC. (Attachments: #1 Memorandum in Support, #2 Proposed Pleading; Orders)(Dressel, Robert)
April 28, 2017 Filing 116 Consolidated RESPONSE to Supplemental Memoranda to Special Master Regarding Dr. Michael Youngblood Docs. #101 , #104 , #112 filed by Plaintiffs. (Attachments: STRICKEN FROM THE RECORD # 1 Exhibit A - Youngblood Declaration)(Berg, Nicholas) Modified on 5/1/2017 to edit the text (KAH). (Attachment 1 replaced on 5/4/2017) (KAH). Modified on 8/4/2017 to remove document as it has been stricken per Order #163 (LLH).
April 28, 2017 Filing 115 MEMORANDUM in Opposition to #113 MOTION to Strike Youngblood's New Expert Opinions MOTION for Leave to Take Additional Discovery of Youngblood and to Supplement Expert Reports filed by Plaintiffs. (Berg, Nicholas) Modified on 4/28/2017 to edit the text (KAH).
April 25, 2017 Filing 114 Ex Parte MOTION to Strike 110 Response, by Anthony Guaimano, Stone & Youngberg, LLC. (Dressel, Robert)
April 25, 2017 Filing 113 MOTION to Strike Youngblood's New Expert Opinions [Doc. 103-6] or, Alternatively, for Leave to Take Additional Discovery of Youngblood and to Supplement Expert Reports by Anthony Guaimano, Stone & Youngberg, LLC. (Attachments: #1 Memorandum in Support, #2 Proposed Pleading; Order)(Dressel, Robert).
April 25, 2017 Filing 112 Response to Correct Inaccuracies in Plaintiffs' Supplement in Opposition to Motion in Limine to Exclude Testimony of Dr. Michael Youngblood filed by Anthony Guaimano, Stone & Youngberg, LLC. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C)(Dressel, Robert) Modified to edit text on 4/26/2017 (SGO).
April 21, 2017 Filing 110 STRICKEN FROM THE RECORD RESPONSE and Motion to Special Master to Strike Youngblood's New Expert Opinions and to Correct Inaccuracies in Plaintiffs' Supplement filed by Anthony Guaimano, Stone & Youngberg, LLC. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Dressel, Robert) Modified on 4/24/2017 to edit text (ELW). Modified on 7/18/2017 to remove document as it has been stricken (LLH).
April 21, 2017 Filing 109 RESPONSE to UNTIMELY AND IMPROPER ARGUMENT IN CA FUNDS SUPPLEMENT TO MOTION IN LIMINE TO EXCLUDE THE TESTIMONY OF EXPERT DANIEL VAN FLEET filed by Stifel Financial Corp., Stifel, Nicolaus & Company, Inc.. (Denegre, George) Modified on 4/24/2017 to edit text (ELW).
April 12, 2017 Opinion or Order Filing 108 ORDER granting #107 MOTION for Leave to Substitute Pleading. Signed by Judge James J. Brady on 4/12/2017. (EDC)
April 11, 2017 Filing 111 SEALED Supplement to 678 MEMORANDUM in Opposition to 592 MOTION in Limine to Exclude Testimony of S&Y Parties Expert J.T. Atkins filed by Stifel Financial Corp., Stifel, Nicolaus & Company, Inc. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C) (LLH)
April 11, 2017 Filing 107 MOTION for Leave to Substitute Pleading by Michael Jennings. (Attachments: #1 Attachment)(Chastain, James) Modified on 4/11/2017 to edit text (LLH).
April 11, 2017 Opinion or Order Filing 106 ORDER granting #100 Sealed Motion. Signed by Judge James J. Brady on 4/11/2017. (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.) (SWE)
April 10, 2017 Filing 105 NOTICE of Proposed Groupings and Mootness by Anthony Guaimano, Stifel Financial Corp., Stifel, Nicolaus & Company, Inc., Stone & Youngberg, LLC re #94 Status Conference,, (Dressel, Robert)
April 10, 2017 Filing 104 SUPPLEMENTAL MEMORANDUM In Further Support of Motion in Limine to Exclude Dr. Michael Youngblood's Expert Testimony re: #94 Status Conference,, filed by Anthony Guaimano, Stone & Youngberg, LLC. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit E (Laursen Decl.), #5 Exhibit F)(Dressel, Robert) (Attachment 4 replaced on 4/11/2017) (EDC). Modified on 4/11/2017 to edit text. (EDC).
April 10, 2017 Filing 103 SUPPLEMENTAL MEMORANDUM Regarding Motions Referred to Special Master to #94 Status Conference filed by CA Core Fixed Income Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Fund, LLC, CA High Yield Offshore Fund, LTD., CA Strategic Equity Fund, LLC, CA Strategic Equity Offshore Fund, LTD, Sand Spring Capital III Master Fund, LLC, Sand Spring Capital III, LLC, Sand Spring Capital III, Ltd.. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, STRICKEN FROM THE RECORD # 6 Exhibit F, #7 Exhibit G)(Berg, Nicholas) Modified on 4/11/2017 to edit text. (EDC). Modified on 8/4/2017 to remove exhibit 6 as it has been stricken as per Order #163 (LLH).
April 10, 2017 Filing 102 SUPPLEMENT to Motion In Limine to Exclude Statements Made By Cathy Poe Regarding Stifel Financial's Assumption of Liabilities in Response to Special Master's March 31, 2017 Order filed by Stifel Financial Corp., Stifel, Nicolaus & Company, Inc.. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D)(Denegre, George) Modified on 4/13/2017 to edit text. (EDC).
April 10, 2017 Filing 101 SUPPLEMENTAL MEMORANDUM in Support of #94 Status Conference on Daubert Motion to Exclude Testimony of Dr. Michael Youngblood (Doc. 585) filed by Commonwealth Advisors, Inc., Walter A Morales, III. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D)(Tulley, Fredrick) Modified on 4/11/2017 to edit text. (EDC).
April 10, 2017 Filing 100 SEALED MOTION for Leave to File Supplemental Memorandum and Exhibits Under Seal by Stifel Financial Corp., Stifel, Nicolaus & Company, Inc.. (Attachments: #1 Proposed Pleading; Order, #2 Proposed Pleading; Supplemental Memorandum, #3 Exhibit A, #4 Exhibit B, #5 Exhibit C)(Denegre, George)
April 10, 2017 Filing 99 SUPPLEMENTAL MEMORANDUM in Support of Daubert Motion to Exclude Expert Testimony of Edwin Witham (Doc. 584) filed by Commonwealth Advisors, Inc., Walter A. Morales. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibiit C, #4 Exhibit D)(Tulley, Fredrick) Modified on 4/11/2017 to edit text. (EDC). Modified on 4/13/2017 to edit text. (EDC).
April 10, 2017 Filing 98 SUPPLEMENTAL TO MEMORANDUM IN OPPOSITION TO MOTION IN LIMINE TO EXCLUDE THE TESTIMONY OF EXPERT J.T. ATKINS filed by Stifel Financial Corp., Stifel, Nicolaus & Company, Inc. (Attachments: #1 Exhibit A - C (to be filed under seal))(Denegre, George) Modified on 4/11/2017 to edit text (ELW).
April 10, 2017 Filing 97 NOTICE of Special Master by Michael Jennings (Chastain, James) Modified on 4/11/2017 to edit text (LLH). (Main Document 97 replaced on 4/12/2017) (EDC). Modified on 4/12/2017 to replace document in accordance with record document 108.(EDC).
