Securities & Exchange Commission v. Caldwell et al
Plaintiff: Securities & Exchange Commission
Defendant: Kirbyjon Hines Caldwell and Gregory Alan Smith
Case Number: 5:2018cv00434
Filed: March 29, 2018
Court: US District Court for the Western District of Louisiana
Office: Shreveport Office
County: Caddo
Presiding Judge: Mark L Hornsby
Presiding Judge: S Maurice Hicks
Nature of Suit: Securities/Commodities/Exchanges
Cause of Action: 15 U.S.C. ยง 77
Jury Demanded By: Plaintiff

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed Document Text
June 22, 2020 Opinion or Order Filing 8 CONSENT JUDGMENT as to Gregory Alan Smith. Signed by Chief Judge S Maurice Hicks, Jr on 6/22/2020. (crt,McDonnell, D)
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Defendant: Kirbyjon Hines Caldwell
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Defendant: Gregory Alan Smith
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Plaintiff: Securities & Exchange Commission
Represented By: Wilfredo Fernandez
Represented By: Katherine W Vincent
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