UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. COOK et al

Justia Dockets & Filings First Circuit Maine District Court UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. COOK et al

UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. COOK et al

Plaintiff:	UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Defendant:	CLIFFORD BERG, OXFORD GLOBAL PARTNERS LLC, BASEL GROUP LLC, UNIVERSAL BROKERAGE FX MANAGEMENT LLC, OXFORD GLOBAL ADVISORS LLC, TREVOR COOK, PATRICK J KILEY, UBS DIVERSIFIED GROWTH LLC, ELLEN BERG, UBS DIVERSIFIED FX GROWTH LP, UBS DIVERSIFIED FX MANAGEMENT LLC, UBS DIVERSIFIED FX ADVISORS LLC, CROWN FOREX LLC, MARKET SHOT LLC, PFG COIN AND BULLION, OXFORD DEVELOPERS SA, OXFORD FX GROWTH LP, OXFORD GLOBAL FX LLC and OXFORD GLOBAL MANAGED FUTURES FUND LP
Receiver:	R J ZAYED
Case Number:	2:2009mc00272
Filed:	December 7, 2009
Court:	US District Court for the District of Maine
Presiding Judge:	UNASSIGNED
Nature of Suit:	Other

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Defendant: CLIFFORD BERG
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Defendant: OXFORD GLOBAL PARTNERS LLC
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Defendant: BASEL GROUP LLC
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Defendant: UNIVERSAL BROKERAGE FX MANAGEMENT LLC
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Defendant: OXFORD GLOBAL ADVISORS LLC
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Defendant: TREVOR COOK
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Defendant: PATRICK J KILEY
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Defendant: UBS DIVERSIFIED GROWTH LLC
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Defendant: ELLEN BERG
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Defendant: UBS DIVERSIFIED FX GROWTH LP
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Defendant: UBS DIVERSIFIED FX MANAGEMENT LLC
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Defendant: UBS DIVERSIFIED FX ADVISORS LLC
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Defendant: CROWN FOREX LLC
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Defendant: MARKET SHOT LLC
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Defendant: PFG COIN AND BULLION
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Defendant: OXFORD DEVELOPERS SA
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Defendant: OXFORD FX GROWTH LP
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Defendant: OXFORD GLOBAL FX LLC
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Defendant: OXFORD GLOBAL MANAGED FUTURES FUND LP
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Plaintiff: UNITED STATES SECURITIES AND EXCHANGE COMMISSION
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Receiver: R J ZAYED
Represented By:	ALAN G. CARLSON
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