April 6, 2017 Opinion or Order Filing 96 ORDER: The Court's #91 Order and Reasons be and is hereby amended such that reimbursement for all reasonable expenses and fees shall not include "those for accessing and printing Court Electronic Records (PACER)". Signed by Judge James J. Brady on 4/5/2017. (Attachments: #1 General Order No. 2017-01)(KAH)
April 5, 2017 Opinion or Order Filing 95 ORDER: as to #91 Order, this Court's Order of March 13, 2017, is hereby amended so as to allow a paralegal, working at the direction of the Special Master, to provide appropriate assistance to the Special Master. The fee for the paralegal providing this assistance is hereby set at $125.00 per hour. Signed by Judge James J. Brady on 4/5/2017. (SWE)
March 31, 2017 Filing 94 Minute Entry for proceedings held before Special Master C. Michael Hill: Status Conference held on 3/31/2017. Pending Motions and Memoranda were discussed. Parties were given deadlines in which to supplement filings, suggest which motions should logically be grouped together for argument and decision, provide a short synopsis of the position of each of the parties involved in the subject motions, not to exceed seven double-spaced pages, and notify the special master of any motion, or part of a motion, that counsel believes to be moot. (NLT)
March 28, 2017 Filing 93 Minute Entry/ORDER: Status Conference set for 3/31/2017 at 10:00 AM in Courtroom 6. Signed by Special Master C. Michael Hill on 03/28/2017. (NLT)
March 27, 2017 Opinion or Order Filing 92 ORDER/Minute Entry: A Status Conference is hereby set for 10:00 A.M., March 31, 2017, at the Federal Courthouse in Baton Rouge, Louisiana. The specific location at the Courthouse will be furnished shortly. FURTHER, Lead Counsel for all parties involved in each one of these motions, as wellas all counsel who are responsible for arguing these motions, are to attend in person. Signed on 03/24/2017 by C. Michael Hill, Special Master. (NLT)
March 13, 2017 Opinion or Order Filing 91 ORDER: The Motion to Appoint Special Master is GRANTED and that C. Michael Hill is appointed Special Master for the limited purpose of providing the District Court with reports and recommendations on the pending Daubert Motions and Motions in Limine. Signed by Judge James J. Brady on 03/13/2017. (ELW)
February 9, 2017 Opinion or Order Filing 90 ORDER: Considering the 927 RULING and 931 Judgment entered in civil Action No. 10-854, all future submissions shall be filed in the above captioned matter. Signed by Judge James J. Brady on 2/9/2017. (LLH)
February 6, 2017 Filing 89 Minute Entry for proceedings held before Judge James J. Brady: Telephone Conference held on 2/6/2017. The parties discussed the appointment of a Special Master and mediator for settlement. (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.) (SWE)
June 9, 2016 Filing 88 MOTION for Leave to File Reply Brief In Support of Daubert Motion to Exclude Testimony of Monteleone by Anthony Guaimano, Stifel Financial Corp., Stifel, Nicolaus & Company, Inc., Stone & Youngberg, LLC. (Attachments: #1 Proposed Pleading; Proposed Reply Brief, #2 Proposed Pleading; Proposed Order)(Berger, Jamie)
February 2, 2016 Opinion or Order Filing 87 ORDER REASSIGNING CASE: Pursuant to a General Order, United States Magistrate Judge Carol Whitehurst of the Western District of Louisiana is assigned to conduct proceedings and preform all duties as may be required in this case. Case reassigned to Magistrate Judge Carol B. Whitehurst for all further proceedings. Signed by Chief Judge Brian A. Jackson on 02/01/2016. (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.)(NLT)
January 6, 2016 Opinion or Order Filing 86 NOTICE: Pursuant to General Order 2016-02, this case is reassigned from Magistrate Judge Stephen C. Riedlinger to Magistrate Judge Erin Wilder-Doomes. Signed by Chief Judge Brian A. Jackson on 01/04/2016. (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.)(NLT ADI, )
November 9, 2015 Filing 85 Ex Parte MOTION to Substitute Exhibit to Reply Memorandum (Doc. 391-17) by Walter A Morales, III. (Attachments: #1 Exhibit K-2, #2 Proposed Order)(Milazzo, John)
July 17, 2015 Opinion or Order Filing 84 ORDER granting #83 Motion for Admission Pro Hac Vice of Rory C. Flynn. Rory C. Flynn added as attorney pro hac vice for Michael Jennings. Signed by Magistrate Judge Stephen C. Riedlinger on 7/17/2015. (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.) (Riedlinger, Stephen)
July 17, 2015 Filing 83 MOTION for Rory C. Flynn to Appear Pro Hac Vice (Filing fee $100.00, Receipt Number 053N-1261930) by Michael Jennings. (Attachments: #1 Affidavit, #2 Affidavit, #3 Proposed Pleading;)(Chastain, James)
June 30, 2014 Filing 82 Corporate Disclosure Statement by Charles Schwab & Co., Inc. identifying Corporate Parent The Charles Schwab Corporation for Charles Schwab & Co., Inc... (Bieck, Robert)
April 30, 2014 Filing 81 STATUS REPORT Deficiency Letter by Noel Caldwell. (Wilson, Scott)
February 24, 2014 Filing 80 MINUTE ENTRY/SCHEDULING CONFERENCE REPORT/PARTIAL SCHEDULING ORDER/ORDER SETTING STATUS CONFERENCE: Telephone Scheduling Conference held on 2/24/2014 before Magistrate Judge Stephen C. Riedlinger. Cnsl advised the court regarding the progress of discovery. Amended Complaint, or multiple amended complaints, will be filed by plaintiff by 4/1/2014. Dfts shall file responsive pleadings or motions to dismiss by 6/23/2014. Responses to motions will be filed by 7/22/2014. IT IS ORDERED that the parties' proposed schedule...is adopted as a Rule 16, Fed.R.Civ.P., scheduling order. Telephone Status Conference set for 8/18/2014 at 10:00 AM before Magistrate Judge Stephen C. Riedlinger. Cnsl for plas shall arrange for a telephone conference call and provide the call-in number and passcode to all cnsl and the court. (BNW) (BNW)
February 18, 2014 Opinion or Order Filing 79 ORDER granting #78 Motion to Withdraw #77 Local Rule 7.6 Ex Parte MOTION for extension of time to file answer to #40 Amended Complaint, filed by Mitchell Gage, Anthony Guaimano, Stifel Financial Corp., Stifel, Nicolaus & Company, Inc., Stone & Youngberg, LLC, Jack Turner and Kenneth Williams.Signed by Magistrate Judge Stephen C. Riedlinger on 2/18/2014. (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.) (Riedlinger, Stephen)
February 14, 2014 Filing 78 MOTION to Withdraw #77 MOTION for Extension of Time to File Answer to #40 Amended Complaint,, by Mitchell Gage, Anthony Guaimano, Stifel Financial Corp., Stifel, Nicolaus & Company, Inc., Stone & Youngberg, LLC, Jack Turner, Kenneth Williams. (Freeman, George)
February 14, 2014 MOTION(S) REFERRED: #78 MOTION to Withdraw #77 MOTION for Extension of Time to File Answer to #40 Amended Complaint. This motion is now pending before the USMJ. (JDL)
February 7, 2014 MOTION(S) REFERRED: #77 MOTION for Extension of Time to File Answer to #40 Amended Complaint. This motion is now pending before the USMJ. (JDL)
February 6, 2014 Filing 77 MOTION for Extension of Time to File Answer to #40 Amended Complaint by Mitchell Gage, Anthony Guaimano, Stifel Financial Corp., Stifel, Nicolaus & Company, Inc., Stone & Youngberg, LLC, Jack Turner, Kenneth Williams. (Freeman, George)
February 5, 2014 Opinion or Order Filing 76 ORDER granting #73 Defendant's Ex Parte Motion for Extension of Time to Plead to #40 First Amended Complaint. Michael Jennings answer due 3/3/2014. Signed by Magistrate Judge Stephen C. Riedlinger on 2/5/2014. (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.) (Riedlinger, Stephen)
February 5, 2014 Filing 75 MOTION to Enroll Sarah L. Rubin as Attorney by Mitchell Gage, Anthony Guaimano, Stifel Financial Corp., Stifel, Nicolaus & Company, Inc., Stone & Youngberg, LLC, Jack Turner, Kenneth Williams. (Rubin, Sarah)
February 5, 2014 MOTION(S) REFERRED: #72 MOTION to Enroll George C. Freeman, III as Attorney . This motion is now pending before the USMJ. (SMG)
February 5, 2014 MOTION(S) REFERRED: #73 MOTION for Extension of Time to File Answer to #40 Amended Complaint,, . This motion is now pending before the USMJ. (SMG)
February 5, 2014 MOTION(S) REFERRED: #74 MOTION for Sandra M. Hanna to Appear Pro Hac Vice (Filing fee $100.00, Receipt Number 053N-1042342). This motion is now pending before the USMJ. (SMG)
February 5, 2014 MOTION(S) REFERRED: #75 MOTION to Enroll Sarah L. Rubin as Attorney . This motion is now pending before the USMJ. (SMG)
February 4, 2014 Filing 74 MOTION for Sandra M. Hanna to Appear Pro Hac Vice (Filing fee $100.00, Receipt Number 053N-1042342) by Michael Jennings. (Attachments: #1 Attachment)(Chastain, James)
February 4, 2014 Filing 73 MOTION for Extension of Time to File Answer to #40 Amended Complaint,, by Michael Jennings. (Chastain, James)
February 4, 2014 Filing 72 MOTION to Enroll George C. Freeman, III as Attorney by Mitchell Gage, Anthony Guaimano, Stifel Financial Corp., Stifel, Nicolaus & Company, Inc., Stone & Youngberg, LLC, Jack Turner, Kenneth Williams. (Freeman, George)
February 3, 2014 Filing 71 Consent MOTION for Extension of Time to File Answer to #62 Answer to Amended Complaint, Crossclaim, Counterclaim,,, by CA Core Fixed Income Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Fund, LLC, CA High Yield Offshore Fund, LTD., Sand Spring Capital III Master Fund, LLC. (Attachments: #1 Proposed Order)(Berg, Nicholas)
January 31, 2014 Filing 70 Summons Issued as to Kevin Miller. (NOTICE: Counsel shall print and serve both the summons and all attachments in accordance with Federal Rule of Civil Procedure 4.) (JDL)
January 30, 2014 Filing 69 WAIVER OF SERVICE Returned Executed by CA Strategic Equity Fund, LLC, CA High Yield Fund, LLC, CA Core Fixed Income Fund, LLC, Sand Spring Capital III, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Offshore Fund, LTD., Sand Spring Capital III Master Fund, LLC, Sand Spring Capital III, Ltd., CA Strategic Equity Offshore Fund, LTD. Mitchell Gage waiver sent on 12/31/2013, answer due 3/3/2014; Anthony Guaimano waiver sent on 12/31/2013, answer due 3/3/2014; Stifel Financial Corp. waiver sent on 12/31/2013, answer due 3/3/2014; Stone & Youngberg, LLC waiver sent on 12/31/2013, answer due 3/3/2014; Jack Turner waiver sent on 12/31/2013, answer due 3/3/2014; Kenneth Williams waiver sent on 12/31/2013, answer due 3/3/2014. (Berg, Nicholas)
January 30, 2014 Filing 68 Consent MOTION for Extension of Time to File Response to #66 MOTION to Dismiss for Failure to State a Claim by CA Core Fixed Income Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Fund, LLC, CA High Yield Offshore Fund, LTD., CA Strategic Equity Fund, LLC, CA Strategic Equity Offshore Fund, LTD, Sand Spring Capital III Master Fund, LLC, Sand Spring Capital III, LLC, Sand Spring Capital III, Ltd.. (Attachments: #1 Proposed Order)(Berg, Nicholas)
January 30, 2014 Filing 67 Summons Submitted (Berg, Nicholas)
January 27, 2014 Filing 66 MOTION to Dismiss for Failure to State a Claim by Noel Caldwell. (Attachments: #1 Memorandum in Support)(Wilson, Scott)
January 27, 2014 Filing 65 SUMMONS Returned Executed by CA Strategic Equity Fund, LLC, CA High Yield Fund, LLC, CA Core Fixed Income Fund, LLC, Sand Spring Capital III, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Offshore Fund, LTD., Sand Spring Capital III Master Fund, LLC, Sand Spring Capital III, Ltd., CA Strategic Equity Offshore Fund, LTD. Michelle Wilson-Clarke served on 1/20/2014, answer due 2/10/2014. (Berg, Nicholas)
January 23, 2014 Opinion or Order Filing 64 ORDER granting #63 Motion to Enroll Additional Counsel of Record. Added attorney Amanda Strickland Stout for J.P. Morgan Securities, LLC. Signed by Magistrate Judge Stephen C. Riedlinger on 1/23/2014. (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.) (Riedlinger, Stephen)
January 23, 2014 Filing 63 MOTION to Enroll Amanda S. Stout as Additional Attorney by J.P. Morgan Securities, LLC. (Attachments: #1 Order)(Lipsey, Christine)
January 21, 2014 Filing 62 J.P. Morgan Clearing Corp. (improperly named as J.P. Morgan Securities, LLC) ANSWER to #40 Amended Complaint,, Affirmative Defenses, CROSSCLAIM against Walter A Morales, III, Commonwealth Advisors, Inc., COUNTERCLAIM against CA Core Fixed Income Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Fund, LLC, CA High Yield Offshore Fund, LTD., Sand Spring Capital III Master Fund, LLC by J.P. Morgan Securities, LLC.(Lipsey, Christine)
January 13, 2014 Filing 61 Summons Issued as to Michelle Wilson-Clarke. (NOTICE: Counsel shall print and serve both the summons and all attachments in accordance with Federal Rule of Civil Procedure 4.) (JDL)
January 10, 2014 Filing 60 Summons Submitted (Berg, Nicholas)
January 10, 2014 Filing 59 SUMMONS Returned Executed by CA Strategic Equity Fund, LLC, CA High Yield Fund, LLC, CA Core Fixed Income Fund, LLC, Sand Spring Capital III, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Offshore Fund, LTD., Sand Spring Capital III Master Fund, LLC, Sand Spring Capital III, Ltd., CA Strategic Equity Offshore Fund, LTD. Noel Caldwell served on 1/9/2011, answer due 1/30/2011. (Berg, Nicholas)
January 8, 2014 Filing 58 Summons Issued as to Noel Caldwell. (NOTICE: Counsel shall print and serve both the summons and all attachments in accordance with Federal Rule of Civil Procedure 4.) (JDL)
January 7, 2014 Filing 57 Summons Submitted (Berg, Nicholas)
January 3, 2014 Opinion or Order Filing 56 ORDER granting #55 Motion to Enroll Additional Counsel of Record. Added attorney Robert B. Bieck, Jr. for Charles Schwab & Co., Inc. Signed by Magistrate Judge Stephen C. Riedlinger on 1/3/2014. (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.) (Riedlinger, Stephen)
January 3, 2014 Filing 55 MOTION to Enroll Robert B. Bieck, Jr. as Additional Counsel and Request for Notification by Charles Schwab & Co., Inc. (Attachments: #1 Proposed Pleading; Order)(Cunningham, Mark) Modified to edit text on 1/3/2014 (SMG).
January 3, 2014 Opinion or Order Filing 54 ORDER granting #53 Ex Parte Consent Motion for Extension of Time to Plead to #40 First Amended Complaint. Charles Schwab & Co., Inc. answer due 1/21/2014. Signed by Magistrate Judge Stephen C. Riedlinger on 1/3/2014. (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.) (Riedlinger, Stephen)
January 3, 2014 Filing 53 Ex Parte MOTION for Extension of Time to File Answer to #40 Amended Complaint,, by Charles Schwab & Co., Inc.. (Attachments: #1 Proposed Pleading; Order)(Cunningham, Mark)
January 3, 2014 MOTION(S) REFERRED: #55 MOTION to Enroll Robert B. Bieck, Jr. as Additional Counsel and Request for Notification. This motion is now pending before the USMJ. (SMG)
January 2, 2014 Filing 52 ANSWER to #40 First Amended Complaint filed by Commonwealth Advisors, Inc., Walter A Morales, III. (Tulley, Fredrick) Modified to edit text on 1/2/2014 (SMG).
December 31, 2013 Set/Reset Deadlines: J.P. Morgan Securities, LLC answer due 1/20/2014. (JDL)
December 31, 2013 Opinion or Order Filing 51 ORDER granting in part and denying in part #50 Motion on Consent for Extension of Time to File Resposive Pleadings to #40 Amended Complaint. As provided by Local Rule 7.6, defendant J.P. Morgan Securities, LLC, is granted a 21-day extension of time, making its responsive pleading due by 1/20/2014. A longer extension of time requires a showing of good cause. Signed by Magistrate Judge Stephen C. Riedlinger on 12/31/2013. (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.) (Riedlinger, Stephen)
December 30, 2013 Filing 50 Consent MOTION for Extension of Time to File Answer to #40 Amended Complaint,, by J.P. Morgan Securities, LLC. (Attachments: #1 Proposed Pleading; Order)(Higginbotham, Kimberly)
December 16, 2013 Filing 49 WAIVER OF SERVICE Returned Executed by CA Strategic Equity Fund, LLC, CA High Yield Fund, LLC, CA Core Fixed Income Fund, LLC, Sand Spring Capital III, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Offshore Fund, LTD., Sand Spring Capital III Master Fund, LLC, Sand Spring Capital III, Ltd., CA Strategic Equity Offshore Fund, LTD. Michael Jennings waiver sent on 12/6/2013, answer due 2/4/2014. (Berg, Nicholas)
December 12, 2013 Opinion or Order Filing 48 NOTICE OF STATUS CONFERENCE: Telephone Scheduling Conference set for 2/24/2014 at 10:00 AM before Magistrate Judge Stephen C. Riedlinger. The purpose of this conference is to enter a scheduling order. Signed by Magistrate Judge Stephen C. Riedlinger on 12/12/2013. (NLT)
December 12, 2013 Filing 47 SUMMONS Returned Executed by CA Strategic Equity Fund, LLC, CA High Yield Fund, LLC, CA Core Fixed Income Fund, LLC, Sand Spring Capital III, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Offshore Fund, LTD., Sand Spring Capital III Master Fund, LLC, Sand Spring Capital III, Ltd., CA Strategic Equity Offshore Fund, LTD. J.P. Morgan Securities, LLC served on 12/9/2013, answer due 12/30/2013. (Berg, Nicholas)
December 12, 2013 Filing 46 SUMMONS Returned Executed by CA Strategic Equity Fund, LLC, CA High Yield Fund, LLC, CA Core Fixed Income Fund, LLC, Sand Spring Capital III, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Offshore Fund, LTD., Sand Spring Capital III Master Fund, LLC, Sand Spring Capital III, Ltd., CA Strategic Equity Offshore Fund, LTD. Charles Schwab & Co., Inc. served on 12/9/2013, answer due 12/30/2013. (Berg, Nicholas)
December 12, 2013 Filing 45 SUMMONS Returned Executed by CA Strategic Equity Fund, LLC, CA High Yield Fund, LLC, CA Core Fixed Income Fund, LLC, Sand Spring Capital III, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Offshore Fund, LTD., Sand Spring Capital III Master Fund, LLC, Sand Spring Capital III, Ltd., CA Strategic Equity Offshore Fund, LTD. Stifel, Nicolaus & Company, Inc. served on 12/9/2013, answer due 12/30/2013. (Berg, Nicholas)
December 6, 2013 Filing 44 Summons Issued as to Charles Schwab & Co., Inc., J.P. Morgan Securities, LLC, Stifel, Nicolaus & Company, Inc. (NOTICE: Counsel shall print and serve both the summons and all attachments in accordance with Federal Rule of Civil Procedure 4.) (JDL)
December 6, 2013 Filing 43 Summons Submitted (Berg, Nicholas)
December 6, 2013 Filing 42 Summons Submitted (Berg, Nicholas)
December 6, 2013 Filing 41 Summons Submitted (Berg, Nicholas)
December 5, 2013 Filing 40 FIRST AMENDED COMPLAINT against Stone & Youngberg, LLC, Mitchell Gage, Kenneth Williams, Anthony Guaimano, Michael Jennings, Jack Turner, Stifel Financial Corp., Stifel, Nicolaus & Company, Inc., J.P. Morgan Securities, LLC, Charles Schwab & Co., Inc., Commonwealth Advisors, Inc., Walter A. Morales, Noel Caldwell, Kevin Miller, Michelle Wilson-Clarke, filed by CA Strategic Equity Fund, LLC, CA High Yield Fund, LLC, CA Core Fixed Income Fund, LLC, Sand Spring Capital III, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Offshore Fund, LTD., Sand Spring Capital III Master Fund, LLC, Sand Spring Capital III, Ltd., CA Strategic Equity Offshore Fund, LTD.(JDL)
December 5, 2013 Opinion or Order Filing 39 ORDER granting #38 Unopposed Ex Parte Second Amended Consent MOTION for Leave to File Amended Complaint. FURTHER ORDERED that plaintiffs are granted leave to file the First Amended Complaint. The clerk's office shall terminate #32 as moot. Signed by Judge James J. Brady on 12/4/2013. (JDL)
December 3, 2013 Filing 38 Amended MOTION for Leave to File First Amended Complaint by CA Core Fixed Income Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Fund, LLC, CA High Yield Offshore Fund, LTD., CA Strategic Equity Fund, LLC, CA Strategic Equity Offshore Fund, LTD, Sand Spring Capital III Master Fund, LLC, Sand Spring Capital III, LLC, Sand Spring Capital III, Ltd.. (Attachments: #1 Proposed Pleading; First Amended Complaint, #2 Proposed Order)(Reasonover, Kirk)
December 2, 2013 Filing 37 Minute Entry for proceedings held before Judge James J. Brady: Telephone Conference held on 12/2/2013. Considering the motion (doc. 32) to file amended complaint under seal, the parties were instructed to file a supplemental motion and order to amend, keeping in mind the court's direction that sealing should be no more extensive than absolutely necessary. (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.) (SWE)
November 19, 2013 Filing 36 Notice to Counsel: Telephone Conference on the Motion to Amend set for 12/2/2013 at 11:15 AM before Judge James J. Brady. Plaintiff's counsel shall initiate the conference call.(SWE)
November 13, 2013 Filing 35 FINAL JUDGMENT granting #33 Motion for Final Judgment Dismissing the Cantor Defendants with Prejudice. The Court enters a final judgment dismissing this action and all claims asserted herein with prejudice with respect to all of the Cantor Defendants. Signed by Judge James J. Brady on 11/12/2013. (SMG) Modified on 11/20/2013 to edit the text (NLT).
November 6, 2013 Filing 34 Exhibit(s) to #33 Unopposed MOTION to Dismiss the Cantor Defendants with Prejudice by CA Core Fixed Income Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Fund, LLC, CA High Yield Offshore Fund, LTD., CA Strategic Equity Fund, LLC, CA Strategic Equity Offshore Fund, LTD, Sand Spring Capital III Master Fund, LLC, Sand Spring Capital III, LLC, Sand Spring Capital III, Ltd.. (Attachments: #1 Exhibit 1 - Disclosure Statement, #2 Exhibit 2 - Plan of Reorganization, #3 Exhibit 3 - Confirmation Order)(Reasonover, Kirk)
November 6, 2013 Filing 33 Unopposed MOTION to Dismiss the Cantor Defendants with Prejudice by CA Core Fixed Income Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Fund, LLC, CA High Yield Offshore Fund, LTD., CA Strategic Equity Fund, LLC, CA Strategic Equity Offshore Fund, LTD, Sand Spring Capital III Master Fund, LLC, Sand Spring Capital III, LLC, Sand Spring Capital III, Ltd.. (Attachments: #1 Proposed Order)(Reasonover, Kirk)
November 5, 2013 Filing 32 Consent SEALED MOTION for Leave to File First Amended Complaint Under Seal by CA Core Fixed Income Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Fund, LLC, CA High Yield Offshore Fund, LTD., CA Strategic Equity Fund, LLC, CA Strategic Equity Offshore Fund, LTD, Sand Spring Capital III Master Fund, LLC, Sand Spring Capital III, LLC, Sand Spring Capital III, Ltd.. (Attachments: #1 Proposed Order, #2 Proposed Pleading; First Amended Complaint)(Reasonover, Kirk)
November 5, 2013 Opinion or Order Filing 31 ORDER granting #30 Ex Parte MOTION to Enroll Kirk Reasonover and Nicholas Berg as Attorney, MOTION to Reopen Case and Ex Parte MOTION to Substitute Party. Plaintiff's shall file a separate motion for leave to file the First Amended Complaint under seal pursuant to Doc. 140. The Clerk's office shall terminate doc. 30. Signed by Judge James J. Brady on 11/4/2013. (SMG)
October 25, 2013 Filing 30 Ex Parte MOTION to Enroll Kirk Reasonover and Nicholas Berg as Attorney for the CA Funds, Consent SEALED MOTION for Leave to File First Amended Complaint Under Seal , Ex Parte MOTION to Reopen Case , Ex Parte MOTION to Substitute Party , Ex Parte MOTION for Leave to File First Amended Complaint by CA Core Fixed Income Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Fund, LLC, CA High Yield Offshore Fund, LTD., CA Strategic Equity Fund, LLC, CA Strategic Equity Offshore Fund, LTD, Sand Spring Capital III Master Fund, LLC, Sand Spring Capital III, LLC, Sand Spring Capital III, Ltd.. (Attachments: #1 Proposed Order, #2 Proposed Pleading; First Amended Complaint)(Reasonover, Kirk)
February 14, 2011 Notice of Docket Entry Modification by Deputy Clerk regarding 29 Memorandum in Opposition to Motion. This document has been reomoved since it was filed in error in member case and has been refiled by the attorney in lead case. (JDL)
February 14, 2011 Notice of Docket Entry Modification by Deputy Clerk regarding #28 MOTION for Leave to File Supplement to Notice of Removal motion was filed in error in member case and has been refiled by the attorney in lead case (PJH)
February 14, 2011 Filing 29 There is no document #29. This document was filed in error in member case and has been refiled by the attorney in lead case. Modified on 2/16/2011 to remove document (JDL).
February 14, 2011 Filing 28 MOTION for Leave to File Supplement to Notice of Removal by Cantor Fitzgerald & Co.. (Attachments: #1 Exhibit 1)(Robert, Jane) Modified on 2/15/2011 - motion was filed in error in member case and has been refiled by the attorney in lead case (PJH).
January 28, 2011 Opinion or Order Filing 27 ORDER: CV 10-857-JJB-DLD is hereby consolidated with CV 10-854-JJB-SCR and reassigned Magistrate Judge Stephen C. Riedlinger. Signed by Judge James J. Brady on 1/28/2011. (JDL)
January 28, 2011 Case reassigned to Magistrate Judge Stephen C. Riedlinger. Magistrate Judge Docia L Dalby no longer assigned to the case. (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.) (JDL)
January 26, 2011 Opinion or Order Filing 26 ORDER granting #21 Motion for Dane H. Butswinkas to Appear Pro Hac Vice as additional counsel for Cantor defts. Signed by Magistrate Judge Docia L Dalby on 1/25/2011. (JDL)
January 26, 2011 Opinion or Order Filing 25 ORDER granting #20 Motion for James H. Weingarten to Appear Pro Hac Vice as additional counsel for Cantor defts. Signed by Magistrate Judge Docia L Dalby on 1/25/2011. (JDL)
January 26, 2011 Opinion or Order Filing 24 ORDER granting #19 Motion for Marcie R. Ziegler to Appear Pro Hac Vice as additional counsel for Cantor defts. Signed by Magistrate Judge Docia L Dalby on 1/25/2011. (JDL)
January 26, 2011 Opinion or Order Filing 23 ORDER granting #18 Motion for R. Hackney Wiegmann to Appear Pro Hac Vice as additional counsel for Cantor defts. Signed by Magistrate Judge Docia L Dalby on 1/25/2011. (JDL) Modified on 1/26/2011 to edit text (JDL).
January 25, 2011 Opinion or Order Filing 22 NOTICE AND ORDER: IT IS ORDERED that the #17 MOTION to Remand be Referred to the magistrate judge for Report and Recommendation and that the motions docs. #13 , #14 , #15 to dismiss be Dismissed from the court's docket, reserving dfts the right to refile their motions to dismiss if and when the court determines that it has removal jurisdiction.. Signed by Judge James J. Brady on 1/25/2011. (CMM)
January 25, 2011 Filing 21 MOTION for Dane H. Butswinkas to Appear Pro Hac Vice (Filing fee $40.00, Receipt Number 053N-642995) by Thomas Joseph Anzalone, Douglas Rankin Barnard, CF Group Management, Inc., CFLP CFS I HOLDINGS, L.P., CFS CF & CO. HOLDINGS, LLC., CFS CF & CO. I HOLDINGS, L.P., Cantor Fitzgerald & Co., Cantor Fitzgerald Securities, Cantor Fitzgerald, L.P., Irvin Goldman, Gina Hubbell, Edward Lascala, William Howard Lutnick, Shawn Peter Matthews, Stephen M Merkel, Andrew Craig Wells. (Attachments: #1 Exhibit A: Affidavit of Dane H. Butswinkas, #2 Exhibit B: Certificate of Good Standing, #3 Proposed Pleading; Order)(Hunt, Michael)
January 25, 2011 Filing 20 MOTION for James H. Weingarten to Appear Pro Hac Vice (Filing fee $40.00, Receipt Number 053N-642863) by Thomas Joseph Anzalone, Douglas Rankin Barnard, CF Group Management, Inc., CFLP CFS I HOLDINGS, L.P., CFS CF & CO. HOLDINGS, LLC., CFS CF & CO. I HOLDINGS, L.P., Cantor Fitzgerald & Co., Cantor Fitzgerald Securities, Cantor Fitzgerald, L.P., Irvin Goldman, Gina Hubbell, Edward Lascala, William Howard Lutnick, Shawn Peter Matthews, Stephen M Merkel, Andrew Craig Wells. (Attachments: #1 Exhibit A: Affidavit of James H. Weingarten, #2 Exhibit B: Certificate of Good Standing, #3 Proposed Pleading; Order)(Hunt, Michael)
January 25, 2011 Filing 19 MOTION for Marcie R. Ziegler to Appear Pro Hac Vice (Filing fee $40.00, Receipt Number 053N-642856) by Thomas Joseph Anzalone, Douglas Rankin Barnard, CF Group Management, Inc., CFLP CFS I HOLDINGS, L.P., CFS CF & CO. HOLDINGS, LLC., CFS CF & CO. I HOLDINGS, L.P., Cantor Fitzgerald & Co., Cantor Fitzgerald Securities, Cantor Fitzgerald, L.P., Irvin Goldman, Gina Hubbell, Edward Lascala, William Howard Lutnick, Shawn Peter Matthews, Stephen M Merkel, Andrew Craig Wells. (Attachments: #1 Exhibit A: Affidavit of Marcie R. Ziegler, #2 Exhibit B: Certificate of Good Standing, #3 Proposed Pleading; Order)(Hunt, Michael)
January 25, 2011 Filing 18 MOTION for R. Hackney Wiegmann to Appear Pro Hac Vice (Filing fee $40.00, Receipt Number 053N-642843) by Thomas Joseph Anzalone, Douglas Rankin Barnard, CF Group Management, Inc., CFLP CFS I HOLDINGS, L.P., CFS CF & CO. HOLDINGS, LLC., CFS CF & CO. I HOLDINGS, L.P., Cantor Fitzgerald & Co., Cantor Fitzgerald Securities, Cantor Fitzgerald, L.P., Irvin Goldman, Gina Hubbell, Edward Lascala, William Howard Lutnick, Shawn Peter Matthews, Stephen M Merkel, Andrew Craig Wells. (Attachments: #1 Exhibit A: Affidavit of R. Hackney Wiegmann, #2 Exhibit B: Certificate of Good Standing, #3 Proposed Pleading; Order)(Hunt, Michael)
January 25, 2011 MOTION(S) REFERRED: #18 MOTION for R. Hackney Wiegmann to Appear Pro Hac Vice. This motion is now pending before the USMJ. (JDL)
January 25, 2011 Case reassigned to Judge James J. Brady. Judge Frank J. Polozola no longer assigned to the case. (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.) (PAH)
January 25, 2011 MOTION(S) REFERRED: #19 MOTION for Marcie R. Ziegler to Appear Pro Hac Vice. This motion is now pending before the USMJ. (JDL)
January 25, 2011 MOTION(S) REFERRED: #20 MOTION for James H. Weingarten to Appear Pro Hac Vice. This motion is now pending before the USMJ. (JDL)
January 25, 2011 MOTION(S) REFERRED: #21 MOTION for Dane H. Butswinkas to Appear Pro Hac Vice (Filing fee $40.00, Receipt Number 053N-642995) MOTION for Dane H. Butswinkas to Appear Pro Hac Vice (Filing fee $40.00, Receipt Number 053N-642995) MOTION for Dane H. Butswinkas to Appear Pro Hac Vice (Filing fee $40.00, Receipt Number 053N-642995). This motion is now pending before the USMJ. (CMM)
January 21, 2011 Filing 17 MOTION to Remand by Joseph N. Broyles, Eilleen Collins, Steven D Collins, Sr. (Attachments: #1 Memorandum in Support, #2 Exhibit, #3 Exhibit, #4 Exhibit, #5 Exhibit, #6 Exhibit, #7 Exhibit, #8 Exhibit)(Broyles, Patrick)
January 21, 2011 Opinion or Order Filing 16 ORDER OF RECUSAL. Judge Brian A. Jackson recused. Case reassigned to Chief Judge Ralph E. Tyson for all further proceedings. Signed by Judge Brian A. Jackson on 1/20/2011. (JDL)
January 21, 2011 Case reassigned to Judge Frank J. Polozola. Chief Judge Ralph E. Tyson no longer assigned to the case. (This is a TEXT ENTRY ONLY. There is no hyperlink or PDF document associated with this entry.) (JDL)
January 19, 2011 Filing 15 MOTION to Dismiss Complaint by CA Core Fixed Income Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Fund, LLC, CA High Yield Offshore Fund, LTD., CA Strategic Equity Fund, LLC, CA Strategic Equity Offshore Fund, LTD, Noel Caldwell, Commonwealth Advisors, Inc., Jennifer O Morales, Walter A Morales, III, James F O'Beirne, Willie Gerald Warrington, Jr. (Attachments: #1 Memorandum in Support, #2 Proposed Pleading; Order)(Tulley, Fredrick)
January 19, 2011 Filing 14 MOTION to Dismiss COMPLAINT PURSUANT TO FED. R. CIV. P. 12 (b)(1), 12(b)(2), 12(b)(5), & 12(b)(6) by Thomas Joseph Anzalone, Douglas Rankin Barnard, CF Group Management, Inc., CFLP CFS I HOLDINGS, L.P., CFS CF & CO. HOLDINGS, LLC., CFS CF & CO. I HOLDINGS, L.P., Cantor Fitzgerald Securities, Cantor Fitzgerald, L.P., Irvin Goldman, Gina Hubbell, Edward Lascala, William Howard Lutnick, Shawn Peter Matthews, Stephen M Merkel, Andrew Craig Wells. (Attachments: #1 Memorandum in Support, #2 Exhibit A: Declaration of Michael Lampert, Esq., #3 Exhibit B: Declaration of Thomas Anzalone, #4 Exhibit C: Declaration of Douglas Barnard, #5 Exhibit D: Declaration of Irvin Goldman, #6 Exhibit E: Form U5, #7 Exhibit F: Declaration of Gina Hubbell, #8 Exhibit G: Declaration of Edward Lascala, #9 Exhibit H: Declaration of Howard Lutnick, #10 Exhibit I: Declaration of Shawn Peter Matthews, #11 Exhibit J: Declaration of Stephen Merkel, #12 Exhibit K: Declaration of Andrew Craig Wells, #13 Proposed Pleading; Order)(Robert, Jane)
January 19, 2011 Filing 13 MOTION to Dismiss COMPLAINT PURSUANT TO FED. R. CIV. P. 12(b)(1) & 12(b)(6) by Cantor Fitzgerald & Co.. (Attachments: #1 Memorandum in Support, #2 Exhibit 1, #3 Exhibit 2, #4 Exhibit 3, #5 Proposed Pleading; Order)(Robert, Jane)
January 18, 2011 Opinion or Order Filing 12 ORDER granting #11 Motion for Leave to File Excess Pages. Signed by Judge Brian A. Jackson on 1/18/11. (BP)
January 11, 2011 Filing 11 Unopposed MOTION for Leave to File Excess Pages by Cantor Fitzgerald & Co.. (Hunt, Michael)
January 6, 2011 Opinion or Order Filing 10 ORDER granting #9 Motion for Extension of Time to Answer #1 Notice of Removal as to defts Commonwealth Advisors, Inc. (individually and as manager on behalf of the CA Funds which are nominally named as defendants, CA High Yield Fund, LLC, CA High Yield Offshore Fund, Ltd., CA Core Fixed Income Fund, LLC, CA Core Fixed Income Offshore Fund, Ltd., CA Strategic Equity Fund, LLC, and CA Strategic Equity Offshore Fund, Ltd.), Walter A. Morales III, Jennifer O. Morales, James F. OBeirne, Noel Caldwell, and Willie Gerald Warrington Jr. Answers due 1/19/2011. Signed by Magistrate Judge Docia L Dalby on 1/5/2011. (JDL)
January 4, 2011 Filing 9 Unopposed MOTION for Extension of Time to File Answer to #1 Notice of Removal, by CA Core Fixed Income Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Fund, LLC, CA High Yield Offshore Fund, LTD., CA Strategic Equity Fund, LLC, CA Strategic Equity Offshore Fund, LTD, Noel Caldwell, Commonwealth Advisors, Inc., Jennifer O Morales, Walter A Morales, III, James F O'Beirne, Willie Gerald Warrington, Jr. (Attachments: #1 Proposed Order)(Tulley, Fredrick)
January 4, 2011 Opinion or Order Filing 8 ORDER: as to #4 Ex Parte MOTION for Leave to Supplement record or Removal filed by Municipal Employees' Retirement System. The motion will not be considered an ex parte motion, and the deadlines set forth in LR 7.5M shall apply. Signed by Magistrate Judge Docia L Dalby on 1/3/11. (PJH)
January 4, 2011 MOTION(S) REFERRED: #9 Unopposed MOTION for Extension of Time to File Answer to #1 Notice of Removal. This motion is now pending before the USMJ. (JDL)
January 3, 2011 Filing 7 Letter to Attorney Amanda D. Hogue who is Co-Counsel for party Movant/Intervenor Municipal Employees' Retirement System. Attorney is not admitted to practice in LAMD. (JDL)
January 3, 2011 Filing 6 Letter to Attorney Wesley Barr who is Co-Counsel for party Movant/Intervenor Municipal Employees' Retirement System. Attorney is not admitted to practice in LAMD. (JDL)
December 29, 2010 MOTION(S) REFERRED: #5 Ex Parte MOTION to Amend Motion for Leave to Supplement Record. This motion is now pending before the USMJ. (JDL)
December 29, 2010 Filing 5 Ex Parte MOTION to Amend Motion for Leave to Supplement Record by Municipal Employees' Retirement System. (Attachments: #1 Exhibit, #2 Exhibit)(Reasonover, Kirk) (Attachment 1 replaced on 1/3/2011) (JDL). (Attachment 2 replaced on 1/3/2011) (JDL). Modified on 1/3/2011 to correct document orientation (JDL).
December 27, 2010 MOTION(S) REFERRED: #4 Ex Parte MOTION for Leave to Supplement record or Removal. This motion is now pending before the USMJ. (BP)
December 27, 2010 Filing 4 Ex Parte MOTION for Leave to Supplement record or Removal by Municipal Employees' Retirement System. (Attachments: #1 Exhibit Exhibit A, #2 Exhibit Exhibit B)(Reasonover, Kirk) (Main Document 4 replaced on 12/28/2010) (BP). (Attachment 1 replaced on 12/28/2010) (BP). (Attachment 2 replaced on 12/28/2010) (BP). Modified on 12/28/2010 to replace documents with corrected orientation (BP).
December 27, 2010 Opinion or Order Filing 3 ORDER: IT IS ORDERED that defendants' #2 Ex Parte Motion for Extension of Time to File Answer be granted, and that defendants have until and through 1/19/2011, within which to file responsive pleadings, or otherwise respond to plaintiffs' #1 Complaint.. Signed by Magistrate Judge Docia L Dalby on 12/27/2010. (CMM)
December 22, 2010 MOTION(S) REFERRED: #2 MOTION for Extension of Time to File Answer. This motion is now pending before the USMJ. (CMM)
December 22, 2010 Filing 2 MOTION for Extension of Time to File Answer by Thomas Joseph Anzalone, Douglas Rankin Barnard, CF Group Management, Inc., CFLP CFS I HOLDINGS, L.P., CFS CF & CO. HOLDINGS, LLC., CFS CF & CO. I HOLDINGS, L.P., Cantor Fitzgerald & Co., Cantor Fitzgerald Securities, Cantor Fitzgerald, L.P., Irvin Goldman, Gina Hubbell, Edward Lascala, William Howard Lutnick, Shawn Peter Matthews, Stephen M Merkel, Andrew Craig Wells. (Robert, Jane)
December 22, 2010 Filing 1 NOTICE OF REMOVAL from 19TH JDC, Case Number 596,445. (Filing fee $ 350 receipt number 053N-633011), filed by Cantor Fitzgerald & Co.. (Attachments: #1 Consent #1, #2 Consent #2, #3 Related State Court Record, #4 Notice of Filing, #5 Declaration, #6 State Court Record, #7 Civil Cover Sheet)(Robert, Jane)

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Search for this case: Broyles et al v. Cantor Fitzgerald & Co. et al
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Special master: C. Michael Hill
Represented By: Charles Michael Hill
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Plaintiff: Joseph N. Broyles
Represented By: Patrick N. Broyles
Represented By: Charles R. Moore
Represented By: Jason W. Burge
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Plaintiff: Steven D Collins, Sr.
Represented By: Patrick N. Broyles
Represented By: Charles R. Moore
Represented By: Jason W. Burge
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Plaintiff: Eilleen Collins
Represented By: Patrick N. Broyles
Represented By: Charles R. Moore
Represented By: Jason W. Burge
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Plaintiff: Sand Spring Capital III Master Fund, LLC
Represented By: Joshua L. Rubenstein
Represented By: Kirk Reasonover
Represented By: Margaret Davis
Represented By: Nicholas Harold Berg
Represented By: William Spencer King
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Plaintiff: Sand Spring Capital III, LLC
Represented By: Joshua L. Rubenstein
Represented By: Kirk Reasonover
Represented By: Margaret Davis
Represented By: Nicholas Harold Berg
Represented By: William Spencer King
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Plaintiff: Sand Spring Capital III, Ltd.
Represented By: Joshua L. Rubenstein
Represented By: Kirk Reasonover
Represented By: Margaret Davis
Represented By: Nicholas Harold Berg
Represented By: William Spencer King
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Plaintiff: CA High Yield Fund, LLC
Represented By: Joshua L. Rubenstein
Represented By: Kirk Reasonover
Represented By: Margaret Davis
Represented By: Nicholas Harold Berg
Represented By: William Spencer King
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Plaintiff: CA High Yield Offshore Fund, LTD.
Represented By: Joshua L. Rubenstein
Represented By: Kirk Reasonover
Represented By: Margaret Davis
Represented By: Nicholas Harold Berg
Represented By: William Spencer King
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Plaintiff: CA Core Fixed Income Fund, LLC
Represented By: Margaret Davis
Represented By: Nicholas Harold Berg
Represented By: Joshua L. Rubenstein
Represented By: Kirk Reasonover
Represented By: William Spencer King
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Plaintiff: CA Core Fixed Income Offshore Fund, LTD
Represented By: Kirk Reasonover
Represented By: Margaret Davis
Represented By: Nicholas Harold Berg
Represented By: Joshua L. Rubenstein
Represented By: William Spencer King
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Plaintiff: CA Strategic Equity Fund, LLC
Represented By: Joshua L. Rubenstein
Represented By: Kirk Reasonover
Represented By: Margaret Davis
Represented By: Nicholas Harold Berg
Represented By: William Spencer King
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Plaintiff: CA Strategic Equity Offshore Fund, LTD
Represented By: Joshua L. Rubenstein
Represented By: Kirk Reasonover
Represented By: Margaret Davis
Represented By: Nicholas Harold Berg
Represented By: William Spencer King
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Defendant: Cantor Fitzgerald & Co.
Represented By: Michael D. Hunt
Represented By: Marcie R Ziegler
Represented By: Dane H. Butswinkas
Represented By: James H. Weingarten
Represented By: Jane Robert Goldsmith
Represented By: R. Hackney Wiegmann
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Defendant: Cantor Fitzgerald Securities
Represented By: James H. Weingarten
Represented By: Michael D. Hunt
Represented By: Dane H. Butswinkas
Represented By: Jane Robert Goldsmith
Represented By: Marcie R Ziegler
Represented By: R. Hackney Wiegmann
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Defendant: Cantor Fitzgerald, L.P.
Represented By: James H. Weingarten
Represented By: Jane Robert Goldsmith
Represented By: Marcie R Ziegler
Represented By: Michael D. Hunt
Represented By: Dane H. Butswinkas
Represented By: R. Hackney Wiegmann
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Defendant: CF Group Management, Inc.
Represented By: Michael D. Hunt
Represented By: Dane H. Butswinkas
Represented By: James H. Weingarten
Represented By: Marcie R Ziegler
Represented By: Jane Robert Goldsmith
Represented By: R. Hackney Wiegmann
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Defendant: CFLP CFS I HOLDINGS, L.P.
Represented By: Michael D. Hunt
Represented By: James H. Weingarten
Represented By: Jane Robert Goldsmith
Represented By: R. Hackney Wiegmann
Represented By: Dane H. Butswinkas
Represented By: Marcie R Ziegler
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Defendant: CFS CF & CO. HOLDINGS, LLC.
Represented By: Dane H. Butswinkas
Represented By: Jane Robert Goldsmith
Represented By: Marcie R Ziegler
Represented By: Michael D. Hunt
Represented By: James H. Weingarten
Represented By: R. Hackney Wiegmann
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Defendant: CFS CF & CO. I HOLDINGS, L.P.
Represented By: James H. Weingarten
Represented By: Marcie R Ziegler
Represented By: R. Hackney Wiegmann
Represented By: Michael D. Hunt
Represented By: Dane H. Butswinkas
Represented By: Jane Robert Goldsmith
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Defendant: Thomas Joseph Anzalone
Represented By: Michael D. Hunt
Represented By: Jane Robert Goldsmith
Represented By: R. Hackney Wiegmann
Represented By: Dane H. Butswinkas
Represented By: James H. Weingarten
Represented By: Marcie R Ziegler
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Defendant: Douglas Rankin Barnard
Represented By: Michael D. Hunt
Represented By: Dane H. Butswinkas
Represented By: James H. Weingarten
Represented By: Jane Robert Goldsmith
Represented By: Marcie R Ziegler
Represented By: R. Hackney Wiegmann
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Defendant: Irvin Goldman
Represented By: Michael D. Hunt
Represented By: Jane Robert Goldsmith
Represented By: R. Hackney Wiegmann
Represented By: Dane H. Butswinkas
Represented By: James H. Weingarten
Represented By: Marcie R Ziegler
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Defendant: Gina Hubbell
Represented By: Jane Robert Goldsmith
Represented By: Michael D. Hunt
Represented By: Dane H. Butswinkas
Represented By: James H. Weingarten
Represented By: Marcie R Ziegler
Represented By: R. Hackney Wiegmann
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Defendant: Edward Lascala
Represented By: James H. Weingarten
Represented By: Marcie R Ziegler
Represented By: R. Hackney Wiegmann
Represented By: Michael D. Hunt
Represented By: Dane H. Butswinkas
Represented By: Jane Robert Goldsmith
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Defendant: William Howard Lutnick
Represented By: Michael D. Hunt
Represented By: Dane H. Butswinkas
Represented By: Marcie R Ziegler
Represented By: James H. Weingarten
Represented By: Jane Robert Goldsmith
Represented By: R. Hackney Wiegmann
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Defendant: Shawn Peter Matthews
Represented By: Michael D. Hunt
Represented By: Dane H. Butswinkas
Represented By: Jane Robert Goldsmith
Represented By: James H. Weingarten
Represented By: Marcie R Ziegler
Represented By: R. Hackney Wiegmann
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Defendant: Stephen M Merkel
Represented By: Dane H. Butswinkas
Represented By: James H. Weingarten
Represented By: Jane Robert Goldsmith
Represented By: Marcie R Ziegler
Represented By: Michael D. Hunt
Represented By: R. Hackney Wiegmann
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Defendant: Andrew Craig Wells
Represented By: Jane Robert Goldsmith
Represented By: Michael D. Hunt
Represented By: Dane H. Butswinkas
Represented By: James H. Weingarten
Represented By: Marcie R Ziegler
Represented By: R. Hackney Wiegmann
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Defendant: Commonwealth Advisors, Inc.
Represented By: Fredrick R. Tulley
Represented By: John Ashley Moore
Represented By: Katia Desrouleaux Bowman
Represented By: John Anthony Milazzo, Jr.
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Defendant: Walter A Morales, III
Represented By: Fredrick R. Tulley
Represented By: John Ashley Moore
Represented By: Katia Desrouleaux Bowman
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Defendant: Jennifer O Morales
Represented By: Fredrick R. Tulley
Represented By: John Ashley Moore
Represented By: Katia Desrouleaux Bowman
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Defendant: James F O'Beirne
Represented By: Fredrick R. Tulley
Represented By: John Ashley Moore
Represented By: Katia Desrouleaux Bowman
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Defendant: Noel Caldwell
Represented By: Scott D. Wilson
Represented By: John Ashley Moore
Represented By: Fredrick R. Tulley
Represented By: Katia Desrouleaux Bowman
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Defendant: Willie Gerald Warrington, Jr.
Represented By: Fredrick R. Tulley
Represented By: John Ashley Moore
Represented By: Katia Desrouleaux Bowman
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Defendant: Stone & Youngberg, LLC
Represented By: George C. Freeman, III
Represented By: Jamie L. Berger
Represented By: Robert J Dressel
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Defendant: Mitchell Gage
Represented By: George C. Freeman, III
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Defendant: Kenneth Williams
Represented By: George C. Freeman, III
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Defendant: Anthony Guaimano
Represented By: Jamie L. Berger
Represented By: George C. Freeman, III
Represented By: Robert J Dressel
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Defendant: Michael Jennings
Represented By: Rory C. Flynn
Represented By: Tara Montgomery Madison
Represented By: James Rodney Chastain, Jr
Represented By: Sandra M Hanna
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Defendant: Jack Turner
Represented By: George C. Freeman, III
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Defendant: Stifel Financial Corp.
Represented By: David N Luder
Represented By: Jackson Trugman
Represented By: Mirais Moorman Holden
Represented By: Robert J Dressel
Represented By: Robert A. Sacks
Represented By: Stephen Henry Kupperman
Represented By: Tyler Davis Trew
Represented By: George Denegre, Jr.
Represented By: George C. Freeman, III
Represented By: Jamie L. Berger
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Defendant: Stifel, Nicolaus & Company, Inc.
Represented By: George C. Freeman, III
Represented By: David N Luder
Represented By: Mirais Moorman Holden
Represented By: George Denegre, Jr.
Represented By: Jackson Trugman
Represented By: Jamie L. Berger
Represented By: Robert J Dressel
Represented By: Robert A. Sacks
Represented By: Stephen Henry Kupperman
Represented By: Tyler Davis Trew
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Defendant: J.P. Morgan Securities, LLC
Represented By: Christine Lipsey
Represented By: Amanda Strickland Stout
Represented By: Kimberly Higginbotham Lorio
Represented By: Rodolfo Jesus Aguilar, Jr.
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Defendant: Charles Schwab & Co., Inc.
Represented By: Robert B. Bieck, Jr.
Represented By: Mark A. Cunningham
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Defendant: Walter A. Morales
Represented By: Fredrick R. Tulley
Represented By: John Anthony Milazzo, Jr.
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Defendant: Kevin Miller
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Defendant: Michelle Wilson-Clarke
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Petitioner: Municipal Employees' Retirement System
Represented By: Kirk Reasonover
Represented By: James R. Swanson
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Petitioner: M. Badi Asbahi
Represented By: James R. Swanson
Represented By: Jason W. Burge
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Petitioner: Preston Cloyd
Represented By: Jason W. Burge
Represented By: James R. Swanson
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Petitioner: Steven Collins
Represented By: James R. Swanson
Represented By: Jason W. Burge
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Petitioner: Eileen Collins
Represented By: James R. Swanson
Represented By: Jason W. Burge
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Petitioner: Charles Richey
Represented By: James R. Swanson
Represented By: Jason W. Burge
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Petitioner: Anne Richey
Represented By: James R. Swanson
Represented By: Jason W. Burge
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Petitioner: Susan B. Beninati
Represented By: James R. Swanson
Represented By: Jason W. Burge
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Petitioner: Russ P. Barranco
Represented By: James R. Swanson
Represented By: Jason W. Burge
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Petitioner: Janice B. Virgadamo
Represented By: James R. Swanson
Represented By: Jason W. Burge
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Petitioner: Jody A. Barranco
Represented By: James R. Swanson
Represented By: Jason W. Burge
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Petitioner: Karen Barranco
Represented By: James R. Swanson
Represented By: Jason W. Burge
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Petitioner: Municipal Employees Retirement System of Louisiana
Represented By: James R. Swanson
Represented By: Jason W. Burge
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Petitioner: Registrar of Voters Employee Retirement System
Represented By: James R. Swanson
Represented By: Jason W. Burge
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Petitioner: Firefighters' Retirement System
Represented By: James R. Swanson
Represented By: Jason W. Burge
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Petitioner: Warren Ponder
Represented By: James R. Swanson
Represented By: Jason W. Burge
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Petitioner: Steven S. Stockstill
Represented By: James R. Swanson
Represented By: Jason W. Burge
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